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Nanofabrication Zheng Cui Nanofabrication Principles, Capabilities and Limits 1 3 ZhengCui RutherfordAppletonLaboratory ScienceandTechnologyFacilityCounsil(STFC) HarwellScienceandInnovationCampus Didcot,OX110QX UnitedKingdom ISBN:978-0-387-75576-2 e-ISBN:978-0-387-75577-9 DOI:10.1007/978-0-387-75577-9 LibraryofCongressControlNumber:2008924169 #2008SpringerScienceþBusinessMedia,LLC Allrightsreserved.Thisworkmaynotbetranslatedorcopiedinwholeorinpartwithoutthewritten permissionofthepublisher(SpringerScienceþBusinessMedia,LLC,233SpringStreet,NewYork, NY10013,USA),exceptforbriefexcerptsinconnectionwithreviewsorscholarlyanalysis.Use inconnectionwithanyformofinformationstorageandretrieval,electronicadaptation,computer software,orbysimilarordissimilarmethodologynowknownorhereafterdevelopedisforbidden. Theuseinthispublicationoftradenames,trademarks,servicemarks,andsimilarterms,evenifthey arenotidentifiedassuch,isnottobetakenasanexpressionofopinionastowhetherornottheyare subjecttoproprietaryrights. Printedonacid-freepaper springer.com Tom yp arents Preface The idea of writing a book focusing on nanofabrication came after I gave a seriesoflecturesin2007.FirstIwasinvitedtogivealectureattheNanoelec- tronicsResearchCentreinthePekingUniversity,China,inJanuary2007.The titleofmylecturewas‘‘Nanofabrication:CapabilitiesandLimits’’.ThenIwas invitedtogiveapresentationwiththesametitleattheUKInstituteofPhysics Conference on ‘‘Nanoelectronics-Materials and Technologies’’ in February 2007. The audiences, who were mostly working on new nanoelectronic devices, were keen to know which technology they could use to make the nanostructures they need. In April 2007, I was on a lecture tour in Taiwan whereIlecturedatNationalTaiwanUniversity,TaiwanNationalNanodevice Laboratory and National Cheng-Kung University. Wherever I lectured, researchers and students were showing great interest in nanofabrication technologiesandconcernedabouttheircapabilitiesandlimits.Mycollabora- tion with researchers in China, particularly with the Institute of Physics, ChineseAcademyofSciences,whereanumberofresearchgroupsaredevoted tonanomaterialsanddevices,hasalsoexposedmetofrequentquestionssuch as what are the capabilities and limits of various current nanofabrication technologies.AlthoughIhavepublishedabook,titled‘‘Micro-Nanofabrica- tion Technologies and Applications’’ (Springer, 2006), my previous book, including a number of other books published so far, has not made clear which technologies can truly claim to be nanofabrication technologies. The descriptions of nanostructure fabrication are often buried in those of microstructure fabrication. It is apparent that a book on this subject is desirable. It is no surprise that nanofabrication is drawing wide spread interest, as nanotechnology has been a buzz word in the last few years across the world. Notonlythetraditionalphysicalsciencecommunityisdrawnintonanotechnol- ogy, but also researchers in chemistry, medicine, biology, energy and environ- ment sciences are all becoming interested in nanotechnology. Though nanoscienceand nanotechnologyare broadly definedasresearchand exploita- tionofstructuresandsystemsatsub-100nmdimension,thedistinctionbetween microfabrication and nanofabrication is not too obvious. Many traditional technologies for fabricating microscale structures are also capable of making vii viii Preface sub-100nmstructures,suchasopticallithography,thoughmanyadvancesinthe optical lithography taking place over the years have made the sub-100 nm patterningpossible.Ontheotherhand,someofthetechnologiesareinherently ‘‘nano’’ratherthan‘‘micro’’,suchasfabricationbasedonscanningprobes.Ihave writtenthebookespeciallywiththesub-100nmdimensionalscaleinmind,and have selected only those technologies that are capable of making sub-100 nm structures,oremphasizedon theaspectsofsub-100nmstructuringcapabilities forthosetechnologieswhichhavebeentraditionallyformicrofabrication.Asthe book titlesuggested,Ihavedescribednotonlythenanofabrication capabilities foreachoftheselectedtechnology,butalsotheirlimitswhichareeitheraboutthe ultimate patterning resolution or about the practicality as a fabrication technology. Nanofabricationisamulti-disciplinaryfield.Abookinthisnatureisoften writtenbymultipleauthors.Iwasabletotakeonthistaskonmyownbecause ofmymanyyearsworkingwithvariousmicrofabricationandnanofabrication technologies. The Central Microstructure Facility, Rutherford Appleton Laboratory, where Ihaveworked for15years,hasbeen aplace withsole job to provide micro and nanofabrication solutions to researchers of many scien- tific disciplines. My connection with Laboratory of Microfabrication at the InstituteofPhysics,ChineseAcademyofScience,inthelast6yearsasavisiting professor also has given me the opportunity to work with many scientists in nanoscienceandnanotechnologyareas.ThoughIcannotclaimtobeanexpert ineverynanofabricationtechnologydescribedinthebook,myexperienceand insight into how a nanostructure should be made give me the advantage of knowing which is a viable nanofabrication technology and which is not. This helpedmetoselectonlythosemostappropriatetechnologiestobeincludedin the book. I hope the readers of the book should gain useful information and advice when deciding which technology they should choose for their specific applications. Intheera,whenanyinformationcanbe‘‘googled‘‘frominternet,whowould stillneedabook?Infact,moretitlesofprofessionalbooksarepublishedthan everbefore.Thoughinternethasprovidedtheconvenienceoffindingrequired information at a stroke of keyboard, it still needs a trained eye to spot the correct and best knowledge among the vast amount information presented to someone. I must admit that internet has helped me a great deal in gathering informationandpreparingforthebook.IhopethatwithmytrainedeyesIhave filteredtheusefulinformationthroughtomybook.Inaddition,thebookhas providedreferences,weblinksandexplanationofterminologies,whichshould serve as a ‘‘street map’’ for readers to find their way through in the internet ‘‘maze’’. My gratitude goes to many of my colleagues and friends working at the CentralMicrostructureFacility,RutherfordAppletonLaboratory,UK,atthe LaboratoryofMicrofabrication,theInstituteofPhysics,ChineseAcademyof Sciences,andattheNanoelectronicsCentreofPekingUniversity,China,where Ialsoserveasavisitingprofessor.Manyoftheirpublishedworkhavebeencited Preface ix inthebook,includingworkpublishedbymanyotherexpertsindifferentfields. My final thanks go to my family, my wife Ling Wang who herself is also an experienced engineer workingin the micro and nanofabrication field, and my daughters,HelenandKaty,whohavesupportedmeallalong. Oxford ZhengCui Contents 1 Introduction............................................. 1 1.1 Nanotechnology..................................... 1 1.2 Nanofabrication..................................... 2 1.3 PurposeoftheBook.................................. 4 References.............................................. 5 2 NanofabricationbyPhotons................................. 7 2.1 Introduction........................................ 7 2.2 PrincipleofOpticalProjectionLithography ............... 8 2.3 OpticalLithographyatShorterWavelengths .............. 13 2.3.1 DeepUV ..................................... 13 2.3.2 ExtremeUV................................... 16 2.3.3 X-ray ........................................ 20 2.4 OpticalLithographyatHighNA........................ 22 2.5 OpticalLithographyatLowk Factor ................... 30 1 2.5.1 Off-AxisIllumination(OAI)...................... 33 2.5.2 Phase-ShiftingMask(PSM) ...................... 34 2.5.3 OpticalProximityCorrection(OPC)................ 38 2.5.4 Photoresists................................... 44 2.5.5 DesignforManufacturing(DFM) ................. 53 2.5.6 DoubleProcessing.............................. 54 2.6 Near-FieldOpticalLithography ........................ 57 2.7 InterferometricOpticalLithography..................... 63 2.8 MasklessOpticalLithography.......................... 67 References.............................................. 73 3 NanofabricationbyChargedBeams........................... 77 3.1 Introduction........................................ 77 3.2 FocusingChargedParticleBeam........................ 79 3.2.1 ChargedParticleOptics.......................... 79 3.2.2 Sources....................................... 81 3.2.3 Aberrations ................................... 85 xi xii Contents 3.3 ScatteringandProximityEffect......................... 89 3.3.1 ElectronScattering ............................. 89 3.3.2 ProximityEffectandCorrection................... 94 3.3.3 EffectofSecondaryElectrons..................... 99 3.3.4 Low-EnergyE-BeamLithography ................. 101 3.3.5 IonScattering ................................. 105 3.4 ResistMaterialsandProcesses.......................... 106 3.4.1 SensitivityofResistMaterials..................... 107 3.4.2 ContrastofResistMaterials...................... 112 3.4.3 ResolutionEnhancementProcesses ................ 114 3.5 IonSputteringandRedeposition........................ 117 3.6 ChargedParticlesProjectionLithography................. 120 References.............................................. 124 4 NanofabricationbyScanningProbes.......................... 129 4.1 Introduction........................................ 129 4.2 PrinciplesofSPMs................................... 130 4.3 ExposureofResists .................................. 133 4.3.1 FieldElectronEmission ......................... 133 4.3.2 ExposureofResistbySTM....................... 135 4.3.3 ExposureofResistbyNSOM..................... 139 4.4 LocalOxidationLithography .......................... 140 4.5 AdditiveNanofabrication ............................. 143 4.5.1 Field-InducedDeposition ........................ 143 4.5.2 Dip-PenNanolithography........................ 145 4.6 SubtractiveNanofabrication ........................... 147 4.6.1 ElectrochemicalEtching ......................... 147 4.6.2 Field-inducedDecomposition..................... 148 4.6.3 ThermomechanicalIndentation ................... 149 4.6.4 MechanicalScratching .......................... 150 4.7 High-ThroughputSPL................................ 153 References.............................................. 156 5 NanofabricationbyReplication .............................. 161 5.1 Introduction........................................ 161 5.2 ThermalPressNanoimprint............................ 162 5.2.1 NanoimprintStamps............................ 164 5.2.2 NanoimprintPolymers .......................... 166 5.2.3 Demolding.................................... 169 5.2.4 Alignment .................................... 172 5.3 RoomTemperatureNanoimprint ....................... 173 5.4 UV-CuredNanoimprint............................... 176 5.4.1 TransparentStamps ............................ 176 5.4.2 UVCurablePolymers........................... 180

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To m y p arents .. International Technology Roadmap for Semiconductors (ITRS) published in. 1993 [3], the minimum circuit feature should have
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