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UFAD GUIDE Design, Construction and Operation of Underfloor Air Distribution Systems © 2013 ASHRAE (www.ashrae.org). For personal use only. Additional reproduction, distribution, or transmission in either print or digital form is not permitted without ASHRAE's prior written permission. ISBN978-1-936504-49-7 ©2013ASHRAE.Allrightsreserved. 1791TullieCircle,NE·Atlanta,GA30329·www.ashrae.org ASHRAEisaregisteredtrademarkoftheAmericanSocietyofHeating, RefrigeratingandAir-ConditioningEngineers,Inc. PrintedintheUnitedStatesofAmerica CoverdesignbyJosephHullebusch ASHRAEhascompiledthispublicationwithcare,butASHRAEhasnotinvestigated,and ASHRAEexpresslydisclaimsanydutytoinvestigate,anyproduct,service,process,proce- dure,design,orthelikethatmaybedescribedherein.Theappearanceofanytechnicaldata oreditorialmaterialinthispublicationdoesnotconstituteendorsement,warranty,orguar- antybyASHRAEofanyproduct,service,process,procedure,design,orthelike.ASHRAE doesnotwarrantthattheinformationinthepublicationisfreeoferrors,andASHRAEdoes notnecessarilyagreewithanystatementoropinioninthispublication.Theentireriskofthe useofanyinformationinthispublicationisassumedbytheuser. No part of this publication may be reproduced without permission in writing from ASHRAE,exceptbyareviewerwhomayquotebriefpassagesorreproduceillustrationsin areviewwithappropriatecredit,normayanypartofthispublicationbereproduced,stored inaretrievalsystem,ortransmittedinanywayorbyanymeans—electronic,photocopying, recording,orother—withoutpermissioninwritingfromASHRAE.Requestsforpermission shouldbesubmittedatwww.ashrae.org/permissions. LibraryofCongressCataloging-in-PublicationData UFADGUIDE:Design,Construction,andOperationofUnderfloorAirDistributionSystems ASHRAETechnicalResourceGroupOnUnderfloorAirDesign pagescm Includesbibliographicalreferencesandindex. Summary:“GuideprovidesassistanceinthedesignofUFADsystemsthatareenergyefficient, intelligentlyoperated,andeffectiveintheirperformance.Italsodescribesimportantresearchresults thatsupportcurrentthinkingonUFADdesign.”—Providedbypublisher. ISBN978-1-936504-49-7(hardcover:alk.paper)1.Airconditioning.2.Ventilation.3.Airducts.4. Floors. TH7687.7.U432013 697.9'3--dc23 2013015543 ASHRAESTAFF SPECIAL PUBLICATIONS MarkOwen,Editor/GroupManagerofHandbookandSpecialPublications CindySheffieldMichaels,ManagingEditor MattWalker,AssociateEditor RobertaHirschbuehler,AssistantEditor SarahBoyle,EditorialAssistant MichshellPhillips,EditorialCoordinator PUBLISHING SERVICES DavidSoltis,GroupManagerofPublishingServicesandElectronicCommunications TracyBecker,GraphicsSpecialist JayneJackson,PublicationTrafficAdministrator PUBLISHER W.StephenComstock © 2013 ASHRAE (www.ashrae.org). For personal use only. Additional reproduction, distribution, or transmission in either print or digital form is not permitted without ASHRAE's prior written permission. Contents Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ix Chapter 1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 1.1 Purpose of This Guide. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 1.2 Organization of the Guide . . . . . . . . . . . . . . . . . . . . . . . . . 2 1.3 Basic UFAD System Description. . . . . . . . . . . . . . . . . . . . . 2 Chapter 2 Room Air Distribution Principles. . . . . . . . . . . . . . . . . . . . 5 2.1 Mixed-Air Distribution Systems . . . . . . . . . . . . . . . . . . . . . 5 2.2 Thermal Displacement Ventilation (TDV) Systems . . . . . . 6 2.3 UFAD Systems—Cooling Operation. . . . . . . . . . . . . . . . . 11 2.4 Controlling Stratification. . . . . . . . . . . . . . . . . . . . . . . . . . 16 2.5 Cooling Load Characteristics of UFAD Systems . . . . . . . 17 2.6 Heating in UFAD Systems . . . . . . . . . . . . . . . . . . . . . . . . . 18 Chapter 3 Underfloor Air Supply Plenum Principles. . . . . . . . . . . . 19 3.1 Description. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19 3.2 Airflow Performance in Pressurized Plenums . . . . . . . . 26 3.3 Air Leakage. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29 3.4 Thermal Performance. . . . . . . . . . . . . . . . . . . . . . . . . . . . 33 3.5 Moisture and Condensation. . . . . . . . . . . . . . . . . . . . . . . 55 3.6 Underfloor Zoning—Plenum Dividers. . . . . . . . . . . . . . . 55 Chapter 4 Applications. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 59 4.1 Building Structure Considerations. . . . . . . . . . . . . . . . . . 59 4.2 Buildings Planned with Raised Access Floor (RAF) . . . . . 61 4.3 Special Functions and Considerations for UFAD Systems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 61 4.4 Applications where UFAD Systems Are Not Recommended. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 64 4.5 Specific Space Considerations and Cautions with UFAD Systems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 65 4.6 UFAD Use in Combination with Other HVAC Systems . . 65 © 2013 ASHRAE (www.ashrae.org). For personal use only. Additional reproduction, distribution, v or transmission in either print or digital form is not permitted without ASHRAE's prior written permission. UFAD GUIDE Chapter 5 UFAD System Configurations. . . . . . . . . . . . . . . . . . . . . . 67 5.1 Air-Handling System Configurations for UFAD . . . . . . . . 67 5.2 Perimeter System Options . . . . . . . . . . . . . . . . . . . . . . . . 72 Chapter 6 Diffusers and Terminal Units for UFAD. . . . . . . . . . . . . . 93 6.1 Diffusers for UFAD. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 93 6.2 Terminal Units. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 97 Chapter 7 Indoor Environmental Quality. . . . . . . . . . . . . . . . . . . . 103 7.1 Thermal Acceptability . . . . . . . . . . . . . . . . . . . . . . . . . . . 103 7.2 Ventilation and IAQ Performance . . . . . . . . . . . . . . . . . 109 7.3 Acoustics and Speech Privacy. . . . . . . . . . . . . . . . . . . . . 109 Chapter 8 Energy Considerations . . . . . . . . . . . . . . . . . . . . . . . . . . 113 8.1 Definition of Parameters for Energy Performance Assessment. . . . . . . . . . . . . . . . . . 113 8.2 Energy Performance Overview. . . . . . . . . . . . . . . . . . . . 113 8.3 Air Distribution Energy . . . . . . . . . . . . . . . . . . . . . . . . . . 114 8.4 Air-Side Economizers. . . . . . . . . . . . . . . . . . . . . . . . . . . . 118 8.5 Cooling-System Efficiency. . . . . . . . . . . . . . . . . . . . . . . . 121 8.6 Heating. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 122 8.7 Using Energy Simulations to Optimize Design . . . . . . . 122 8.8 Verification of Energy Performance. . . . . . . . . . . . . . . . 135 Chapter 9 Standards, Codes and Ratings. . . . . . . . . . . . . . . . . . . . 137 9.1 Introduction. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 137 9.2 ASHRAE Standards. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 139 9.3 Building Codes. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 142 9.4 National Fire Protection Association (NFPA) Standards. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 144 9.5 Other Standards and Rating Systems . . . . . . . . . . . . . . 152 Chapter 10 Cost Considerations . . . . . . . . . . . . . . . . . . . . . . . . . . . 155 10.1 Standard First-Cost Components. . . . . . . . . . . . . . . . . . 156 10.2 Design-Dependent First-Cost Components. . . . . . . . . . 157 10.3 Life-Cycle-Cost Components. . . . . . . . . . . . . . . . . . . . . . 163 Chapter 11 Guidance for System Design . . . . . . . . . . . . . . . . . . . . 167 11.1 Design Process. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 167 11.2 Space Planning. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 168 11.3 Architectural and Structural Considerations (Principles and Criteria). . . . . . . . . . . . . . . . . . . . . . . . . . 168 11.4 Determination of Space Cooling and Heating Loads . . 175 11.5 Zoning Considerations . . . . . . . . . . . . . . . . . . . . . . . . . . 222 11.6 Air Distribution System Configuration. . . . . . . . . . . . . . 224 vi © 2013 ASHRAE (www.ashrae.org). For personal use only. Additional reproduction, distribution, or transmission in either print or digital form is not permitted without ASHRAE's prior written permission. Contents 11.7 Determining Zone Supply Air Temperature and Airflow Requirements. . . . . . . . . . . . . . . . . . . . . . . . . . . 230 11.8 Supply Outlet Selection and Location . . . . . . . . . . . . . . 231 11.9 Determining Return Air Configuration . . . . . . . . . . . . . 232 Chapter12 Controls for UFAD Systems . . . . . . . . . . . . . . . . . . . . . 235 12.1 Control System Components . . . . . . . . . . . . . . . . . . . . . 235 12.2 Control Strategies for UFAD . . . . . . . . . . . . . . . . . . . . . . 239 12.3 Space Control. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 242 12.4 Air-Handler-Unit Control. . . . . . . . . . . . . . . . . . . . . . . . . 244 Chapter 13 Guidance for Construction. . . . . . . . . . . . . . . . . . . . . . 255 13.1 Prebid Meetings. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 255 13.2 Preconstruction Meetings. . . . . . . . . . . . . . . . . . . . . . . . 256 13.3 Shop Drawing and Submittal Review. . . . . . . . . . . . . . . 256 13.4 Quality Control . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 257 13.5 Construction Sequencing . . . . . . . . . . . . . . . . . . . . . . . . 258 13.6 Documentation of Site Observations during Construction . . . . . . . . . . . . . . . . . . . . . . . . . . . . 260 13.7 As-Built Drawings . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 261 13.8 Carpet and Furniture Installation . . . . . . . . . . . . . . . . . 261 13.9 Furniture Coordination. . . . . . . . . . . . . . . . . . . . . . . . . . 262 Chapter 14 Guidance for Building Commissioning. . . . . . . . . . . . 263 14.1 Whole-Building Commissioning. . . . . . . . . . . . . . . . . . . 263 14.2 Commissioning through All Phases of the Project. . . . 263 14.3 Special Commissioning Considerations for UFAD . . . . 263 14.4 Plenum Commissioning . . . . . . . . . . . . . . . . . . . . . . . . . 273 Chapter 15 Guidance for Operation and Maintenance. . . . . . . . . 293 15.1 Maintainability, Accessibility, Serviceability . . . . . . . . . 293 15.2 Maintaining Plenum Integrity . . . . . . . . . . . . . . . . . . . . 294 15.3 Cleanliness. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 295 15.4 Operations Monitoring and Documentation. . . . . . . . . 295 15.5 Flexibility and Change— Requirements and Documentation . . . . . . . . . . . . . . . . 296 15.6 Occupant Satisfaction. . . . . . . . . . . . . . . . . . . . . . . . . . . 296 15.7 Acoustic Performance (from CBE) . . . . . . . . . . . . . . . . . 297 15.8 System Adjustments after Occupancy . . . . . . . . . . . . . 297 15.9 UFAD Performance Considerations. . . . . . . . . . . . . . . . 299 Chapter 16 References and Bibliography. . . . . . . . . . . . . . . . . . . . 301 Terms. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 309 © 2013 ASHRAE (www.ashrae.org). For personal use only. Additional reproduction, distribution, vii or transmission in either print or digital form is not permitted without ASHRAE's prior written permission. 1 Introduction 1.1 Purpose of This Guide Underfloorairdistribution(UFAD)isamethodofdeliveringairtobuilding spaces for the purpose of conditioning the space for occupant comfort. This typeofairdistributionmaybeappropriateforanumberofdifferentbuilding types, including but not limited to schools, churches, offices, and libraries. Underfloorairdistributionderivesitsnamefromtheuseoftheareabelowa raised access floor (RAF) system as an air supply plenum to deliver condi- tioned air throughout the space to floor-mounted diffusers. This technology has traditionally been common in the computer-room industry; however, its useincommercialandinstitutionalbuildingsisincreasinginNorthAmerica. The purpose of this Guide is to provide assistance in the design, con- struction, and operation of UFAD systems. The Guide also incorporates important research results to support the UFAD design recommendations presented,andincludesanextensiveannotatedbibliographyforthoseseek- ing additional detailed information. This Guide does not cover alternate air distributionsystemdesignproceduresindetail;however;referencetomore common systems is used to explain or contrast the methods used to design UFADsystems.ItisnottheintentofthisGuidetopromoteonesystemover another but to merely point out the major differences between UFAD and conventionalsystemdesign.Formoreinformationonstandardheating,ven- tilating, and air-conditioning design, please refer to other publications fur- nished by ASHRAE, including ASHRAE Handbook (ASHRAE 2009, 2010d, 2011, 2012), Air-Conditioning Systems Design Manual (Grondzik 2007), and A Designer’s Guide to Conventional Ceiling-Based Room Air Diffusion(RockandZhu2001). The development of this Guide is based on a compilation of available information, including research results from laboratory and field experi- ments, simulation studies, manufacturers’ literature, design experience of practicingengineers,andotherrelevantguidelinesfromusersofthetechnol- ogy. Despite recent growth in the UFAD market, widespread experience withthesesystemsisstillatanearlystage.Theguidelinespresentedhereare based on the most current and best available data and information. It is not the intent of the authors to cover every possible design scenario. It is up to the reader to use good engineering judgment and common sense when © 2013 ASHRAE (www.ashrae.org). For personal use only. Additional reproduction, distribution, 1 or transmission in either print or digital form is not permitted without ASHRAE's prior written permission. UFAD GUIDE Figure 1.1 Underfloor Air Distribution System applying methodologies described herein. The Guide is intended for use by design engineers, architects, building owners, facility managers, equipment manufacturers, installers, utility engineers, researchers, and other users of UFADtechnology. 1.2 Organization of the Guide The Guide is organized to follow the typical flow of decision making and need for information, from system inception through design, construction, andoperationofthesystem. 1.3 Basic UFAD System Description AUFADsystemusestheopenspace(underfloorsupplyplenum)betweena structural slab and the underside of a raised floor system to deliver condi- tionedairtosupplyoutletslocatedatornearfloorlevelwithintheoccupied zone (up to 6 ft [1.8 m] height) of the space. Floor diffusers make up the largemajorityofinstalledUFADsupplyoutlets,andthroughoutthisGuide, unlessotherwisenoted,useofthetermUFADsystemwillreferprimarilyto thisconfiguration. Figure1.1presentsaschematicdiagramofaUFADsystemforacool- ingapplicationinaninteriorzoneofanopen-planofficebuilding.Someof the most significant differences between UFAD systems as compared to conventionalceiling-basedsystemsistheuseoftheRAFinlieuofairdistri- butionductwork. The major features of a UFAD system are described in greater detail brieflyinthischapter,andthroughouttheGuide. With some exceptions, UFAD systems use many of the same types of central heating and cooling equipment and primary air-handling units (AHU)asconventionalairdistributiondesign.Onecommonexceptionisthe 2 © 2013 ASHRAE (www.ashrae.org). For personal use only. Additional reproduction, distribution, or transmission in either print or digital form is not permitted without ASHRAE's prior written permission. 1 · Introduction means for dehumidification and reheating the supply air to deliver the air propertiesneeded(dehumidified±65°F[18°C]air).Supplyaircontainingat least the minimum volume of outdoor air is filtered and conditioned to the requiredtemperatureandhumidityatthecentralAHUor,insomecases,in combination with floor-by-floor or zonal AHUs. It is delivered via some combination of shafts, trunk ductwork, and, if needed, plenum distribution ductworkintotheunderfloorplenum. • The underfloor plenum is formed by installation of a raised floor sys- tem, typically consisting of 2 × 2 ft(0.6 × 0.6 m) concrete-filled steel (orotherconstruction)floorpanels.RaisedfloorsusedwithUFADsys- temsaremostcommonlyinstalledatheightsof12–18in.(0.3–0.46m) above the concrete structural slab of the building, although lower heightsarepossible.Araisedfloorsystemhastraditionallybeenusedto distribute all power/voice/data (PVD) cabling through the underfloor plenum. When combined with a UFAD system, the raised floor cavity creates an integrated service distribution plenum, which can contain cabling,ductwork,plumbing,andotherbuildingsysteminfrastructure. • When configuring an underfloor air supply plenum, there are three basic approaches that are outlined in general below. In practice, final plenumdesignsoftencontainelementsfromallthree. • By far the most common practice, and the focus of this Guide, is a pressurized plenum using primary air-handling equipment to maintain a slight positive pressure in relation to the conditioned space (typical design pressures are 0.05–0.08 in. wc (12.5–20 Pa). This pressure differential allows air to be distributed through the plenum and into the space through manual and/or variable-air- volume (VAV) grilles/diffusers and fan powered terminal units, eitherusedaloneorincombinationwithoneanother.Evidencefrom completed projects indicates that uncontrolled air leakage from pressurized supply plenums can impair system performance and occupant comfort. As discussed later, great care and attention must be paid during design and construction to ensure a well-sealed underfloorplenum. • Zero-pressure plenums use primary air handlers and local fan- powered outlets, or underfloor fan terminals in combination with ducted outlets, to deliver air into the conditioned space. Since the supply plenum and conditioned space are at the same pressure, zero-pressure plenums pose no risk of uncontrolled air leakage to the space, adjacent zones, or the outdoors. However, to date, this approach has seen only limited application due to lack of knowledge,perceivedhighercosts,andsystemcomplexity. • In rare cases, fully-ducted air supply through the plenum to terminal devices and/or supply outlets has been used to avoid air leakage as well as temperature gain in the underfloor plenum (see © 2013 ASHRAE (www.ashrae.org). For personal use only. Additional reproduction, distribution, 3 or transmission in either print or digital form is not permitted without ASHRAE's prior written permission. UFAD GUIDE below). This approach, however, reduces the flexibility for reconfiguration provided by the raised floor system and also impacts the required fan power for air distribution. Higher initial andoperationalcostsareagainaconsiderationforthisapproach. • On a given building floor, the underfloor plenum provides the primary means for horizontal distribution of conditioned air across the floor plate.Verticalpartitions(plenumdividers)canbeusedtolimitthemax- imum size of any single plenum zone to that allowed by applicable building codes, tenant requirements, or as selected by the system designer.Typically,especiallyinlargerbuildings,someamountofduc- twork(rigidorflexible)orairhighways(fabricatedairchannelsthatuse raisedfloorpanelsandtheslabastopandbottom,respectively)areused to partially distribute supply air across the floor plate as a means of reducingtemperaturegaintothesupplyplenum. • Once the supply air enters the underfloor plenum, it flows freely in directcontactwiththethermallymassiveslab(unlessinsulationisused) and floor panels, and enters the workspace through diffusers at or near floor level. Because the air is supplied directly into the occupied zone, floorsupplyoutlettemperaturesshouldbemaintainednolowerthanin therangeof61°F–65°F(16°F–18°C)toavoiduncomfortablycoolcon- ditionsforthenearbyoccupants. • Cool supply air flowing through the plenum is exposed to heat gain fromboththeslab(inamultistorybuilding)andtheraisedfloorpanels. The magnitude of this heat gain is related to several factors. If not addressed properly, this heat gain can be significant, resulting in unde- sirabletemperaturerisetothesupplyairintheplenum.Supplyairtem- perature rise has proven to be an important consideration in the design andoperationofUFADsystems,impactingtherequiredsupplyairtem- perature leaving the air handler, the airflow quantity to the space, and theresultingenergyuseofthesystem. There are a number of diffuser types that are suitable for UFAD sys- tems. As with overhead diffusers, they are designated by their control and flow characteristics, each designed to accomplish different tasks. These characteristicswilldeterminetheapplicationforwhichtheyareused.Refer toSection6.2foradditionalinformationondiffusertype. 4 © 2013 ASHRAE (www.ashrae.org). For personal use only. Additional reproduction, distribution, or transmission in either print or digital form is not permitted without ASHRAE's prior written permission. Room Air 2 Distribution Principles Room air distribution systems, like other HVAC systems, areintended to achieve required thermal comfort and ventilation for space occupants and processes. Room air distribution systems can be classified by their primary objective and the method by which they attempt to accomplish that objec- tive.Theobjectiveofanyairdistributionsystemcanbeclassifiedasoneof thefollowing: • Conditioningand/orventilationofthespaceforoccupantthermalcom- fort • Conditioningand/orventilationtosupportprocesseswithinthespace • Acombinationofthese ASHRAE Handbook—HVAC Applications (2011) categorizes room air distributionsystemsasfollows: • Mixed systems, which have little or no thermal stratification of air withintheoccupiedand/orprocessspace. • Full thermal stratification systems (e.g., thermal displacement ventila- tion),whichhavelittleornoairmixingintheoccupiedand/orprocess space. • Partially mixed systems, which provide limited air mixing in the occu- piedand/orprocessspace. • Task/ambientairdistribution,whichfocusonconditioningonlypartof thespaceforthermalcomfortand/orprocesscontrol. UFADsystemsmayexhibitroomairdistributioncharacteristicssimilar to any of the aforementioned methods. The primary differentiator between the methods is the type of diffuser used. This chapter will discuss all four approachestoroomairdistributionandhowtheyrelatetothethermalcom- fortandindoorairqualityofthespaceservedbytheUFADsystem. 2.1 Mixed-Air Distribution Systems Historically, the approach to HVAC design in commercial buildings has beentobothsupplyandremoveairatorneartheceilinglevel(Figure2.1). Overheaddiffusersdischargeconditionedairatvelocitieshigherthanthose acceptableforoccupantcomfort.Thesupplyairtemperaturemaybelower, higher,orequaltotheroomairtemperaturesetpoint,dependingonthespace © 2013 ASHRAE (www.ashrae.org). For personal use only. Additional reproduction, distribution, 5 or transmission in either print or digital form is not permitted without ASHRAE's prior written permission.

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ABOUT THE BOOKThe use of underfloor air distribution (UFAD) is increasing in North America as a solution to space conditioning concerns. This design guide provides assistance in the planning, construction, and operation of UFAD systems, while carefully detailing the major differences between UFAD an
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