It has now been 4 years since significant changes were made to &m ba college seminars series the way psychiatric trainees’ skills are assessed for the MRCPsych rl examinations. Much teaching, learning and assessment now ittlik, b occurs in the workplace in real clinical situations, with the eh bu emphasis being on outcome as reflected by the performance of ag nr the doctor. ka This book outlines the workplace-based assessments (WPBAs) that are required by the current competency-based psychiatry curriculum. It has been updated, taking into account the experience gained since these assessments began. The authors W explore the theory and practice of different assessment methods o such as case-based discussion, long-case evaluation and directly r k observed practice, changes in the MRCPsych examinations and p la multi-source feedback. c e - B The second edition includes new chapters on Direct Observation a workplace-based s of Non-Clinical Skills (DONCS), educational supervisor reports, the e d new online portfolio for trainees, workplace-based assessments A in psychotherapy and views from trainees themselves. This book s assessments s will be essential reading for psychiatric trainers and trainees. e s s About the editors m e in psychiatry Amit Malik is a Clinical Services Director in Hampshire and was integral to the n development and implementation of workplace-based assessment tools in the ts UK. He successfully led the national implementation of electronic systems for in WPBAs and portfolios. P second edition s Dinesh Bhugra is Professor of Mental Health and Cultural Diversity at the y Institute of Psychiatry, King’s College London, and an Honorary Consultant at c h the South London and Maudsley NHS Foundation Trust. He has been influential ia in psychiatric training and assessment in the UK, particularly as Dean (2003– t r 2008) and President (2008–2011) of the Royal College of Psychiatrists. y edited by Andrew Brittlebank is Deputy Medical Director for Medical Performance at amit malik, dinesh bhugra Northumberland, Tyne and Wear NHS Foundation Trust and Associate Dean for Postgraduate Education at the Royal College of Psychiatrists. His areas of & andrew brittlebank College responsibility include curriculum and workplace-based assessments. PUBLICATIONS This page has been left blank intentionally Workplace-Based Assessments in Psychiatry Second edition This page has been left blank intentionally Workplace-Based Assessments in Psychiatry Second edition Edited by Amit Malik, Dinesh Bhugra and Andrew Brittlebank RCPsych Publications © The Royal College of Psychiatrists 2011 RCPsych Publications is an imprint of the Royal College of Psychiatrists, 17 Belgrave Square, London SW1X 8PG http://www.rcpsych.ac.uk All rights reserved. No part of this book may be reprinted or reproduced or utilised in any form or by any electronic, mechanical, or other means, now known or hereafter invented, including photocopying and recording, or in any information storage or retrieval system, without permission in writing from the publishers. British Library Cataloguing-in-Publication Data. A catalogue record for this book is available from the British Library. ISBN 978 1 908020 06 2 Distributed in North America by Publishers Storage and Shipping Company. The views presented in this book do not necessarily reflect those of the Royal College of Psychiatrists, and the publishers are not responsible for any error of omission or fact. The Royal College of Psychiatrists is a charity registered in England and Wales (228636) and in Scotland (SC038369). Printed in the UK by Bell & Bain Limited, Glasgow. Contents List of tables, boxes and figures vii List of contributors ix Preface xi 1 Introduction: changes in training 1 Amit Malik, Dinesh Bhugra and Andrew Brittlebank 2 Workplace-based assessment methods: literature overview 14 Amit Malik and Dinesh Bhugra 3 Case-based discussion 28 Nick Brown, Gareth Holsgrove and Sadira Teeluckdharry 4 The mini-Assessed Clinical Encounter (mini-ACE) 45 Nick Brown 5 The Assessment of Clinical Expertise (ACE) 56 Geoff Searle 6 Multi-source feedback 68 Caroline Brown 7 Direct Observation of Non-Clinical Skills: a new tool to assess higher psychiatric trainees 76 Andrew Brittlebank 8 Workplace-based assessments in psychotherapy 84 Chess Denman 9 Educational supervisor’s report 99 Ann Boyle 10 Portfolios 108 Larissa Ryan and Clare Oakley 11 Annual Review of Competence Progression (ARCP) 122 Wendy Burn 12 Examinations in the era of competency training 131 Anthony Bateman v contents 13 Piloting workplace-based assessments in psychiatry 142 Andrew Brittlebank, Julian Archer, Damien Longson, Amit Malik and Dinesh Bhugra 14 Developing and delivering an online assessment system: Assessments Online 154 Simon Bettison and Amit Malik 15 A trainee perspective of workplace-based assessments 167 Clare Oakley and Ollie White 16 Conclusions 181 Amit Malik, Dinesh Bhugra and Andrew Brittlebank Appendix 1: Assessment forms 185 Appendix 2: Guide for ARCP panels in core psychiatry training 197 Appendix 3: The MRCPsych examination 215 Index 218 vi Tables, boxes and figures Tables 14.1 A blueprint for a mini-ACE assessment (example) 50 18.1 Case-based discussion (CbD) group assessment form 88 18.2 Supervised Assessment of Psychotherapy Expertise (SAPE) 94 13.1 Satisfaction scores and time taken to complete the first 6 months of WPBAs 146 Boxes 11.1 Methods for the assessment of trainees’ performance 6 13.1 Structured question guidance 36 13.2 Helpful prompts for planning a case-based discussion 37 13.3 Case-based discussion: clinical record-keeping performance descriptors 38 13.4 Case-based discussion: clinical assessment (including diagnostic skills) performance descriptors 38 13.5 Case-based discussion: medical treatment performance descriptors 39 13.6 Case-based discussion: risk assessment and management performance descriptors 39 13.7 Case-based discussion: investigation and referral perform- ance descriptors 39 13.8 Case-based discussion: follow-up and care planning performance descriptors 40 13.9 Case-based discussion: professionalism performance descriptors 40 13.10 Case-based discussion: clinical reasoning (including decision-making) peformance descriptors 40 13.11 Case-based discussion: overall clinical care performance descriptors 41 vii tables, boxes and figures 14.1 mini-ACE: history-taking performance descriptors 51 14.2 mini-ACE: mental state examination performance descriptors 51 14.3 mini-ACE: communication skills performance descriptors 52 14.4 mini-ACE: clinical judgement performance descriptors 52 14.5 mini-ACE: professionalism performance descriptors 52 14.6 mini-ACE: organisational efficiency performance descriptors 53 14.7 mini-ACE: overall clinical care performance descriptors 53 15.1 ACE: history-taking performance descriptors 62 15.2 ACE: mental state examination performance descriptors 63 15.3 ACE: communication skills performance descriptors 63 15.4 ACE: clinical judgement performance descriptors 63 15.5 ACE: professionalism performance descriptors 64 15.6 ACE: organisational efficiency performance descriptors 64 15.7 ACE: overall clinical care performance descriptors 64 16.1 Good Medical Practice and mini-PAT domains 71 19.1 Portfolio evidence 105 19.2 Key areas to be explored with an underperforming trainee 106 10.1 Important factors for portfolio success 112 10.2 Utilising the Royal College of Psychiatrists’ Portfolio Online 118 11.1 Example of a remedial plan for a trainee who has failed the CASC examination 127 13.1 General Medical Council’s standards for curricula and assessment systems 143 14.1 Nielsen’s top ten usability heuristics 162 14.2 Typical support enquiries 164 Figures 13.1 Case-based discussion planning grid 35 17.1 Skills assessed in the DONCS pilot study 81 18.1 A grid for systematically recording a complete psychological formulation of a patient’s difficulties 98 10.1 Kolb’s learning cycle 109 viii
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