IIAS Series: Governance and Public Management InternationalInstituteofAdministrativeSciences(IIAS)–ImprovingAdministrative SciencesWorldwide The International Institute of Administrative Sciences (IIAS) is a non-governmental organizationwithscientificpurpose,establishedin1930,whoseseatisstillinBrussels. TheInstituteisaworldwideplatformprovidingaspaceforexchangesthatpromote knowledgeandpracticestoimprovetheorganizationandoperationofPublicAdmin- istrationandtoensurethatpublicagencieswillbeinapositiontobetterrespondto thecurrentandfutureexpectationsandneedsofsociety. It provides thus a forum where practical experiences and theoretical analyses of experts (academics and practitioners) in Public Administration worldwide and from allculturesarepresentedanddiscussed. Tocoverthediversityofitsmembers,theIIAShassetupfoursub-entities: – TheEGPA(EuropeanGroupforPublicAdministration) – TheIASIA(InternationalAssociationofSchoolsandInstitutesofAdministration) – TheLAGPA(LatinAmericanGroupforPublicAdministration) – TheAGPA(AsianGroupforPublicAdministration)—willbeestablishedin2011. Website:http://www.iias-iisa.org GovernanceandPublicManagementSeries Serieseditedby: GérardTimsit,EmeritusProfessor,UniversityofParisIPanthéonSorbonne(France) TacoBrandsen,Professor,RadboudUniversiteitNijmegen (TheNetherlands) EditorialSeriesCommittee: GérardTimsit,IIASPublicationsDirectorandSeriesEditor RoletLoretan,IIASDirectorGeneral TacoBrandsen,MemberandSeriesEditor MichielDeVries,Member ChristopherPollitt,Member,IRASEditorinChief FabienneMaron,IIASScientificAdministratorandPublicationsCoordinator TheGovernanceandPublicManagementseries,publishedinconjunctionwiththeInter- nationalInstituteofAdministrativeSciences(IIAS),bringsthebestresearchinpublic administration and management to a global audience. Encouraging a diversity of approachandperspective,theseriesreflectstheInstitute’sconvictionforaneutraland objectivevoice,groundedintheexigencyoffact.Howisgovernanceconductednow? Howcoulditbedonebetter?Whatdefinesthelawofadministrationandthemanage- mentofpublicaffairs,andcantheirimplementationbeenhanced?Suchquestionslie behindtheInstitute’scorevalueofaccountability:thosewhoexerciseauthoritymust accountforitsuse—tothoseonwhosebehalftheyact. Titlesintheseriesinclude: VictorBekkers,JurianEdelenbos,BramSteijn(editors) INNOVATIONINTHEPUBLICSECTOR LinkingCapacityandLeadership MichielS.DeVries THEIMPORTANCEOFNEGLECTINPOLICY-MAKING MichielS.DeVriesandP.S.Reddy,M.ShamsulHaque(editors) IMPROVINGLOCALGOVERNMENT OutcomesofComparativeResearch MichielS.DeVriesandPanSukKim(editors) VALUEANDVIRTUEINPUBLICADMINISTRATION AComparativePerspective WouterVanDoorenandStevenVandeWalle(editors) PERFORMANCEINFORMATIONINTHEPUBLICSECTOR PerLægreidandKoenVerhoest(editors) GOVERNANCEOFPUBLICSECTORORGANIZATIONS Proliferation,AutonomyandPerformance EberhardBohne THEWORLDTRADEORGANIZATION InstitutionalDevelopmentandReform GovernanceandPublicManagementSeries SeriesStandingOrderISBN978–0230–50655–8(hardback) 978–0230–50656–5(paperback) (outsideNorthAmericaonly) Youcanreceivefuturetitlesinthisseriesastheyarepublishedbyplacingastanding order.Pleasecontactyourbookselleror,incaseofdifficulty,writetousattheaddress belowwithyournameandaddress,thetitleoftheseriesandtheISBNquotedabove. CustomerServicesDepartment,MacmillanDistributionLtd,Houndmills,Basingstoke, HampshireRG216XS,England Value and Virtue in Public Administration A Comparative Perspective Editedby Michiel S. De Vries ProfessorofPublicAdministration,RadboudUniversityNijmegen,TheNetherlands and Pan Suk Kim UnderwoodDistinguishedProfessorinPublicAdministration,YonseiUniversity,SouthKorea Palgrave macmillan Editorialmatter,selection,introductionandconclusion©MichielS.DeVries andPanSukKim2011 Allremainingchapters©respectiveauthors2011 Softcover reprint of the hardcover 1st edition 2011 978-0-230-23647-9 Allrightsreserved.Noreproduction,copyortransmissionofthis publicationmaybemadewithoutwrittenpermission. Noportionofthispublicationmaybereproduced,copiedortransmitted savewithwrittenpermissionorinaccordancewiththeprovisionsofthe Copyright,DesignsandPatentsAct1988,orunderthetermsofanylicence permittinglimitedcopyingissuedbytheCopyrightLicensingAgency, SaffronHouse,6-10KirbyStreet,LondonEC1N8TS. Anypersonwhodoesanyunauthorizedactinrelationtothispublication maybeliabletocriminalprosecutionandcivilclaimsfordamages. Theauthorshaveassertedtheirrightstobeidentified astheauthorsofthisworkinaccordancewiththeCopyright, DesignsandPatentsAct1988. Firstpublished2011by PALGRAVEMACMILLAN PalgraveMacmillanintheUKisanimprintofMacmillanPublishersLimited, registeredinEngland,companynumber785998,ofHoundmills,Basingstoke, HampshireRG216XS. PalgraveMacmillanintheUSisadivisionofStMartin’sPressLLC, 175FifthAvenue,NewYork,NY10010. PalgraveMacmillanistheglobalacademicimprintoftheabovecompanies andhascompaniesandrepresentativesthroughouttheworld. Palgrave®andMacmillan®areregisteredtrademarksintheUnitedStates, theUnitedKingdom,Europeandothercountries. ISBN 978-1-349-31454-6 ISBN 978-0-230-35388-6(eBook) DOI10.1057/9780230353886 Thisbookisprintedonpapersuitableforrecyclingandmadefromfully managedandsustainedforestsources.Logging,pulpingandmanufacturing processesareexpectedtoconformtotheenvironmentalregulationsofthe countryoforigin. AcataloguerecordforthisbookisavailablefromtheBritishLibrary. LibraryofCongressCataloging-in-PublicationData Valueandvirtueinpublicadministration:acomparativeperspective/ editedbyMichielS.DeVriesandPanSukKim. p. cm. Includesbibliographicalreferencesandindex. 1. Publicadministration—Moralandethicalaspects. 2. Civilserviceethics. 3. Publicadministration—Moralandethical aspects—Casestudies. 4. Civilserviceethics—Casestudies. I. Vries,MichielS.de. II. Kim,P’an-sok. JF1525.E8V342011 172—dc23 2011029577 10 9 8 7 6 5 4 3 2 1 20 19 18 17 16 15 14 13 12 11 Contents ListofFigures vii ListofTables viii Preface ix 1 IntroductiontoValueandVirtueinPublicAdministration 1 MichielS.deVriesandPanSukKim 2 GovernanceandValuesinContemporaryPublicService 17 CharlesGarofalo 3 PublicVirtueApproaches 33 BerryTholen 4 EthicsandGlobalizationinHistoricalPerspective: TheRelevanceofSocratesinOurDays 47 DemetriosArgyriades 5 TheCultural-EconomicPerspectiveonValuesandVirtues 84 EelkedeJong 6 TheSocialPsychologyPerspectiveonValuesandVirtues 98 IwonaSobisandMichielS.deVries 7 TheInstitutionalPerspectiveonValuesandVirtues 115 ElinorOstromandVincentOstrom 8 PublicAdministrationasaMenetypeB:Re-discovering Trichotomies 135 BruceCuttingandAlexanderKouzmin 9 ContemporaryTrendsandDilemmasofAdministrativeEthics intheDevelopingWorld 169 M.ShamsulHaque 10 TheValueProfileofCivilServantsinNewEuropean DemocraciesthroughtheLensofEmbeddedEthics 186 JolantaPalidauskaite v vi Contents 11 TheEvilandItsCure:Clientelism,Corruption,andTheir InstitutionalRemediesinLatinAmerica 208 ChristinaW.Andrews 12 PerilsandProspectsinFourAfricanCountries 228 MosesSindane 13 PublicSectorValueandVirtueandtheOECD 241 CynthiaE.LynchandThomasD.Lynch 14 ValuesandVirtuesintheJapanesePublicSector 256 HirokoKudo 15 Conclusions 275 MichielS.deVriesandPanSukKim References 285 NotesontheContributors 312 AuthorIndex 317 SubjectIndex 322 List of Figures 5.1 Aframeworkforcultureandeconomics 88 6.1 Ernst&Young’simpliedpsychologicalcontract 111 7.1 Aframeworkforinstitutionalanalysis 120 8.1 Thetrinitarianhierarchyofsociety 137 8.2 Thetrinityofpoliticalpowers 138 8.3 Thetrinityofjurisdictionalpower 141 8.4 Thesub-trinityofexecutivepower 145 8.5 Theprincipaltrinityoftheintellect 150 8.6 Thetrinityofsocietyinterests 151 8.7 Essentialnatureofthepublicinterest 153 8.8 PA’sauthorityonthepublicinterest 156 8.9 Thegovernancetrichotomy 157 8.10 Thetrinityofpoliticalstudies 158 8.11 Thetrinityofgovernmentinaction 159 8.12 Thetrinityofpolicydecisionmaking 166 8.13 Thetrinityofpolicyimplementation 167 10.1 Transformationofcivilservicesysteminnewdemocracies 205 11.1 RankingaccordingtotheCorruptionPerceptionIndex 210 11.2 Rankingaccordinglytotheaverageineachcountryinreply tothequestion:“Imaginethatthetotalofpublicservantsin yourcountrywas100andthatyoushouldsayhowmanyof amongthese100arecorrupt.Howmanywouldyousayare corrupt?” 211 11.3 Rankingaccordinglyinpercentageofrepliesfor“more”to thequestions:“Doyouthinkthatthereismore,thesame,or lesscorruptionamongpoliticiansthanintherestof society?” 212 vii List of Tables 10.1 Constitutionalvalues 189 10.2 Citizens’rightsinrelationshiptopublicauthorities 190 10.3 Constitutionalprovisionsinregardtocivilservice 191 10.4 Generalprinciplesofcivilservice 194 10.5 Civilservants’dutiesprescribedbyCivilServiceAct 198 10.6 Frequencyofvaluesidentifiedincodesofethics/codesof conduct 200 10.7 Aninventoryofprinciplesforcivilservantsemphasizedin differentlegislation 202 10.8 Differencesbetweennomenclatura’sethosandEuropean Unionethicalstandards 205 viii Preface We are living in a rapidly changing society and the field of public administration is no exception. Public administration is a field of study and analysis linked with law, political science, sociology, business man- agement, economics, psychology, technology, and engineering. Although thehistoricaldevelopmentofpublicadministrationdiffersfromonecoun- try to another, political science and the law have significantly affected the developmentofmodernPublicAdministration.Historicallandmarksinthe disciplineofPublicAdministrationincludetheessayentitled“TheStudyof Administration”publishedbyWoodrowWilson,whicharguedthatthesci- entific concept of administration needed to be removed from the strife of politics. Since then, several paradigms have been raised reflecting the state ofpublicadministrationinagivenperiod. Common features of several paradigms that developed during the eco- nomiccrisesincludeefficiencyandeconomy.Forexample,duringtheGreat DepressionintheUnitedStatesandtherestoftheworld,aparadigmof“best ways”wasintroducedalongwiththedevelopmentofbusinessmanagement. Similarly, with the economic and financial crises affecting many countries aroundtheworldsincethelate1980s,newpublicmanagement(NPM)was introduced in emphasizing managerialism and management techniques, contractualismandentrepreneurship,market-driventechniques,citizensas customers,deregulationsandmarkettransactions,andtighterperformance management. Itisfinetosaythatdemocracycannotfunctionwithoutefficientadmin- istration,butotherargumentsondimensionssuchasvaluesandvirtuesare perhaps even more relevant to the nature and dynamics of public admin- istration. A strong emphasis on instrumental managerialism misplaces the meaningofpublicadministration.Theassumptionsofefficiencyandecon- omy do not capture the complexity of a phenomenon that involves the publicaswellaspublicconsequences.Business-likemanagementalonecan- not resolve all the problems in the public sector. NPM or post-NPM may work in a certain country, but it cannot be universally applied because each society is different. In that regard, critical analysis of the funda- mental and instrumental ways of governing is necessary to go beyond NPM or post-NPM, which heavily relies on economic and management theories. In a time of financial strife, there is the tendency to focus on efficiency andtheeconomyattheexpenseofvirtuesandvalues.Thesetwoelements ix