TRANSIENT NEUROLOGICAL ABNORMALITIES: EARLY SCHOOL OUTCOMES IN EXTREMELY PREMATURE INFANTS by HEIDI HARMON, M.D. Submitted in partial fulfillment of the requirements for the degree of Master of Science Clinical Research Scholars Program School of Medicine CASE WESTERN RESERVE UNIVERSITY May 2014 CASE WESTERN RESERVE UNIVERSITY SCHOOL OF GRADUATE STUDIES We hereby approve the thesis/dissertation of Heidi Harmon, MD candidate for the degree of Master of Science *. Committee Chair Douglas Einstadter, M.D Committee Member H. Gerry Taylor, Ph.D. Committee Member Deanna Wilson-Costello, MD Date of Defense March 26, 2014 *We also certify that written approval has been obtained for any proprietary material contained therein. TABLE OF CONTENTS List of Tables……………………….……………………………………………… iv List of Figures……………………….……...……………………………………… v Acknowledgements………………………………………………………………… vi List of Abbreviations………………………………………………..……………... vii Abstract…………………………………………………………………………….. ix Background and Significance……………………………………………………… 1 Hypotheses and Specific Aims…………………………………………………….. 4 Methods……………………………………………………………………………. 5 Study Population…………………………………………………………… 5 Data Collection……………………………………………………………...7 Data Analysis………………………………………………………………. 8 Results……………………………………………………………………………… 11 Aim 1………………………………………………………………………..11 Aim 2………………………………………………………………………..13 Aim 3………………………………………………………………………..20 Discussion………………………………………………………………………….. 34 Bibliography……………………………………………………………………….. 42 iii LIST OF TABLES Table 1: Social Demographic and Clinical Characteristics of Study Population….. 12 Table 2: Maternal Sociodemographic Characteristics……………………………... 13 Table 3: Infant and Toddler Developmental Testing and Neurological Exam…….. 14 Table 4: Characteristics of Each Assessment……………………………………….15 Table 5: Woodcock Johnson Tests of Cognitive Abilities………………………….17 Table 6: Woodcock Johnson Tests of Academic Abilities………………………… 18 Table 7: Motor Testing…………………………………………………………….. 19 Table 8: Child Behavior Checklist…………………………………………………. 20 Table 9: Longitudinal Growth Trajectories for Cognitive Outcomes………………21 Table 10: Longitudinal Growth Trajectories for Academic Outcomes……………. 23 Table 11: Longitudinal Growth Trajectories for Motor Outcomes………………... 28 Table 12: Longitudinal Trajectories for Behavior Problems………………………. 30 iv LIST OF FIGURES Figure 1: Consort Diagram………………………………………………................ 6 Figure 2: Classification Diagram of Neurological Exam………………………….. 11 Figure 3: Longitudinal Growth of IQ by Exam Group….......................................... 24 Figure 4: Longitudinal Growth of Verbal Comprehension Skills by Exam Group... 24 Figure 5: Longitudinal Growth of Concept Formation Skills by Exam Group…..... 25 Figure 6: Longitudinal Growth of Visual Matching Skills by Exam Group………. 25 Figure 7: Longitudinal Growth of Spatial Relations Skills by Exam Group……… 26 Figure 8: Longitudinal Growth of Letter Word Identification by Exam Group…… 26 Figure 9: Longitudinal Growth of Spelling Skills by Exam Group………………... 27 Figure 10: Longitudinal Growth of Math Skills by Exam Group…………………..27 Figure 11: Longitudinal Growth of Motor Skills by Exam Group………………… 29 Figure 12: Longitudinal Growth of Visual Motor Integration by Exam Group…… 30 Figure 13: Internalizing Behavior Problems over Time…………………………… 32 Figure 14: Externalizing Behavior Problems over Time…………………………... 33 Figure 15: Total Behavior Problems over Time…………………………………… 33 Figure 16: Attention Problems over Time………………………………………..... 34 v ACKNOWLEDGEMENTS My sincere appreciation and thanks go to all my mentors, past and present, who have supported me in my career. I would like to thank H. Gerry Taylor, PhD, for all his mentorship and access to his tremendous dataset. I would also like to thank Dr. Maureen Hack, for her assistance in the concept design of this project. Special thanks go to Dr. Dee Wilson for her constant encouragement and assistance with study refinement. I would also like to give thanks to Nori Minich, MS, for all her assistance in statistical analysis and project design. I would also like to thank Douglas Einstadter, PhD, for his assistance with the completion of this thesis. I would also like to thank Dr. Richard Martin for the opportunity to participate in the CRSP program with the help of the division of neonatology T32 program. My most heartfelt thanks go to my husband, Devon Harmon, for his patience and support throughout fellowship and this master’s program. Lastly, I would like to thank all the families and children who agreed to participate in this study. FUNDING SUPPORT A special thanks to the Rainbow Babies & Children’s Foundation for their funding support through the Fellowship Research Award Program (FRAP). vi This educational program and thesis were supported by Grant Number T32 - NIH 5-T32-HD-060537-01. Its content are solely the responsibility of the author and do not necessarily represent the official views of NIH. vii LIST OF ABBREVIATIONS AB Neurologically Abnormal Group AIC Akaike’s Information Criterion ANOVA Analysis of Variance ANCOVA Analysis of Covariance BIA Brief Intellectual Ability BOT2 Bruininks-Oseretsky Test of Motor Proficiency BSID-2 Bayley Scales of Infant Development, 2nd Edition CBCL Child Behavior Checklist CP Cerebral Palsy EP Extremely Premature g Grams IVH Intraventricular Hemorrhage MDI Mental Development Index MRI Magnetic Resonance Imaging NN Neurologically Normal Group PDI Physical Development Index viii PVL Periventricular Leukomalacia PMA Postmenstrual Age SES Socioeconomic Status SD Standard Deviation TNA Transient Neurological Abnormalities VLBW Very Low Birth Weight VMI Visual Motor Integration ix Transient Neurological Abnormalities: Early School Outcomes in Extremely Premature Infants Abstract by HEIDI HARMON, MD Extremely premature infants often have transient neurological abnormalities (TNA) during infancy and the implications of TNA for school age functioning are unclear. The aim of this study was to determine if the neurological exam at 8 and 20 months predicts cognitive, behavioral, and motor outcomes in early elementary school. A cohort of 124 infants, admitted in 2001-2003, were examined in early childhood and then yearly between kindergarten and 2nd grade. Analysis with cross-sectional study methods and mixed modeling, demonstrated an increased risk of cognitive problems, academic problems, and motor problems in children with TNA and persistent neurological abnormalities (AB) compared to those in the neurologically normal (NN) group. There is not an accelerated rate of skill acquisition in the TNA group or AB group to allow for catch-up growth compared to the NN group. Children with TNA represent a commonly unrecognized group with high risk of difficulties at school entry. x
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