P1:OTE/OTE/SPH P2:OTE FM BLBK275-Hodges April8,2010 15:15 PrinterName:YettoCome UNDERWATER ACOUSTICS Underwater Acoustics: Analysis, Design and Performance of Sonar Richard P. Hodges © 2010 John Wiley & Sons Ltd. ISBN: 978-0-470-68875-5 P1:OTE/OTE/SPH P2:OTE FM BLBK275-Hodges April8,2010 15:15 PrinterName:YettoCome UNDERWATER ACOUSTICS ANALYSIS, DESIGN AND PERFORMANCE OF SONAR RichardP.Hodges Sonalysts,Inc. A John Wiley and Sons, Ltd., Publication P1:OTE/OTE/SPH P2:OTE FM BLBK275-Hodges April8,2010 15:15 PrinterName:YettoCome Thiseditionfirstpublished2010 (cid:1)C 2010JohnWiley&Sons,Ltd Registeredoffice JohnWiley&SonsLtd,TheAtrium,SouthernGate,Chichester,WestSussex,PO198SQ,UnitedKingdom Fordetailsofourglobaleditorialoffices,forcustomerservicesandforinformationabouthowtoapplyforpermissionto reusethecopyrightmaterialinthisbookpleaseseeourwebsiteatwww.wiley.com. TherightoftheauthortobeidentifiedastheauthorofthisworkhasbeenassertedinaccordancewiththeCopyright, DesignsandPatentsAct1988. 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LibraryofCongressCataloging-in-PublicationData Hodges,RichardP. Underwateracoustics:analysis,design,andperformanceofsonar/byRichardP.Hodges. p.cm. Includesindex. ISBN978-0-470-68875-5(cloth) 1.Underwateracoustics. 2.Sonar–Mathematicalmodels. 3.Elasticwavepropagation. I.Title. QC242.2.H632010 621.389’5–dc22 2010003321 AcataloguerecordforthisbookisavailablefromtheBritishLibrary. ISBN 978-0-470-68875-5 Typesetin10/12ptTimesbyAptaraInc.,NewDelhi,India PrintedinSingaporebyMarkonoPrintMediaPteLtd P1:OTE/OTE/SPH P2:OTE FM BLBK275-Hodges April8,2010 15:15 PrinterName:YettoCome Contents AbouttheAuthor xiii Preface xv Acknowledgements xvii 1 IntroductiontoSonar 1 1.1 AcousticWaves 1 1.1.1 CompressionsandRarefactions 3 1.2 SpeedofPropagation 4 1.3 AcousticWaveParameters 5 1.4 DopplerShift 9 1.5 Intensity,SPL,andDecibels 10 1.6 CombiningAcousticWaves 11 1.7 ComparativeParameterforSoundinWaterandAir 14 References 15 2 TheSonarEquations 17 2.1 Signal-to-NoiseRatio 17 2.2 ActiveSonarEquation 18 2.3 SignalExcess 20 2.4 FigureofMerit 20 References 21 3 Transducers,Directionality,andArrays 23 3.1 TransducerResponse 25 3.2 BeamPatternResponse 25 3.3 LinearArrays 27 3.3.1 TripletTowedArray 33 3.3.2 MultilineTowedArrays 33 3.4 RectangularPlanarArray 33 3.5 AmplitudeShading 37 3.6 ContinuousArrays 37 3.7 VolumetricArrays 41 3.8 ProductTheorem 44 P1:OTE/OTE/SPH P2:OTE FM BLBK275-Hodges April8,2010 15:15 PrinterName:YettoCome vi Contents 3.9 BroadbandBeamPatterns 45 3.10 DirectivityandArrayGain 45 3.11 NoiseCross-CorrelationbetweenHydrophones 47 3.12 DirectivityofLineArrays 49 3.13 DirectivityofAreaArrays 51 3.14 DirectivityofVolumetricArrays 52 3.15 DifferenceArrays 54 3.16 MultiplicativeArrays 57 3.17 SparselyPopulatedArrays 59 3.18 AdaptiveBeamforming 60 References 62 4 ActiveSonarSources 63 4.1 SourceLevel 63 4.2 Cavitation 64 4.3 Near-FieldInteractions 67 4.4 ExplosiveSources 67 4.5 PhysicsofShockWavesinWater 68 4.6 BubblePulses 72 4.7 ProsandConsofExplosiveCharges 73 4.8 ParametricAcousticSources 73 References 74 5 TransmissionLoss 75 5.1 SoundSpeedProfileintheSea 76 5.2 Snell’sLawandTransmissionacrossanInterface 77 5.3 ReflectionandTransmissionCoefficients 79 5.4 TransmissionthroughaPlate 82 5.5 RayTracing 84 5.6 SpreadingLoss 91 5.7 AbsorptionofSoundintheOcean 92 5.7.1 MechanismsofAbsorption 92 References 95 6 TransmissionLoss:InteractionwithBoundaries 97 6.1 SeaState,WindSpeed,andWaveHeight 97 6.2 Pierson–MoskowitzModelforFullyDevelopedSeas 99 6.3 SeaSurfaceInteraction 101 6.3.1 LloydMirrorInterference 101 6.3.2 LossDuetoInteractionwiththeSurface 104 6.4 BottomLoss 112 6.4.1 SimpleRayleighBottomLossModel 113 6.4.2 U.S.NavyOAMLApprovedModelsofBottomLoss 113 6.4.3 Low-FrequencyBottomLoss(LFBL)Model:50to1000Hz 113 6.4.4 High-FrequencyBottomLoss(HFBL)Model 114 6.4.5 High-FrequencyEnvironmentAcoustic(HFEVA)Model 117 P1:OTE/OTE/SPH P2:OTE FM BLBK275-Hodges April8,2010 15:15 PrinterName:YettoCome Contents vii 6.5 LeakageOutofaDuct,Low-FrequencyCutoff 117 6.6 PropagationLossModelDescriptions 120 6.6.1 RayModels 120 6.6.2 NormalModes 121 6.6.3 ParabolicEquations 122 6.6.4 U.S.NavyStandardModels 123 References 125 7 AmbientNoise 127 7.1 AmbientNoiseModels 127 7.2 SeismicNoise 128 7.3 OceanTurbulence 130 7.4 ShippingNoise 131 7.5 WaveNoise 131 7.6 ThermalNoise 131 7.7 RainNoise 131 7.8 TemporalVariabilityofAmbientNoise 133 7.9 DepthEffectsonNoise 133 7.10 DirectionalityofNoise 133 7.11 UnderIceNoise 137 7.12 SpatialCoherenceofAmbientNoise 138 References 140 8 Reverberation 143 8.1 Scattering,BackscatteringStrength,andTargetStrength 143 8.1.1 SurfaceandBottomScattering 143 8.1.2 VolumeScattering 152 8.1.3 BottomScattering 152 8.1.4 ReverberationTargetStrength 153 8.1.5 CalculationofReverberationforUseintheSonarEquation 154 8.1.6 VolumeReverberationLevel 156 8.2 ReverberationFrequencySpreadandDopplerGainPotential 157 8.2.1 PowerSpectralDensityofaCWPulse 159 8.2.2 EnvironmentalFrequencySpreading 161 8.2.3 FrequencySpreadingDuetoTransmitterandReceiverMotion 161 8.2.4 FrequencySpreadingDuetoTarget 162 8.3 ImportantObservationwithRespecttoReverberation 164 References 164 9 ActiveTargetStrength 167 9.1 TargetStrengthDefinition 167 9.2 ActiveTargetStrengthofaLargeSphere 169 9.3 ActiveTargetStrengthofaVerySmallSphere 170 9.4 TargetStrengthsofSimpleGeometricForms 173 9.5 TargetStrengthofSubmarines 173 9.6 TheTAPModel 174 P1:OTE/OTE/SPH P2:OTE FM BLBK275-Hodges April8,2010 15:15 PrinterName:YettoCome viii Contents 9.7 TargetStrengthofSurfaceShips 176 9.8 TargetStrengthofMinesandTorpedoes 176 9.9 TargetStrengthofFish 178 References 181 10 RadiatedNoise 183 10.1 GeneralCharacteristicsofShipRadiatedNoise 183 10.2 PropellerRadiatedNoise 184 10.3 MachineryNoise 186 10.4 ResonanceNoise 187 10.5 HydrodynamicNoise 187 10.6 PlatformQuieting 189 10.7 TotalRadiatedNoise 189 Reference 192 11 SelfNoise 193 11.1 FlowNoise 193 11.2 TurbulentNoiseCoherence 198 11.3 StrummingNoise 199 References 199 12 StatisticalDetectionTheory 201 12.1 Introduction 201 12.2 Case1:SignalIsKnownExactly 205 12.2.1 ObservationsonCase1 210 12.3 Case2:SignalIsWhiteGaussianNoise 210 12.3.1 ObservationsonCase2 213 References 214 13 MethodologyforCalculationoftheRecognitionDifferential 215 13.1 ContinuousBroadbandSignals(PBB) 216 13.1.1 PBBStep1:TheoreticalBroadbandNrd 217 13.1.2 PBBStep2:CorrectionforNoiseSpectrum 217 13.1.3 PBBStep3:CorrectionforProcessorImplementation 220 13.1.4 PBBStep4:CorrectionforNonidealSignalCharacteristics 226 13.1.5 PBBStep5:AdjustmentforAdditionalAt-SeaLosses 227 13.2 ContinuousNarrowbandSignals(PNB) 227 13.2.1 PNBStep1:TheoreticalNarrowbandNrd 229 13.2.2 PNBStep2:CorrectionforNoiseSpectrum 230 13.2.3 PNBStep3:CorrectionforProcessorImplementation 233 13.2.4 PNBStep4:CorrectionforNonidealSignalCharacteristics (SignalIsNotaPerfectSineWave) 239 13.2.5 PNBStep5:AdjustmentforAdditionalAt-SeaLosses 240 13.2.6 NrdCalculationExample 241 P1:OTE/OTE/SPH P2:OTE FM BLBK275-Hodges April8,2010 15:15 PrinterName:YettoCome Contents ix 13.3 ActiveSonar 241 13.3.1 CWActivePulseActiveStep1:TheoreticalNrd 242 13.3.2 ActiveStep2:CorrectionforNoiseSpectrum 253 13.3.3 ActiveStep3:CorrectionforProcessorImplementation 255 13.3.4 ActiveStep4:CorrectionforNonidealSignalCharacteristics 257 13.3.5 ActiveStep5:AdjustmentforAdditionalAt-SeaLosses 257 13.3.6 NrdCalculationExamples 258 13.4 AuralDetection 258 13.5 DisplayNomenclature 261 References 264 14 FalseAlarms,FalseContacts,andFalseTargets 265 14.1 SeaStory 265 14.2 FailuretoDetect 266 14.3 DetectionTheory 266 14.3.1 HypothesisTesting 266 14.3.2 ProbabilityDensityFunction 267 14.3.3 DetectionofConstantLevel 268 14.4 FalseAlarmProbabilityCalculation 269 14.5 False/NonthreatContacts 271 14.6 FalseTargets 271 14.7 SummaryandConclusions 272 References 272 15 VariabilityandUncertainty 273 15.1 RandomVariabilityofaSonar 276 15.2 SourcesofVariability 276 References 281 16 ModelingDetectionandTacticalDecisionAids 283 16.1 FigureofMeritRangeorR50% 283 16.2 TacticalDecisionAids 287 References 289 17 CumulativeProbabilityofDetection 291 17.1 WhyisCPDImportant? 291 17.2 DiscreteGlimpseandContinuousLooking 291 17.3 Lambda–SigmaJumpModel 292 17.4 NonjumpProcesses 293 17.5 WhatAreAppropriateRandomParameters? 293 17.6 ApproximationMethodforComputationoftheCumulativeProbability ofDetection(CPD) 296 References 298 P1:OTE/OTE/SPH P2:OTE FM BLBK275-Hodges April8,2010 15:15 PrinterName:YettoCome x Contents 18 Tracking,TargetMotionAnalysis,andLocalization 299 18.1 BearingTrackers 299 18.1.1 AmplitudeDifferenceMethod 299 18.1.2 PhaseDifferenceMethodorCross-CorrelationMethod 300 18.2 GeneralPrincipleofTrackingandBearingMeasurement 301 18.3 OtherSourcesofBearingErrorforAreaArrays 303 18.4 AdditionalSourcesofErrorsforLineArrays 305 18.5 BottomBounce 306 18.6 ManualversusAutomaticTracking 306 18.7 LocalizationandTargetMotionAnalysis 307 18.7.1 Localization 307 18.7.2 WaveFrontCurvatureRanging(WFCR) 312 18.7.3 MultipathRanging(MPR) 314 18.7.4 Depression/Elevation(D/E)Ranging 317 18.7.5 TriangulationRanging 317 18.8 BearingsOnlyMethodologies 319 18.9 Four-BearingTMA 319 18.10 EkelundRanging 321 18.11 RangeandBearingTMA 322 18.12 OtherBearingsOnlyTMAMethodologies 323 18.13 OtherTMAandLocalizationSchemes 324 References 324 19 DesignandEvaluationofSonars 325 19.1 ChoiceofFrequencyandSize 325 19.2 ComputationalRequirements 327 19.2.1 Beamforming 328 19.3 SignalProcessingafterBeamformer 329 19.3.1 Detection 329 19.4 ActivePulseChoice 330 19.5 Monostatic,Bistatic,andMultistaticActiveSonars 332 19.6 AmbiguityFunctions 334 19.7 MineHuntingandBottomSurveySonars 334 19.8 EchoSoundingandFishingSonars 335 19.9 Navigation 336 19.10 VehicleLocationandAt-SeaRescue 336 19.11 InterceptReceivers 336 19.12 Communications 336 19.13 MarineMammalsandActiveSonar 337 References 337 A FourierTransforms 339 A.1 Definitions 339 A.2 Parseval’sTheoremandPlancherel’sTheorem 340 A.3 PropertiesofFourierTransforms 341 A.4 LocalizationorUncertaintyProperty 341 P1:OTE/OTE/SPH P2:OTE FM BLBK275-Hodges April8,2010 15:15 PrinterName:YettoCome Contents xi B AnalysisofErrorsAssociatedwithaLeastSquaresMethodology 343 Reference 346 Index 347
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