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MEMOIRS of the American Mathematical Society Number 990 Towards Non-Abelian p-adic Hodge Theory in the Good Reduction Case Martin C. Olsson March 2011 • Volume 210 • Number 990 (end of volume) • ISSN 0065-9266 American Mathematical Society Number 990 Towards Non-Abelian p-adic Hodge Theory in the Good Reduction Case Martin C. Olsson March2011 • Volume210 • Number990(endofvolume) • ISSN0065-9266 Library of Congress Cataloging-in-Publication Data Towardsnon-abelianp-adicHodgetheoryinthegoodreductioncase/MartinC.Olsson. p.cm. —(MemoirsoftheAmericanMathematicalSociety,ISSN0065-9266;no. 990) “March2011,Volume210,number990(endofvolume).” Includesbibliographicalreferences. ISBN978-0-8218-5240-8(alk. paper) 1.Hodgetheory. 2.p-adicanalysis. 3.Variants. I.Title. QA564.O58 2011 516.3(cid:2)5—dc22 2010046756 Memoirs of the American Mathematical Society Thisjournalisdevotedentirelytoresearchinpureandappliedmathematics. Publisher Item Identifier. The Publisher Item Identifier (PII) appears as a footnote on theAbstractpageofeacharticle. Thisalphanumericstringofcharactersuniquelyidentifieseach articleandcanbeusedforfuturecataloguing,searching,andelectronicretrieval. Subscription information. Beginning with the January 2010 issue, Memoirs is accessi- ble from www.ams.org/journals. The 2011 subscription begins with volume 209 and consists of six mailings, each containing one or more numbers. Subscription prices are as follows: for pa- per delivery, US$741 list, US$592.80 institutional member; for electronic delivery, US$667 list, US$533.60institutional member. Uponrequest, subscribers topaper delivery ofthis journalare also entitled to receive electronic delivery. If ordering the paper version, subscribers outside the United States and India must pay a postage surcharge of US$69; subscribers in India must pay apostagesurchargeofUS$95. ExpediteddeliverytodestinationsinNorthAmericaUS$58;else- whereUS$167. Subscriptionrenewalsaresubjecttolatefees. Seewww.ams.org/help-faqformore journalsubscriptioninformation. Eachnumbermaybeorderedseparately;pleasespecifynumber whenorderinganindividualnumber. Back number information. Forbackissuesseewww.ams.org/bookstore. Subscriptions and orders should be addressed to the American Mathematical Society, P.O. Box 845904, Boston, MA 02284-5904USA. All orders must be accompanied by payment. Other correspondenceshouldbeaddressedto201CharlesStreet,Providence,RI02904-2294USA. Copying and reprinting. Individual readers of this publication, and nonprofit libraries actingforthem,arepermittedtomakefairuseofthematerial,suchastocopyachapterforuse in teaching or research. Permission is granted to quote brief passages from this publication in reviews,providedthecustomaryacknowledgmentofthesourceisgiven. Republication,systematiccopying,ormultiplereproductionofanymaterialinthispublication is permitted only under license from the American Mathematical Society. Requests for such permissionshouldbeaddressedtotheAcquisitionsDepartment,AmericanMathematicalSociety, 201 Charles Street, Providence, Rhode Island 02904-2294 USA. Requests can also be made by [email protected]. MemoirsoftheAmericanMathematicalSociety(ISSN0065-9266)ispublishedbimonthly(each volume consisting usually of more than one number) by the American Mathematical Society at 201CharlesStreet,Providence,RI02904-2294USA.PeriodicalspostagepaidatProvidence,RI. Postmaster: Send address changes to Memoirs, American Mathematical Society, 201 Charles Street,Providence,RI02904-2294USA. (cid:2)c 2010bytheAmericanMathematicalSociety. Allrightsreserved. (cid:2) (cid:2) (cid:2) ThispublicationisindexedinScienceCitation IndexR,SciSearchR,ResearchAlertR, (cid:2) (cid:2) CompuMath Citation IndexR,Current ContentsR/Physical,Chemical& Earth Sciences. PrintedintheUnitedStatesofAmerica. (cid:2)∞ Thepaperusedinthisbookisacid-freeandfallswithintheguidelines establishedtoensurepermanenceanddurability. VisittheAMShomepageathttp://www.ams.org/ 10987654321 161514131211 Contents Chapter 1. Introduction 1 Chapter 2. Review of some homotopical algebra 9 Chapter 3. Review of the convergent topos 19 Chapter 4. Simplicial presheaves associated to isocrystals 29 Chapter 5. Simplicial presheaves associated to smooth sheaves 47 Chapter 6. The comparison theorem 63 Chapter 7. Proofs of 1.7–1.13 73 Chapter 8. A base point free version 85 Chapter 9. Tangential base points 97 Chapter 10. A generalization 123 Appendix A. Exactification 125 Appendix B. Remarks on localization in model categories 135 Appendix C. The coherator for algebraic stacks 139 (cid:2) Appendix D. B (V)-admissible implies crystalline. 147 cris Bibliography 155 iii Abstract We develop a non–abelian version of p–adic Hodge Theory for varieties (pos- sibly open with “nice compactification”) with good reduction. This theory yields in particular a comparison between smooth p–adic sheaves and F–isocrystals on the level of certain Tannakian categories, p–adic Hodge theory for relative Malcev completions of fundamental groups and their Lie algebras, and gives information about the action of Galois on fundamental groups. ReceivedbytheeditorMay8,2006. ArticleelectronicallypublishedonSeptember15,2010;S0065-9266(2010)00625-2. 2010 MathematicsSubjectClassification. Primary14-XX;Secondary11-XX. (cid:2)c2010 American Mathematical Society v CHAPTER 1 Introduction 1.1. The aim of this paper is to study p–adic Hodge theory for non–abelian invariants. Let us begin, however, by reviewing some of the abelian theory. Let k be a perfect field of characteristic p>0, V the ring of Witt vectors of k, K the field of fractions of V, and K (cid:2)→K an algebraic closure of K. Write G for K the Galois group Gal(K/K). Let X/V be a smooth proper scheme, and denote by X the generic fiber of K. Let D ⊂X be a divisor with normal crossings relative K toV, andset Xo :=X−D. Denote by H∗(Xo)the´etalecohomology of Xo with et K K coefficients Q and by H∗ (Xo) the algebraic de Rham cohomology of Xo. The p dR K K visecatofirltsepraecdeFH–e∗its(oXcrKoy)sthaal.s aThnaattuirsa,ltahcetiospnaρceXKoHo∗f(GXKo,)acnodmtehseesqpuaicpepeHdd∗Rw(iXthKoa) dR K · filtration Fil and a semi–linear (with respect to the canonical lift of Frobenius Xo to V) FrobeniKus automorphism ϕ : H∗ (Xo) → H∗ (Xo). The theory of p– adic Hodge theory implies that tXheKo twodcRollecKtions ofddRataK(H∗(Xo),ρ ) and (Hd∗R(XKo),Fil·XKo,ϕXKo) determine each other [Fa1, Fa2, Fa3, Tets1]K. XKo 1.2. Moreprecisely,letB (V)denotetheringdefinedbyFontaine[Fo1,Fo2, cris Fo3], MF the category of K–vector spaces M with a separated and exhaustive K filtration Fil· and a semi–linear automorphism ϕ :M →M, and let Repcts(G ) M Q K bethecategoryofcontinuousrepresentationsofG onQ –vectorspaces. Thpering K p B (V) comes equipped with an action of G , a semi–linear Frobenius automor- cris K phism, and a filtration. There is a functor (1.2.1) D:Repcts(G )−→MF Q K K p sending a representation L to (L⊗Qp Bcris(V))GK with the semi–linear automor- phism and filtration induced by that on B (V). For any L∈Rep(G ) there is a cris K natural transformation (1.2.2) αL :D(L)⊗K Bcris(V)−→L⊗Qp Bcris(V) which by [Fo1, 5.1.2 (ii)] is always injective. The representation L is called crys- talline if the map α is an isomorphism, in which case L and D(L) are said to L be associated. The precise statement of the comparison between between ´etale and de Rham cohomology in the above situation is then that (H∗(Xo),ρ ) and (H∗ (Xo),Fil· ,ϕ ) are associated. In particular there is aetnaKturalXiKosomor- dR K XKo XKo phism (1.2.3) Hd∗R(XKo)⊗K Bcris(V)(cid:6)He∗t(XKo)⊗Qp Bcris(V) compatible with the actions of G , the filtrations, and the Frobenius automor- K phisms. There is also a version of the comparison 1.2.3 with coefficients. In [Fa1, Chapter V (f)] Faltings defines a notion of a crystalline sheaf on the scheme Xo, K 1 2 MARTINC.OLSSON which is a smooth Q –sheaf L on Xo which is associated in a suitable sense to a p K,et filtered log F–isocrystal (E,Fil ,ϕ ) on X /K (see 6.13 for a precise definition). E E k For such a sheaf L, the´etale cohomology H∗(Xo ,L ) is a Galois representation K,et K (here L denotes the restriction of L to Xo ) and the log de Rham cohomology K K,et H∗ (X ,E) is naturally viewed as an object of MF . In [Fa1, 5.6], Faltings dR K K shows that the representation H∗(Xo ,L ) is crystalline and is associated to K,et K H∗ (X ,E). dR K The main goal of this paper is to generalize to the level of certain homotopy types the above comparisons between cohomology. 1.3. Before explaining the main results of the paper, let us discuss an example whichprovidedmotivationforthisworkandhopefullyhelpsputthemoretechnical results below in context. This example is not discussed in the body of the paper and the reader who so desires can skip to 1.5. Let g ≥ 3 be an integer and Mo g the moduli space of smooth curves of genus g. If we fix a point p ∈ Mo(C) g corresponding to a curve C, the fundamental group π (Mo(C),p) (where Mo(C) 1 g g is viewed as an orbifold) is naturally identified with the so–called mapping class group Γ which has a long and rich history (see [Ha1, Ha3, H-L, Na] for further g discussion). The first homology of the universal curve over Mo defines a local g,C system on Mo which by our choice of base point defines a representation g,C (1.3.1) Γ −→Aut(H (C,Z)). g 1 The kernel is the so–called Torelli group denoted T . Associated to the represen- g tation 1.3.1 is a pro–algebraic group G called the relative Malcev completion and a factorization (1.3.2) Γ →G →Aut(H (C,C)). g 1 ThekernelofG →Aut(H (C,C))isapro–unipotentgroupwhichwedenotebyU . 1 g If T denotes the Malcev completion of T , then there is a natural map T → U g g g g whose kernel is isomorphic to Q [Ha3] (here the assumption g ≥ 3 is used). Let u denote the Lie algebra of U . The interest in the group u derives from the fact g g g that it carries a natural mixed Hodge structure which Hain and others have used to obtain information about the group T . g The construction of the mixed Hodge structure on u suggests that the Lie g algebra u should in a suitable sense be a motive over Z. In particular, there g should be an ´etale realization, de Rham realization, and a p–adic Hodge theory relating the two similar to the cohomological theory. A consequence of the work in this paper is that this is indeed the case. To explain this, choose the curve C to be defined over Q and assume C p has good reduction. Let π : Co → Mo be the universal curve and let E = g,Qp R1π∗(Ω•Co/Mog,Qp) be the relative de Rham cohomology of Co which is a module with connection on Mo, and let L = R1πoQ be the relative p–adic ´etale coho- g ∗ p mology. The module with connection E has a natural structure of a filtered log F–isocrystal (E,Fil ,ϕ ) and is associated to the smooth Q –sheaf L [Fa1, 6.3]. E E p (cid:3) Let (cid:8)E(cid:9) be the smallest Tannakian subcategory of the category of modules with ⊗ connection on Mo which is closed under extensions and contains E, and let g,Qp 1. INTRODUCTION 3 (cid:8)(cid:2)L (cid:9) denote the smallest Tannakian subcategory of the category of smooth Q – Q p p ⊗ sheavesonMo whichisclosedunderextensionsandcontainsL (therestriction g,Qp Qp of L to Mo ). The point p ∈ Mo (Q ) defined by C defines fiber functors for g,Qp g,Qp p these Tannakian categories, and using Tannaka duality we obtain pro–algebraic groups π ((cid:8)(cid:3)E(cid:9) ) and π ((cid:8)(cid:2)L (cid:9) ) over Q . The group π ((cid:8)(cid:3)E(cid:9) ) comes equipped 1 ⊗ 1 Q p 1 ⊗ p ⊗ with a Frobenius automorphism ϕ (really a semi–linear automorphism but we are working over Q ) and the group π ((cid:8)(cid:2)L (cid:9) ) comes equipped with an action of the p 1 Q p ⊗ Galois group Gal(Q /Q ). Let udR (resp. uet) denote the Lie algebra of the pro– p p g g unipotent radical of π ((cid:8)(cid:3)E(cid:9) ) (resp. π ((cid:8)(cid:2)L (cid:9) )). The Frobenius automorphism 1 ⊗ 1 Q p ⊗ ϕ induces an automorphism ϕ of udR and the Galois action on π ((cid:8)(cid:2)L (cid:9) ) in- udgR g 1 Qp ⊗ duces a Galois action ρ on uet. By [Ha2, 3.1] any embedding Q (cid:2)→ C induces uegt g p a natural isomorphisms of Lie algebras ug (cid:6) udgR⊗Qp C and ug (cid:6) uegt⊗Qp C. It is therefore natural to call udR (resp. uet) the de Rham (resp. ´etale) realization of g g u . The p–adic Hodge theory studied in this paper (in particular 1.10 below) now g yields the following result: Theorem 1.4. The Gal(Q /Q )–representation uet is pro–crystalline, and p p g there is a natural isomorphism D(uet) (cid:6) udR compatible with the Frobenius au- g g tomorphisms. Similar results also hold for the moduli spaces Mo of n–pointed genus g g,n curves. Note that Mo (cid:6) P1−{0,1,∞} is the case studied by Deligne in [De2]. 0,4 Theorem 1.4 for P1 −{0,1,∞} had previously been obtained by Hain and Mat- sumoto [H-M, 9.8], as well as Shiho [Sh3] and Tsuji. Pridham has also obtained some of the results of this paper using a different method [Pr]. 1.5. Asin[Ol1]weworkinthispapersystematicallywithsimplicialpresheaves and stacks [Bl, H-S, Ja, To1]. For any ring R, let SPr(R) denote the category of simplicial presheaves on the category of affine R–schemes, and let SPr∗(R) denote the category of pointed objects in SPr(R). By [To1, 1.1.1], there is a natural model category structure on SPr(R) and SPr∗(R), and we write Ho(SPr(R)) and Ho(SPr∗(R)) for the resulting homotopy categories. Let X/V be as in 1.1, and assume given a section x:Spec(V)→Xo. Let L be acrystallinesheafonXo associatedtosomefilteredlogF–isocrystal(E,Fil ,ϕ ). K E E Let C denote the smallest full Tannakian subcategory of the category of smooth et Q –sheaves on Xo closed under extensions and containing L . Similarly let C p K K dR denotethesmallest full Tannakiansubcategoryofthecategoryofmoduleswithin- tegrable connection on Xo/K closed under extensions and containing E. Also, let K (cid:8)LK(cid:9)⊗ (resp. (cid:8)E(cid:9)⊗) denote the Tannakian subcategory of the category of smooth sheaves on Xo generated by L (resp. the Tannakian subcategory of the cate- K K gory of modules with integrable connection on Xo/K generated by E), and let K π1((cid:8)LK(cid:9)⊗,x¯) (resp. π1((cid:8)E(cid:9)⊗,x)) denote the Tannaka dual of (cid:8)LK(cid:9)⊗ (resp. (cid:8)E(cid:9)⊗) with respect to the fiber functor defined by x. Assumption 1.6. Assume that the groups π1((cid:8)LK(cid:9)⊗,x¯) and π1((cid:8)E(cid:9)⊗,x) are reductiveandthatE hasunipotent localmonodromy(see 4.16for whatthis means).

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