Understanding the influence of individual behaviour and social networks in sustainability transitions By Iljana Schubert A thesis submitted in partial fulfilment of the requirements of Bournemouth University for the degree of Doctor of Philosophy. October 2015 Copyright statement This copy of the thesis has been supplied on condition that anyone who consults it is understood to recognise that its copyright rests with its author and due acknowledgement must always be made of the use of any material contained in, or derived from, this thesis. 2 Abstract A behaviour change towards sustainable food purchasing behaviour is crucially necessary for the survival of the planet. This thesis applied a mixed method approach, combining results from a cross-sectional online survey (N=474), a lab experiment (N=134) and an agent-based model (ABM) to explore how a change towards sustainable food purchasing may be achieved in society. The methodological approach of this thesis is quantitative confirmatory and exploratory. The online survey, based on main environmental psychology theories (Theory of Planned Behaviour, Norm Activation Model and habit theories) and social network theory, explored which factors significantly influence sustainable food purchasing behaviour. Findings show that social network factors influence sustainable food purchasing behaviour via psychological factors; habit, perceived behavioural control, descriptive and personal norms. Additionally, segmentation of different sustainable behaviour groups (high, medium and low) let to the development of segment specific intervention strategies. The lab experiment, measuring actual sustainable food consumption behaviour, validated and extend these findings by showing that social network members significantly influence sustainable food consumption behaviour compared to strangers. I further applied the empirical findings and theoretical knowledge to build an ABM to understand (1) the spread of sustainable food purchasing behaviour, and, (2) how three social network factors (i.e. network size, percentage of sustainable shoppers and percentage of food discussion partners in the social network) influence this spread of sustainable consumer behaviour via psychological factors shown to be relevant to influence sustainable purchasing behaviour (i.e. intention, habit, personal and descriptive norm). Findings provide evidence that there is (1) a threshold effect during the spread of sustainable food purchasing behaviour in social networks as the spread of sustainable food shopping behaviour is fastest at the beginning phase of the experiments, slowing down towards the middle and end phase. The speed of the spread of behaviour is significantly influenced by the size of the social network and the percentage of initial sustainable shoppers in the personal network (2). This research provides a first glimpse of what behaviour change towards sustainable food shopping may look like with the influence of social networks. Intervention and policy recommendations are discussed. 3 List of contents Title page...….…………………………………………………………………….…………….1 Copyright statement ...................................................................................................... 2 Abstract ........................................................................................................................ 3 List of contents ............................................................................................................. 4 List of tables ................................................................................................................. 8 List of figures .............................................................................................................. 10 List of appendices ....................................................................................................... 11 Acknowledgement ...................................................................................................... 12 Declaration ................................................................................................................. 13 List of presentations and publications ......................................................................... 14 Chapter 1: Background: historical overview of environmental policies ............... 16 Chapter Overview ................................................................................................... 16 1.1. Introduction ................................................................................................... 16 1.1.1. Early environmental policy developments and achievements (1972- 1999) 17 1.1.2. Environmental policy achievements in the 21st century .......................... 19 1.1.3. Conclusion and research aim ................................................................ 21 1.1.4. Sustainable consumer behaviour: Focus on sustainable food shopping 22 1.2. Thesis overview ............................................................................................ 23 1.3. References ................................................................................................... 25 Chapter 2: Theoretical framework ........................................................................... 27 Chapter overview .................................................................................................... 27 2.1. Psychological theories of sustainable consumer behaviour .......................... 27 2.1.1. Expectancy Value Theories in sustainable consumer behaviour: The Theory of Planned Behaviour ............................................................................ 28 2.1.2. Normative theories in sustainable consumer behaviour: The Norm Activation Model …………………………………………………………………………………… …...29 2.1.3. Habits and sustainable consumer behaviour ......................................... 30 2.1.4. Combining EVTs, normative theories and habits in sustainable consumer behaviour ............................................................................................................. 31 2.2. Social networks in sustainable consumption behaviour change .................... 32 2.3. Spread of sustainable consumer behaviour in society .................................. 34 4 2.3.1. Theories focussing on the spread of behaviour in society: Tipping points and change processes ......................................................................................... 34 2.3.2. Researching the spread of sustainable consumer behaviour in society with simulation models: Agent-based models ...................................................... 35 2.4. Summary ...................................................................................................... 37 2.5. Theoretical Framework ................................................................................. 38 2.6. Research Questions and Hypotheses ........................................................... 39 2.6.1. Research aim and researh questions .................................................... 39 2.6.2. Research Hypotheses ........................................................................... 39 2.7. Methodology ................................................................................................. 40 2.8. References ................................................................................................... 42 Chapter 3: The sustainable food revolution: The influence of social network characteristics on sustainable food purchasing and its psychological predictors. ................................................................................................................. 47 Chapter abstract ...................................................................................................... 47 3.1. Introduction ................................................................................................... 47 3.1.1. Predictors of sustainable food purchasing behaviour: Theory of planned behaviour and moral considerations .................................................................... 48 3.1.2. Social network analysis ......................................................................... 50 3.2. Method ......................................................................................................... 57 3.2.1. Participants ............................................................................................ 57 3.2.2. Questionnaire design ............................................................................. 58 3.2.3. Survey ................................................................................................... 59 3.2.4. Dependent variable ............................................................................... 59 3.2.5. Psychological constructs ....................................................................... 60 3.2.6. Social network characteristics ................................................................ 65 3.3. Results ......................................................................................................... 73 3.3.1. Analyses: Parametric vs. non-parametric tests with Likert scales .......... 73 3.3.2. Testing Normality and Homogeneity of variance .................................... 73 3.3.3. Validity and Reliability ............................................................................ 74 3.3.4. Multiple Group Method (MGM) in SPSS ................................................ 75 3.3.5. Dealing with missing data ...................................................................... 76 3.3.6. Confirmatory Factor Analysis in AMOS .................................................. 77 3.3.7. Explaining current sustainable food purchasing behaviour with social network characteristics and psychological predictors ........................................... 80 3.4. Discussion .................................................................................................... 84 3.5. References ................................................................................................... 89 Chapter 4: Sustainable shoppers’ social network profiles .................................... 97 5 Chapter abstract ...................................................................................................... 97 4.1. Introduction ...................................................................................................... 97 4.2. Method ........................................................................................................... 102 4.2.1. Participants and Procedure ...................................................................... 102 4.2.2. Survey design and variables .................................................................... 103 4.3.2. Survey design and variables .................................................................... 104 4.3. Results ........................................................................................................... 106 4.3.1. Analyses .................................................................................................. 106 4.3.2. Checking assumptions ............................................................................. 106 4.3.3. How do sustainable and non- sustainable shoppers differ in terms of their social network characteristics? .......................................................................... 107 4.4. Discussion ...................................................................................................... 117 4.4.1. High sustainable consumers .................................................................... 117 4.4.2. Medium sustainable consumers ............................................................... 119 4.4.3. Low sustainable consumers ..................................................................... 120 4.5. References ..................................................................................................... 122 Chapter 5: The influence of social networks on organic consumption behaviour: An experimental study ........................................................................................... 129 Chapter abstract .................................................................................................... 129 5.1. Introduction ................................................................................................. 129 5.2. Method ....................................................................................................... 135 5.2.1. Procedure ............................................................................................ 135 5.2.2. Participants .......................................................................................... 137 5.2.3. Research Design ................................................................................. 138 5.2.4. Dependent variable ............................................................................. 138 5.2.5. Independent variables ......................................................................... 138 5.3. Results ....................................................................................................... 141 5.3.1. Analyses .............................................................................................. 141 5.3.2. Testing of assumptions ........................................................................ 141 5.3.3. Preliminary data testing: Testing for differences between the setup positions of the consumables ............................................................................. 142 5.3.4. Descriptive Results .............................................................................. 144 5.3.5. Predicting organic consumption from social network characteristics .... 146 5.4. Discussion .................................................................................................. 149 5.5. References ................................................................................................. 154 Chapter 6: Influence of social networks on sustainable food purchasing behaviour explored with an empirically grounded agent-based model .............. 158 Chapter abstract .................................................................................................... 158 6 6.1. Introduction .................................................................................................... 158 6.1.1. Psychological predictors of sustainable food purchasing behaviour ......... 159 6.1.2. Social network factors influencing sustainable food purchasing behaviour ........................................................................................................... 161 6.1.3. Applying agent-based modelling to understand the spread of sustainable food purchasing ................................................................................................. 163 6.2. Method ........................................................................................................... 166 6.2.1. Empirical data applied to ABM ................................................................. 166 6.2.2. Experimental design ................................................................................ 167 6.2.3. Model setup ............................................................................................. 170 6.2.4. Sensitivity analysis ................................................................................... 174 6.3. Results ........................................................................................................... 176 6.3.1. Identification of threshold response .......................................................... 177 6.3.2. Influence of social network factors on sustainable food shopping behaviour ........................................................................................................... 180 6.4. Discussion ...................................................................................................... 184 6.5. References ..................................................................................................... 187 Chapter 7: General Discussion .............................................................................. 194 Chapter overview .................................................................................................. 194 7.1. Thesis aim and main research question revisited ........................................... 194 7.2. Thesis findings ............................................................................................... 195 7.2.1. Number of sustainable shoppers in the network ....................................... 203 7.2.2. Network size ............................................................................................ 206 7.2.3. Food discussion with network members ................................................... 208 7.2.4. Number of network members directly influencing purchasing decisions ... 210 7.2.5. Relationship length .................................................................................. 211 7.2.5. Non-significant social network characteristics: Food discussion degree, density, social context diversity and emotional closeness .................................. 212 7.3. Implications .................................................................................................... 213 7.3.1. Theoretical implications ........................................................................... 215 7.3.2. Practical implications: Intervention strategies ........................................... 218 7.4. Strength and limitations .................................................................................. 226 7.4.1. Strength of thesis ..................................................................................... 226 7.4.2. Limitations and future research ................................................................ 229 7.5. Conclusion ..................................................................................................... 231 7.7. References ..................................................................................................... 232 7 List of tables Table 3.1. Psychological constructs, definition, questionnaire items, answer scale and source ......................................................................................................................... 61 Table 3.2. Lists variable name, definition, questions item, answer scale, question type and theoretical range of scores for all social network characteristics .......................... 69 Table 3.3. Standardized regression weights (Beta), composite reliabilities (CR) and average variance extracted (AVE) for measurement model ........................................ 78 Table 3.4. Discriminant validity of measurement model with AVE (bold scores in diagonal line) and squared correlations scores ........................................................... 80 Table 4.1. ANOVA and Bonferroni post-hoc test comparing consumer segments (low, medium and high) on their sustainable food purchasing behaviour ........................... 107 Table 4.2. Sustainable food purchasing behaviour per behaviour category and sustainable food consumer segment; mean, standard deviation and F statistics....... 108 Table 4.3. Sustainable food purchasing intention per behaviour category and behaviour segment; mean, standard deviation and F statistics. ................................................. 110 Table 5.1. Descriptive data of setup conditions of non-organic vs. organic in the front .......................................................................................................................... 142 Table 5.2. Chi-square and Fischer’s Exact test results comparing differences between the setup conditions of non-organic vs. organic in the front ....................................... 143 Table 5.3. Descriptive data for independent variables; number of participants, mean, standard deviation, standard error and median ......................................................... 144 Table 5.4. Mann-Whitney U test results comparing strangers and social network member groups on pre-experiment variables ............................................................ 145 Table 5.5. Binary logistic regression analysis predicting organic consumption behaviour with social network characteristics ............................................................................ 147 Table 5.6. Observed organic consumption choices and predicted choices by the logistic regression ................................................................................................................. 147 Table 5.7. Chi-square results comparing organic and non-organic consumption choices in stranger vs. social network member groups .......................................................... 147 Table 6.1. Experimental settings for 3*3*3 independent variable combinations. Values of the variables generated by the ABM are presented, for each experimental setting. ...................................................................................................................... 169 Table 6.2. Mean and coefficient of variance for sustainable consumer behaviour for different experimental scenarios with different numbers of runs (i.e. repeats of the experiment). .............................................................................................................. 175 8 Figure 6.4. Uptake of sustainable food purchasing in a population over time (ticks), as simulated with the ABM for 27 different experimental scenarios. .............................. 176 Table 6.3. Gradients of the lines fitted to different sections of the curves describing the spread of sustainable consumer behaviour, derived from model outputs. Values are means (M) and standard errors (SE) of the gradients of the lines, determined by regression analysis. .................................................................................................. 178 Table 6.4. Summary of MANOVA results to determine the influence of social network factors on the rate of spread of behaviour change (gradients). ................................. 180 Table 6.5.. Fisher’s least significant difference (LSD) post hoc test comparing sustainable shopper scenarios; showing Mean difference, Standard Error (SE), significant’s value (p) and confidence intervals ......................................................... 181 Table 6.6. Fisher’s least significant difference (LSD) post hoc test comparing discussion scenarios; showing Mean difference, Standard Error (SE), significant’s value (p) and confidence intervals ............................................................................ 182 Table 6.7. Gradients of the lines fitted to different sections of the curves describing the spread of sustainable consumer behaviour, derived from model outputs, organised by network size and sustainable shoppers. ................................................................... 183 9 List of figures Figure 2.1. Theoretical framework showing established relationships (solid lines), theorized relationships to be explored with a survey and experiments (dashed line) and relationships to be explored through social simulation (wavy line). ............................. 38 Figure 3.1. New relationships and expected relationships between ego network characteristics, psychological factors and sustainable food purchasing behaviour included in this study. ................................................................................................. 55 Figure 3.2. Full theoretical framework modelled using structural equal modelling ....... 81 Figure 4.1. Theoretical framework modelled using structural equal modelling (from Chapter 3)................................................................................................................. 102 Figure 4.2. Willingness (i.e. intention) and ability (i.e. perceived behavioural control) for sustainable purchasing behaviour segments. ........................................................... 109 Figure 4.3. Structural equation model (from Chapter 3) tested for the high consumer segment. ................................................................................................................... 112 Figure 4.4. Structural equation model (from Chapter 3) tested for the medium consumer segment. .................................................................................................. 114 Figure 4.5. Structural equation model (from Chapter 3) tested for the low consumer segment. ................................................................................................................... 115 Figure 6.1. Representation of research model .......................................................... 163 Figure 6.2. Example of a social network created in the ABM for sustainable shopping behaviour. ................................................................................................................. 171 Figure. 6.3. Single agent decision making process as incorporated in the ABM. ....... 172 Figure 6.4. Uptake of sustainable food purchasing in a population over time (ticks), as simulated with the ABM for 27 different experimental scenarios. Figures (a) 10%, (b) 30% and (c) 50% sustainable consumers at outset, respectively. ............................. 176 Figure 6.5. Interaction between network size and sustainable shoppers .................. 182 Figure 7.1. Theoretical framework showing established relationships (solid lines), theorized relationships explored with a survey and experiments (dashed line) and relationships explored through social simulation (wavy line) (repeat from Chapter 2, Figure 2.1.). .............................................................................................................. 195 10
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