Underwater Acoustic Data Processing NATO ASI Series Advanced Science Institutes Series A Series presenting the results of activities sponsored by the NA TO Science Committee, which aims 'at the dissemination of advanced scientific and technological knowledge, with a view to strengthening links between scientific communities. The Series is published by an international board of publishers in conjunction with the NATO Scientific Affairs Division. A Life Sciences Plenum Publishing Corporation B Physics London and New York C Mathematical Kluwer Academic Publishers and Physical Sciences Dordrecht, Boston and London D Behavioural and Social Sciences E Applied Sciences F Computer and Systems Scl~mces Springer-Verlag G Ecological Sciences Berlin, Heidelberg, New York, London, H Cell Biology Paris and Tokyo Series E: Applied Sciences -Vol. 161 Underwater Acoustic Data Processing edited by y. T. Chan Department of Electrical and Computer Engineering, Royal Military College of Canada, Kingston, Ontario, Canada Kluwer Academic Publishers Dordrecht / Boston / London Published in cooperation with NATO Scientific Affairs Division Proceedings of the NATO Advanced Study Institute on Underwater Acoustic Data Processing Kingston, Ontario, Canada July 18-29, 1988 Library of Congress Cataloging in Publication Data Underwater acoustic data processing I edited by Y.T. Chan. p. cm. -- (NATO ASI series. Series E. Applied sciences v. 161 ) Inc 1u des index. 1. Underwater acoustics--Data processing. I. Chan. Y. T. II. Series: NATO ASI series. Series E. Applied sciences: no. 161. aC242.2.U53 1989 621.389·53--dc19 88-36785 ISBN-13: 978-94-010-7527-5 e-ISBN-13:978-94-009-2289-1 001: 10.1007/978-94-009-2289-1 Published by Kluwer Academic Publishers, P.O. Box 17, 3300 AA Dordrecht, The Netherlands. Kluwer Academic Publishers incorporates the publishing programmes of D. Reidel, Martinus Nijhoff, Dr W. Junk and MTP Press. Sold and distributed in the U.S.A. and Canada by Kluwer Academic Publishers, 101 Philip Drive, Norwell, MA 02061, U.S.A. In all other countries, sold and distributed by Kluwer Academic Publishers Group, P.O. Box 322, 3300 AH Dordrecht, The Netherlands. All Rights Reserved © 1989 by Kluwer Academic Publishers and copyright holders as specified on appro priate pages within. Softcover reprint of the hardcover 1s t edition 1989 No part of the material protected by this copyright notice may be reproduced or utilized in any form or by any means, electronic or mechanical, including photo copying, recording or by any information storage and retrieval system, without written permission from the copyright owner. TABLE OF CONTENTS PREFACE xi PROPAGATION AND NOISE 1 Fundamentals of bistatic active sonar H. Cox 3 Sources of low-frequency sound in the sea L. Bj((Jrrw 25 Application of the output error system identification method to the calibration of underwater acoustic transducers D.J. George and D.M. Goodman 39 Low frequency sector scanner using NLA J.C. Cook, A.D. Goodson and J.W.R. Griffiths 47 Acoustic coherence loss due to ocean boundary interactions D.E. Weston 55 Advanced methods for the investigation of the underwater channel G. Jourdain 69 A new algorithm for the identification of distorted wavefronts J. Munier, G. Jourdain and G.Y. Delisle 87 The multipath coherence function for correlated random channels and a moving source S. Leroy-Hebert and A. Plaisant 93 Vertical directionality of ambient noise at 32°N as a function of longitude and wind speed W.S. Hodgkiss and F.H. Fisher 99 The influence of bubbles on acoustic propagation and scattering H. Herwig and B. NUtzel 105 In-situ measurement of elastic properties of sea ice G.H. Brooke and J.M. Ozard 113 Generalized mixture noise models for U.W.A. M. Bouvet 119 vi Some aspects of sound propagation in shallow water: estimation of source and sound channe 1 parameters J. Glattetre 125 Mediterranean underwater ambient noise model J.L. Esperandieu 141 Determination of the acoustic properties of the sea floor by measuring the angle dependency of the reflection coefficient B.S. Fedders 149 The influence of random thermocline displacements on shallow water transmission loss J. Sellschopp 155 A review of target strength estimation techniques J.E. Ehrenberg 161 Near field target strength measurements C.J.M. van Ruiten 177 Efficient processing and displaying of active systems data R.C. Gauss 183 Performance of incoherent pulse compression of costas signals A.H. Nuttall and W. Chang 189 A numerical and analytical approach for pulse propagation in refracting and random media J.L. Codona 195 II SIGNAL PROCESSING 201 Future trends in sonar signal processing G.C. Carter 203 Active and passive localization: similarities and differences P.M. Schultheiss and K. Wagner 215 State estimation of moving active targets by reverberation analysis M. Siegel and G. Bodecker 233 Signal processing in the linear statistical model L. L. Scharf 239 Parameter estimation of signals corrupted by noise using a matrix of divided differences R. Kumaresan 243 vii Factor analysis and estimation of covariance matrix R. Foka, H. Boucard and H. Debart 261 Rayleigh estimates for high resolution direction finding M.A. Lagunas and F. Vallverdu 267 High discrimination target detection algorithms and estimation of parameters I.J. Clarke 273 Parametric methods for estimation of signals and noise in wavefields D. Kraus and J. F. Bohme 279 Enhanced minimum variance beamforming N. L. Owsley 285 Optimal estimation and beamforming V.A. Barroso and J.M.F. Moura 293 Adaptive processing of broadband acoustic signals A. WasilJeff and A. Malunat 301 Beamforming on linear antennas with optical processors H. Burggraf and D. Rathjen 307 Adaptive methods in temporal processing B. Picinbono 313 Passive array processing: from conventional to high resolution concepts G. Bienvenu 329 Beamforming in the presence of correlated arrivals L. C. Godara 345 High-resolution spatial processing with short observation times D.N. Swingler, J. Krolik and R.S. Walker 351 Estimation for array processing of spatial noise correlations in the presence of sources J.P. Le Cadre and P.Y. Arques 357 Spatial array processing by the method CLEAN G.W.M. Van Mierlo and A-J. Lenstra 366 A robust adaptive array structure using the soft constrained LMS algorithm G.F. Hatke and S.C. Schwartz 373 Design and development of an acoustic antenna system for industrial noise source identification M.M. Boone 379 viii A small aperture acoustic direction finder G. Ziehm 385 Inverse problems: a tutorial survey C. van Schooneveld 393 Applied modelling to underwater vehicles identification G. Tacconi and A. Tiano 413 The effect of mismatch on array processors with normal mode replica vectors D.F. Gingras 421 Robust beamforming for matched field processing under realistic environmental conditions H. Schmidt, A.B. Baggeroer, W.A. Kuperman and E.K. Scheer 427 Threshold extension by nonlinear techniques J.M.F. Moura and C.A.C. Belo 433 Application of acoustics in the land environment J.C. Rogers and G.R. Gerhart 453 Systolic array implementation of parallel Kalman filtering for heave compensation in underwater acoustic data processing F. El-Hawary 461 TMA performance for towed arrays of low manoeuvrability J.A. Fawcett 467 Multi-tracks association for underwater passive listening P. Blanc-Benon and D. Pillon 473 New observability criterion in target motion analysis C. Jauffret and D. Pillon 479 Bearings only target motion analysis L.F. Helbling 485 Models for the application of Kalman filtering to the estimation of the shape of a towed array D.A. Gray, B.D.D. Anderson and R.R. Bitmead 491 Frequency line tracking algorithms R.F. Barrett, A.K. Steele and R.L. Streit 497 Localization of far-field sources with an array of unknown geometry P. Nicolas and G. Vezzosi 503 Passive localization J.C. Rosenberger 511 ix Inter-array data association and target motion analysis I. Guelle and J. Durif 525 Joint delay and signal determination I.M.G. Lourtie and J.M.F. Moura 531 11\ POST PROCESSING 537 Use of multicolor displays for sonar detection R.J. Buratti, J. Rio and M.N. Witlin 539 Artificial intelligence and signal understanding J. Hallam 545 An artificial intelligence approach to multipath localization and tracking B.L.F. Daku, C.M. McIntyre and J.E. Salt 561 3D reconstruction and recognition from multiple views and with different acquisition constraints C. Braccini, G. Gambardella, A. Grattarola and S. Zappatore 567 Expert system applications in underwater acoustics J. N. Maksym and R. M. Hayashi 573 Classification of ships using underwater radiated noise J.G. Lourens 591 Practical experience gained during the building of an expert system for the interpretation of underwater signals H. Bendig 597 Knowledge-based interpretation of passive sonar data P. Mason, C.J. Edmonds, T.W. Buggy and F.A.J. Anderson 603 "Constant capacity," DSP architecture - an historical perspective Y.S. Wu 609 Parallel computing you can do W.M. Gentleman 629 Practical graph partitioning algorithms for SONAR L.J. Wu and T.E. Curtis 637 Concurrency in digital signal processing R.G. Bramley, S.C. Tran and D.J. Creasey 645 An experimental sonar system using transputers T.A. Rafik and J.W.R. Griffiths 651 SUMMARIES OF WORKSHOPS 657 SUBJECT INDEX 665 PREFACE This book contains the papers that were accepted for presentation at the 1988 NATO Advanced Study Institute on Underwater Acoustic Data Processing, held at the Royal Military College of Canada from 18 to 29 July, 1988. Approximately 110 participants from various NATO countries were in attendance during this two week period. Their research interests range from underwater acoustics to signal processing and computer science; some are renowned scientists and some are recent Ph.D. graduates. The purpose of the ASI was to provide an authoritative summing up of the various research activities related to sonar technology. The exposition on each subject began with one or two tutorials prepared by invited lecturers, followed by research papers which provided indications of the state of development in that specific area. I have broadly classified the papers into three sections under the titles of I. Propagation and Noise, II. Signal Processing and III. Post Processing. The reader will find in Section I papers on low frequency acoustic sources and effects of the medium on underwater acoustic propagation. Problems such as coherence loss due to boundary interaction, wavefront distortion and multipath transmission were addressed. Besides the medium, corrupting noise sources also have a strong influence on the performance of a sonar system and several researchers described methods of modeling these sources. Section II is centered on the processing of sonar signals. There are tutorial papers on target strength estimation techniques, target localization, linear algebra as applied to signal processing, array processing, non-linear filtering and inverse methods. Research papers in this section also discuss work on adaptive and high resolution beamformers, target motion analysis, data association and matched field processing. The post processing section opened with a tutorial on artificial intelligence (AI), followed by papers relating to specific AI applications. There are also a tutorial on expert systems, together with papers that describe prototype knowledge-based ship classification schemes. Since post processing probably generates the highest demand in computing requirement, we have appropriately included a subsection on parallel computing. Several individuals have made numerous contributions to this ASI. I wish to thank the members of the organizing committee who, over several meetings, selected a theme and decided on the scope of the ASI and recommended tutorial lecturers. Our last meeting before the ASI was in Boston in early January 1988. During two snowy days, we reviewed the paper submissions and set up the two week technical program. France Couture, Claire Lamanque, Fred Jardine and Sherman O'Donnell provided invaluable assistance during the ASI and Denis and Claire Lamanque volunteered to assist with the editorial tasks for this volume. To all of them I express my gratitude. Y. T. Chan Kingston, October, 1988 xi
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