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Large Scale Systems: Decentralization, Structure Constraints, and Fixed Modes PDF

398 Pages·1989·9.78 MB·English
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Lecture Notes in Control and Information Sciences Edited by M.Thoma and A.VVyner 120 L. Trave, A. Titli, A. Tarras Large Scale Systems: Decentralization, Structure Constraints and Fixed Modes Springer-Verlag Berlin Heidelberg New York London Paris Tokyo Series Editors M. Thoma • A. Wyner Advisory Board L D. Davisson • A. G. J. MacFarlane • H. Kwakernaak .I.L. Massey • Ya Z. Tsypkin. A. J. Viterbi Authors Louise Trave Andre Titli Ahmed Maher Tarras Laboratoire d'Automatique et d'Analyse des Systemes du Centre National de la Recherche Scientifique Toulouse France ISBN 3-540-50787-6 Springer-Verlag Berlin Heidelberg NewYork ISBN 0-387-50787-6 Springer-Verlag NewYork Berlin Heidelberg Library of Congress Cataloging in Publication Data Trave, L. (Louise) Large scale systems : decentralization structure constraints and fixed modes L. Trave, A. Titli, A. Tarras. (Lecture notes in control and information sciences ; 120) Bibliography: p. Includes indexes. ISBN 0-387-50787-6 (U.S.) 1. System theory. 2. Control theory. I. Titli, Andre. I1. Tarras, A. (Ahmed). II1. Title. IV. Series. Q295.T73 1989 88 -359 8 4 This work is subject to copyright. All rights are reserved, whether the whole or part of the material is concerned, specifically the rights of translation, reprinting, re-use of illustrations, recitation, broadcasting, reproduction on microfilms or in other ways, and storage in data banks. Duplication of this publication or parts thereof is only permitted under the provisions of the German Copyright Law of September 9, 1965, in its version of June 24, 1985, and a copyright fee must always be paid. Violations fall under the prosecution act of the German Copyright Law. © Springer-Verlag Berlin, Heidelberg 1989 Printed in Germany Offsetprinting: Mercedes-Druck, Berlin Binding: B, Helm, Bedin 2161/3020-543210 PREFACE The growing dimensions and complexi ty of t he p r e s e n t day technologica l , env i ronmen t and societal p r o c e s s e s is one of the foremost cha l lenges to sys t em t h e o - r y . Determining a solut ion for the problems a r i s ing in la rge scale s y s t e m s may become e i t h e r v e r y uneconomical or even impossible if u s i n g the c lass ical mathematical tools deve loped for sys t em ana lys i s and cont ro l . The main r e a s o n is t h a t c lassical theor i e s are not bui l t for deal ing with h igh dimensional i ty models. Now, the e s sen t i a l c h a r a c t e r i s t i c s of l a rge scale s y s t e m s a re a huge n u m b e r of i n p u t and o u t p u t v a r i a - b les on s u b s y s t e m s which are gene ra l ly geograph ica l ly d i s t r i b u t e d . These new f e a t u r e s involve l a rge and complex models , t h o u g h the modelling problem may not be so lvable . Moreover , we must face economical and re l iabi l i ty problems r e l a t e d to the informat ion t r a n s f e r be tween cont ro l s t a t i ons . For t h e s e r e a s o n s , the decomposi t ion , a g g r e g a t i o n and model r e d u c t i o n t echn ic s have r e c e i v e d cons ide rab le a t t en t ion in the las t t en y e a r s . A g rea t deal of theore t i ca l and p rac t i ca l r e s u l t s conce rn ing t h e i r appl ica t ions have been obta ined in t he area of s tab i l i ty and d e c e n t r a l i z e d con t ro l . In p a r t i c u l a r , t he problem of s tabi l iza t ion and pole p lacement with decen t r a l i zed dynamic compensat ion is of g r e a t p rac t ica l i n t e r e s t . Despi te the n u m e r o u s a d v a n c e s a r o u n d th is p rob lem, which a re mater ia l ized by a large number of p a p e r s , t h e r e is none syn the t i ca l s u r v e y work exc lus ive ly c o n c e r n e d with th is problem and the var ious o t h e r ones which a re r e l e v a n t . The main objec t ive of th is book is to p r o v i d e s u c h global s u r v e y b y p r e s e n t i n g the p r e s e n t day r e s u l t s which can be u s e d fo r : - t h e ana lys i s of s tabiHzabil i ty and pole p lacement u n d e r d e c e n t r a l i z e d c o n s - traints, - the de te rmina t ion of a cont ro l pol icy solv ing the problem of s tabi l iza t ion or pole p lacement when decen t r a l i zed dynamic compensa t ion fails { p r e s e r v i n g a d e c e n - t r a l i zed scheme of cont ro l o r minimizing the cos t a s soc ia t ed to the informat ion t r a n s - f e r ) , - the d e s i g n of t h e s e p r e s p e c i f i e d contro l laws. IV By th i s way, th is book supp l i e s the tools for bu i ld ing a methodology which b r i n g s a solut ion to the complete problem of control in the con tex t of l a rge scale s y s t e m s . Moreover , t he l a s t p a r t of t he work t a k e s in to account pa r ame t r i c a n d s t r u c t u r a l r o b u s t n e s s c o n s t r a i n t s . C h a p t e r I p r e s e n t s an ove rv i ew of t he wel l -known r e s u l t s a round the problem of s tabi l iza t ion and pole a s s ignmen t of l inear t lme - inva r i an t dynamic s y s t em s s u b - j ec t ed to cen t r a l i z ed contro l (no s t r u c t u r a l c o n s t r a i n t s ) . The fundamenta l c o n c e p t s of control labi l i ty and obse rvab i l i t y are i n t r o d u c e d and t h e y are e x t e n d e d to the con - c e p t s of s t r u c t u r a l control labi l i ty and o b s e r v a b i l i t y , which are of major p rac t i ca l i n t e r e s t in the s t u d y of l a rge scale s y s t e m s . I n d e e d , t h e s e p r o p e r t i e s a re e s t a b l i s h e d from the sy s t em s t r u c t u r e and t h e y do no t d e p e n d on the p a r t i c u l a r conf igura t ion of t he p a r a m e t e r s I va lues . In th i s f ramework , the problem r e d u c e s to one of b i n a r y n a t u r e t h a t allows fo r the appl ica t ion of g r a p h - t h e o r e t i c c o n c e p t s . This a p p r o a c h is t h u s special ly adequa te for l a rge scale s y s t e m s . The n e c e s s a r y and su f f i c i en t condi t ions fo r t he e x i s t e n c e of a solut ion to the problem of s tab i l iza t ion and pole a s s ignmen t a re p r e s e n t e d for the following two cases : - cen t r a l i zed s t a t e f e edback - cen t ra l i zed ou t pu t f eedback They a re s t a t e d in te rms of t h e contro l labi l i ty and obse rvab i l i t y p r o p e r t i e s of the s y s t e m . It is c l ea r t h a t a good u n d e r s t a n d i n g of the concep t s of cont ro l labi l i ty and obse rvab i l i t y is i n d i s p e n s a b l e be fo r e p r o c e e d i n g to the s t u d y of t he above problem with s t r u c t u r a l c o n s t r a i n t s on the con t ro l . This problem is i n t r o d u c e d in C h a p t e r II , In the cont ro l of l a rge scale s y s t e m s whose e s sen t i a l cha r a c t e r i s t i c is t h e i r h igh d imens ional i ty , convent iona l t e c h n i q u e s fail to give r easonab le so lu t ions wi th r ea sonab le computat ional e f f o r t s . The classical cont ro l t h e o r y genera l ly s t a n d s on the a s sumpt ion of a cen t ra l i zed informat ion p a t t e r n ; i . e . , all the informat ion on the sys t em is available at a g iven c e n t e r , gene ra l ly a geograph ica l pos i t ion , w h e r e all t he ca lcula t ions can be c a r r i ed ou t . For most l a rge scale s y s t e m s , t h i s cen t ra l i za t ion assumpt ion does no t hold due to the geograph ica l d i s t r i bu t i on of t he informat ion . This new c o n s t r a i n t l eads to economical and re l iabi l i ty p rob lems r e l a t e d to the informat ion t r a n s f e r . This implies t ha t t he cont ro l sys tem should be made of a number o5 local con t ro l l e r s t ha t a re only allowed to use p a r t of t he whole informat ion in o r d e r to g e n e r a t e p a r t of the whole V contro l . In par t icular~ the des ign of f eedback con t ro l l e r s r e q u i r e s r e s t r i c t i o n s on the pa r t i cu l a r s y s t e m o u t p u t - i n p u t p a i r s t h a t t he con t ro l l e r can c o n n e c t . When no t r a n s f e r of informat ion b e t w e e n the d i f f e r e n t local s t a t i ons is al lowed, th is y ie lds to a decen t r a l i z ed scheme of con t ro l . When some b u t no t all t r a n s f e r s ( those of minimum cos t for example) a re allowed we obta in a n o n s t a n d a r d r e d u c e d informat ion p a t t e r n . I t is c l ea r t h a t the d e c e n t r a l i z e d control scheme is the most economically a d - van tageous s ince no t r a n s f e r of informat ion for one geograph ica l location to a n o t h e r is r e q u i r e d : sys tem i n p u t s a re a s s i g n e d to a g iven se t of local con t ro l l e r s ( s t a - t i o n s ) , which o b s e r v e only local sys t em o u t p u t s . This is t he r ea son the f i r s t s t u d i e s for the problem of s tabi l iza t ion and pole a s s ignmen t were i n v e s t i g a t e d wi th in a d e - cen t ra l ized cont ro l scheme. The r e s u l t s r e f e r i n g to th i s s t u d y a re p r e s e n t e d in the f i r s t p a r t of the c h a p t e r . These r e s u l t s were t h e n e x t e n d e d to the more genera l case of a r b i t r a r i l y s t r u c t u r a l l y c o n s t r a i n e d cont ro l which is c o n s i d e r e d in the s econd pa r t of the c h a p t e r . The main concep t to deal with th i s k ind of problem is the new not ion of f ixed modes which is fundamenta l in the s t u d y of s tabi l iza t ion and pole p lacement with s t r u c t u r a l l y c o n s t r a i n e d dynamic compensa t ion . I n d e e d t the ex i s t ence of a solut ion d e p e n d s cr i t ical ly on the p r o p e r t i e s of th i s f ini te s e t of n u m b e r s . The p r e s e n c e of uns t ab l e f ixed modes ind ica te s t h a t s tabi l iza t ion is imposs ible while t he p r e s e n c e of any s o r t of f ixed modes r u l e s out a r b i t r a r y pole p lacement . Due to t he theore t i ca l and p rac t i ca l impor tance of the not ion of f ixed modes , the whole C h a p t e r 3 is c o n c e r n e d with t he i r c h a r a c t e r i z a t i o n . The number of d i f f e - r e n t c h a r a c t e r i z a t i o n s which can be found in the sc ient i f ic l i t e r a t u r e is i m p r e s s i v e . Moreover , e v e r y one of them is e x p r e s s e d in t e rms of i t s own a u t h o r s def in i t ions and i n t r o d u c e d in a d i f f e r e n t way. With the main objec t ive of classifieation~ t h e y are p r e s e n t e d in two g r o u p s , the t ime-domain and the f r e q u e n c y - d o m a i n c h a r a c t e r i z a - t ions . A p a r t i c u l a r a t t en t ion is g iven to show the e x i s t i n g equ iva l ences . The ana lys i s of e v e r y one of them allows us to point out t he condi t ions for t he e x i s t e n c e of f ixed modes and to give a deap ins ide into t he i r i n t e r p r e t a t i o n re l a t ed to t h e i r o r i g i n s . The d i f f e r e n t t y p e s of f ixed modes a re out l ined : no s t r u c t u r a l l y f ixed modes which need a quan t i t a t i ve analys is of t he sys t em and s t r u c t u r a l l y f ixed modes for which a s t r u c t u r a l a p p r o a c h is more su i tab le ( r e p r e s e n t a t i o n of t he sys tem by a g r a p h , use of genera l c o n c e p t s of g r a p h t h e o r y ) . From the above ana lys i s , t he d i f f e r e n t r e s u l t s conce rn ing t h e problem of decen t r a l i z ed s tabi l iza t ion and pole p lacement a re uni f ied and e x p r e s s e d in t e rms of the d i f f e r e n t t y p e s of f ixed modes . VI W h e r e a s C h a p t e r 2 m a k e s c l e a r t h a t t h e c h o i c e a p r i o r i o f a f e e d b a c k c o n t r o l s t r u c t u r e ( d e c e n t r a l i z e d f o r e x a m p l e ) c a n g e n e r a t e s o m e p r o b l e m s i f i t g i v e s r i s e to t h e e x i s t e n c e o f f i x e d m o d e s , C h a p t e r 3 p r o v i d e s all t h e n e c e s s a r y t o o l s to a n a l y s e a n d e x p l a i n t h e s i t u a t i o n . A s a n a t u r a l c o n s e q u e n c e , t h e fo l l owing c h a p t e r s a r e c o n c e r n e d w i t h t h e d i f f e r e n t m e t h o d s w h i c h a r e a v a i l a b l e to d e t e r m i n e a n a c c e p t a b l e c o n t r o l p o l i c y s u c h t h a t s t a b i l i z a t i o n o r p o l e p l a c e m e n t i s p o s s i b l e . I n t h e c o n t e x t o f l a r g e s c a l e s y s t e m s , t h e o b j e c t i v e i s to p r e s e r v e a d e c e n - t r a l i z e d c o n t r o l s t r u c t u r e ( C h a p t e r 4) o r to d e t e r m i n e a n e w c o n t r o l s t r u c t u r e s u c h t h a t t h e c o s t o f t h e i n f o r m a t i o n t r a n s f e r i s m i n i m u m ( C h a p t e r 5 ) . C h a p t e r 4 p r e s e n t s a c l a s s o f d e c e n t r a l i z e d t i m e - v a r y i n g c o n t r o l l e r s w h i c h al low to a v o i d f i x e d m o d e s p r o v i d e d t h a t t h e y a r e n o t f r o m a s t r u c t u r a l o r i g i n . S e v e r a l k i n d s o f t i m e - v a r y i n g l a w s a r e e x a m i n e d a n d c o m p a r e d . A n o r i g i n a l a p p r o a c h i s t h e n d e v e l o p e d : i t c o n s i s t s in u s i n g v i b r a t i o n a l c o n - t r o l . V i b r a t i o n a l c o n t r o l c a n b e u s e f u l in t h e c a s e s w h e r e c o n v e n t i o n a l c o n t r o l m e - t h o d s ( b a s e d on f e e d b a c k o r f e e d f o r w a r d p r i n c i p l e s ) do n o t a p p l y b e c a u s e o f l a c k o f m e a s u r e m e n t s . I t i s s h o w n t h a t v i b r a t i o n a l c o n t r o l a s a s t a b i l i z a t i o n m e t h o d i s c o m p a t i b l e w i t h t h e d e c e n t r a l i z a t i o n c o n s t r a i n t s a n d t h a t i t s o l v e s t h e p r o b l e m i n p r e s e n c e o f u n s t a b l e f i x e d m o d e s . F r o m a n o t h e r p o i n t o f v i e w , a p a r t i c u l a r a p p l i c a - t i o n o f v i b r a t i o n a l c o n t r o l i s p r e s e n t e d t h a t c o n s t i t u t e s a m e t h o d f o r t h e d e s i g n o f d e c e n t r a l i z e d t i m e - v a r y i n g c o n t r o l l a w s . When t h e i m p l e m e n t a t i o n o f t i m e - v a r y i n g o r n o n - l i n e a r c o n t r o l l a w s a p p e a r s to b e too d i f f i c u l t o r w h e n we a r e in p r e s e n c e o f s t r u c t u r a l l y f i x e d m o d e s , we m u s t c o n s i d e r t h e p r o b l e m o f d e t e r m i n i n g a n e w c o n t r o l s t r u c t u r e w h i c h m i n i m i z e s t h e c o s t o f t h e i n f o r m a t i o n t r a n s f e r . T h i s p r o b l e m , w h i c h i s o f i m m e n s e p r a c t i c a l i n t e r e s t , i s t h e s u b j e c t o f C h a p t e r 5. I n f a c t , r e l a x i n g t h e s t r u c t u r a l c o n s t r a i n t s o n t h e c o n t r o l s e e m s to b e t h e m o s t c o n v e n i e n t w a y to s o l v e t h e s t a b i l i z a t i o n o r po le p l a c e m e n t p r o b l e m in p r e s e n c e o f f i x e d m o d e s . T h e p u r p o s e o f C h a p t e r 5 i s to p r e s e n t t h e d i f f e r e n t a v a i l a b l e m e t h o d s f o r t h e d e s i g n o f a n a p p r o p r i a t e f e e d b a c k c o n t r o l s t r u c t u r e . T h e s e m e t h o d s a r e b a s e d o n t h e d i f f e r e n t c h a r a c t e r i z a t i o n s o f f i x e d m o d e s w h i c h a r e p r e s e n t e d in C h a p t e r 3 : o n e c a n b e m o r e appropriate t h a n a n o t h e r d e p e n d i n g o n t h e t y p e o f s i t u a t i o n we a r e d e a l i n g w i t h . R o u g h l y s p e a k i n g , two t y p e s o f s i t u a t i o n s c a n o c c u r : - t h e s y s t e m i s p h y s i c a l l y p a r t i t i o n e d i n s e v e r a l s t a t i o n s , d u e f o r e x a m p l e to d i f f e r e n t g e o g r a p h i c a l l o c a t i o n s o f t h e i n p u t s a n d o u t p u t s . I n t h i s c a s e , i t i s c l e a r Vll tha t t he d e c e n t r a l i z e d s t r u c t u r e would be the mos t a p p r o p r i a t e . O ur goal i s t h u s to de t e rmine t h e minimal i n fo rma t ion e x c h a n g e s b e t w e e n s t a t i o n s which g e t r i d of f ixed modes . T h e op t imal i ty c r i t e r i o n can be c h o s e n as t h e n u m b e r of f e e d b a c k l inks be tween two d i f f e r e n t s t a t i o n s o r a s t he cos t a s s o c i a t e d with t h e imp lemen ta t ion of t h e s e f e e d b a c k H n k s , - e i t h e r t h e s y s t e m does n o t r e f l e c t a p r e s p e c i f i e d p a r t i t i o n i n g o r t h e s t a t i o n s p r e s e n t t h e p a r t i c u l a r i t y t h a t t he cos t of local f e e d b a c k s is no t n e g l e c t a b l e with r e s p e c t to t he cos t of f e e d b a c k s b e t w e e n two d i f f e r e n t s t a t i o n s . In t h e s e c a s e s , we wan t to d e t e r m i n e t h e minimal con t ro l s t r u c t u r e s ( if s e v e r a l ) for wh ich t h e s y s t e m h a s no f ixed m o d e s . T h e y do n o t g e n e r a l l y i nvo l ve all t h e local f e e d b a c k s . Note t h a t t he p rob lem r e s u l t i n g from the s e c o n d s i t u a t i o n is more g e n e r a l . I n d e e d , we a r e b r o u g h t b a c k to t he f i r s t p rob lem by s e t t i n g to zero t h e c o s t s a s s o - d a t e d to t he local f e e d b a c k s . T h e r e f o r e , all t h e m e t h o d s wh ich a r e p r e s e n t e d in t h i s g e n e r a l f r a mewo r k can also be u s e d for t he p a r t i c u l a r c a s e . As a logical fol lowing to t h e de t e r mi n a t i o n of a d e q u a t e f e e d b a c k con t ro l s t r u c - t u r e s , C h a p t e r 6 c o n s i d e r s the p rob lem of t h e s y n t h e s i s of f e e d b a c k g a i n s u n d e r s t r u c t u r a l c o n s t r a i n t s . It p r o v i d e s an o v e r v i e w of a p p r o p r i a t e n e a r - o p t i m a l d e s i g n t e c h n i q u e s . C o n s i d e r a t i o n s on t he r o b u s t n e s s of s u c h c o n t r o l l e r s a re also i n c l u d e d , in t h e s e n s e t h a t u n c e r t a i n t i e s due to p a r a m e t e r v a r i a t i o n s or e x t e r n a l d i s t u r b a n c e s a re c o n s i d e r e d . T he e f f e c t s of s t r u c t u r a l p e r t u r b a t i o n s ( fa i lu re of s e n s o r s or a c - t u a t o r s , l ine c u t s . . . ) a re s t u d i e d l a t e r . C h a p t e r 7, a n d t he l a s t one , a p p r o a c h e s i n d e e d t h e p rob lem of s t r u c t u r a l r o b u s t n e s s . The c h a p t e r e x t e n d s t he r e s u l t s c o n c e r n i n g d e c e n t r a l i z e d o r s t r u c t u r a l l y c o n s t r a i n e d con t ro l s y s t e m s to s y s t e m s s u b j e c t e d to s t r u c t u r a l p e r t u r b a t i o n s , mamely f a i l u re s of s e n s o r s o r a c t u a t o r s or c u t s of l ines imp lemen t ing f e e d b a c k - l o o p s . The no t i o n s of s t r u c t u r a l l y r o b u s t con t ro l a n d s t r u c t u r a l l y r o b u s t modes a r e i n t r o d u c e d . Severa l wa y s to c on c lu d e on t h e r o b u s t n e s s of a c o n t r o l , k n o wi n g i t s p r e s p e c i f l e d s t r u c t u r e , a re p r e s e n t e d . T h e y a p p e a r as an e x t e n s i o n of we l l -known r e s u l t s d e r i v e d from f ixed modes c h a r a c t e r i z a t i o n s . At l a s t , a g r a p h - t h e o r e t i c a lgo r i t hm i s p r e s e n t e d to d e t e r m i n e t h e i n fo rma t ion p a t t e r n of a r o b u s t r e g u l a t o r wi th minimum c o s t . T h r o u g h an t he book, e v e r y r e s u l t is i l l u s t r a t e d b y small s i g n i f i c a t i v e e x a m - p le s which make e a s i e r t h e i r u n d e r s t a n d i n g . Moreover , the a p p e n d i c e s con ta in a col lect ion of p a c k a g e s c o r r e s p o n d i n g to some i m p o r t a n t a l g o r i t h m s p r e s e n t e d in t h e book ( e v a l u a t i o n of f i xed m o d e s , d e t e r m i n a t i o n of t h e i r t y p e , ca lcu la t ion of c o n s - t r a i n e d s t r u c t u r e f e e d b a c k m a t r i c e s . . . ) . Vlll This book is the c o n s e q u e n c e of an i n t e n s i v e r e s e a r c h ac t iv i ty of s e v e r a l y e a r s in t he a rea of ana lys i s and cont ro l of l a rge scale s y s t e m s and more p a r t i c u l a r l y in decen t r a l i z ed con t ro l in t h e Lahora to i re d 'Automat ique et d 'Ana lyse des Syst~mes (LAAS). The a u t h o r s would like to e x p r e s s t h e i r g r a t i t u d e to all the col leagues of t h e i r r e s e a r c h g roup and to the Di rec to r of the LAAS, P r o f e s s o r A. COSTES, for t h e i r sc ient i f ic and f inancia l s u p p o r t . The a u t h o r s s incere ly t h a n k Miss C. FABRE for t y p ing all t h e s e p a g e s and Mr. E. LAPEYRE-MESTRE for the d r a w in gs of th is book , Toulouse, January 1989 Louise TRAVE Andr~ TITLI Ahmed TARRAS TABLE OF CONTENTS INTRODUCTION CHAPTER 1. CENTRALIZED CONTROL : STABILIZATION AND POLE ASSIGNMENT I.I. - Introduction 1.2. - Controllahility and observablllty 1.2. I. - Stability 1.2.2. - Controllability 1.2.3. - Observability 1.2.4. - Kalman's canonical form 1.2.5. - Practical importance of the concepts of controllability and B observability 1.2.6. - Stabilization and pole assignment 8 10 1.2.7. - Origins of uncontrollable and unobservable modes 1.3. - Structural controllability and observability 14 I. 3. I. - Structural controllability 15 19 1.3.2. - General results on structural controllability and observability 20 I. 3.3. - Computational considerations I. 4. - Conclusion 31 CHAPITER 2. STRUCTURALLY CONSTRAINED CONTROL • STABILIZATION AND POLE ASSIGNMENT 2.1. - Introduction 33 2.2. - Decentralized structural constraints 34 2.2. I. - Problem formulation 35 37 2.2.2. - Decentralized fixed modes 2.2.3. - Decentralized stabilization and pole assignment 39 X 2.3. - Arbitrary structural constraints 50 2.4. - Evaluation of fixed modes 53 2 . 4 . 1 . - By comparing t h e s p e c t r a of t h e o p e n - l o o p a n d c l o s e d - l o o p d y n a m i c matrix 53 2.4.2. - By calculation of the system modes sensitivity 54 2.4.3. - Concluding remarks 60 2. S. - Conclusion 61 CHAPITER 3. CHARACTERIZATION OF FIXED MODES 3. I. - Introduction 62 3.2. - Characterization in terms of transmission zeros 63 66 3.2.1. - Tarock's results 3.2.2. - Hu and Jiang results 67 70 B.2.3. - Vidyasagar and Wiswanadham results 71 3.2.4. - Seraji's results 3.2.5. - Davison and Wang results 72 3.2.6. - Comments 75 3.3. - Algebraic characterizations : time domain 75 3 . 3 . 1 . - M a t r i x r a n k t e s t c h a r a c t e r i z a t i o n 75 3 . 3 . 2 . - R e c u r s i v e c h a r a c t e r i z a t i o n 80 83 3.3.3. - Particular cases 3.3.4. - Comments 87 3.4. - A l g e b r a i c c h a r a c t e r i z a t i o n s : f r e q u e n c y d o m a i n 88 3 . 4 . 1 . - N e c e s s a r y c o n d i t i o n s on t h e t r a n s f e r f u n c t i o n m a t r i x fo r 88 t h e e x i s t e n c e of f i x e d m o d e s 3 . 4 . 2 , - T r a n s f e r f u n c t i o n m a t r i x c h a r a c t e r i z a t i o n fo r s y s t e m s w i t h d i s t i n c t p o l e s 91 3 . 4 . 3 . - P o l y n o m i a l m a t r i x r a n k t e s t c h a r a c t e r i z a t i o n 94 3 , 4 . 4 . - G e n e r a l t r a n s f e r f u n c t i o n m a t r i x c h a r a c t e r i z a t i o n 95 3 . 4 . 5 . - I n t e r p r e t a t i o n 102 3 . 5 . - S t r u c t u r a l l y f i x e d m o d e s 104

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