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Contributions To Phenomenology 96 Patrizia Pedrini · Julie Kirsch Editors Third-Person Self-Knowledge, Self-Interpretation, and Narrative Contributions To Phenomenology In Cooperation with The Center for Advanced Research in Phenomenology Volume 96 Series Editors Nicolas de Warren, KU Leuven, Belgium Ted Toadvine, Pennsylvania State University, PA, USA Editorial Board Lilian Alweiss, Trinity College Dublin, Ireland Elizabeth Behnke, Ferndale, WA, USA Rudolf Bernet, Husserl Archive, KU Leuven, Belgium David Carr, Emory University, GA, USA Chan-Fai Cheung, Chinese University Hong Kong, China James Dodd, New School University, NY, USA Lester Embree, Florida Atlantic University, FL, USA Alfredo Ferrarin, Università di Pisa, Italy Burt Hopkins, University of Lille, France José Huertas-Jourda, Wilfrid Laurier University, Canada Kwok-Ying Lau, Chinese University Hong Kong, China Nam-In Lee, Seoul National University, Korea Rosemary R.P. Lerner, Pontifcia Universidad Católica del Perú, Peru Dieter Lohmar, University of Cologne, Germany William R. McKenna, Miami University, OH, USA Algis Mickunas, Ohio University, OH, USA J.N. Mohanty, Temple University, PA, USA Junichi Murata, University of Tokyo, Japan Thomas Nenon, The University of Memphis, TN, USA Thomas M. Seebohm, Johannes Gutenberg-Universität, Germany Gail Soffer, Rome, Italy Anthony Steinbock, Southern Illinois University at Carbondale, IL, USA Shigeru Taguchi, Hokkaido University, Japan Dan Zahavi, University of Copenhagen, Denmark Richard M. Zaner, Vanderbilt University, TN, USA Scope The purpose of the series is to serve as a vehicle for the pursuit of phenomenological research across a broad spectrum, including cross-over developments with other felds of inquiry such as the social sciences and cognitive science. Since its establishment in 1987, Contributions to Phenomenology has published more than 80 titles on diverse themes of phenomenological philosophy. In addition to welcoming monographs and collections of papers in established areas of scholarship, the series encourages original work in phenomenology. The breadth and depth of the Series refects the rich and varied signifcance of phenomenological thinking for seminal questions of human inquiry as well as the increasingly international reach of phenomenological research. The series is published in cooperation with The Center for Advanced Research in Phenomenology. More information about this series at http://www.springer.com/series/5811 Patrizia Pedrini • Julie Kirsch Editors Third-Person Self-Knowledge, Self-Interpretation, and Narrative Editors Patrizia Pedrini Julie Kirsch Department of Letters and Philosophy Department of Liberal Arts University of Florence D’Youville College Florence, Italy Buffalo, New York, USA ISSN 0923-9545 ISSN 2215-1915 (electronic) Contributions To Phenomenology ISBN 978-3-319-98644-9 ISBN 978-3-319-98646-3 (eBook) https://doi.org/10.1007/978-3-319-98646-3 Library of Congress Control Number: 2018958002 © Springer Nature Switzerland AG 2018 This work is subject to copyright. All rights are reserved by the Publisher, whether the whole or part of the material is concerned, specifcally the rights of translation, reprinting, reuse of illustrations, recitation, broadcasting, reproduction on microflms or in any other physical way, and transmission or information storage and retrieval, electronic adaptation, computer software, or by similar or dissimilar methodology now known or hereafter developed. The use of general descriptive names, registered names, trademarks, service marks, etc. in this publication does not imply, even in the absence of a specifc statement, that such names are exempt from the relevant protective laws and regulations and therefore free for general use. The publisher, the authors, and the editors are safe to assume that the advice and information in this book are believed to be true and accurate at the date of publication. Neither the publisher nor the authors or the editors give a warranty, express or implied, with respect to the material contained herein or for any errors or omissions that may have been made. The publisher remains neutral with regard to jurisdictional claims in published maps and institutional affliations. This Springer imprint is published by the registered company Springer Nature Switzerland AG. The registered company address is: Gewerbestrasse 11, 6330 Cham, Switzerland Preface S elf-Knowledge: A Plea for Closer Dialogue 1 Between the Analytic Tradition and Phenomenology This is a book about a much thrown-around topic in analytic philosophy of mind and epistemology: self-knowledge. In particular, it focuses on third-person self- knowledge, that is, the kind of self-knowledge that a subject can achieve by taking into account the evidence offered by his or her verbal and/or non-verbal behavior, and his or her other mental states. Such evidence can help the subject reach a knowl- edge that he or she could not access directly, without inference from the evidence. When a subject is able to access directly his or her own mental states, he or she is said to have frst-person self-knowledge. Our project is to investigate third-person self-k nowledge rather than frst-person self-knowledge because the literature has devoted comparatively less attention to the former. Furthermore, third-person self- knowledge shows interesting connections with self-interpretation and narrative that should be explored. For when a subject has to assess the evidence offered by his or her verbal and/or nonverbal behavior, and his or her other mental states, in order to get to know what mental states he or she really has, a certain amount of interpreta- tive work has to be done, and relying on narratives is part of the rationalizing opera- tion to which evidence can be subjected. All this will be explained at length in Chap. 1, and more specifcally throughout the contributions assembled in the book. However, although this is a book primarily inspired by the methodology with which analytic philosophy of mind and epistemology address the topic, our explora- tion of the connection between third-person self-knowledge, self-interpretation, and narrative brings to light important overlaps with analogous topics discussed in other philosophical traditions — phenomenology, in particular. None of the chapters engage directly with it, so a systematic comparison of that overlap is not part of this project, even if some chapters, as the reader will see, appeal to traditions that are not 1 The preface’s author is Patrizia Pedrini. Julie Kirsch offered useful comments and approved it as coeditor of the book. v vi Preface simply contemporary analytic philosophy of mind and epistemology, but rather hermeneutics, cognitive science, and psychoanalysis. Virtually all contributions, however, more or less tacitly assume the analytic methodology. Yet all readers who are familiar with the phenomenological tradition will fnd that the topics addressed in the book can be of the utmost interest for the scholarship of phenomenology. A few words on how related studies in phenomenology address some of the general issues that this book tackles are thus in order. While doing this, we will try to offer some thematic and terminological clarifcations, which may be useful for seeing exactly what it is that phenomenology tends to study, what the analytic tradition may be taken to add or, more specifcally, focus on, and how and why both disci- plines might beneft from more direct cooperation with a view to reaching a better understanding of the phenomenon of self-knowledge as a whole. Prominent in the phenomenological tradition is the discussion of phenomena referred to, respectively, as consciousness and self-consciousness. Although it may be immediately apparent that consciousness and self-consciousness importantly bear on self-knowledge, we should not assume without argument that the focus is exactly the same, even if most theories regarding consciousness and self- consciousness that are offered in the phenomenological tradition are highly instruc- tive and can easily become very fruitful in terms of advancing analytic philosophy 2 of mind. First, what in phenomenology goes under the name of consciousness is often the so-called pre-refective consciousness, while the so-called refective self- consciousness is a more advanced state of mind, involving more complex psycho- 3 logical capacities. Pre-refective consciousness is analyzed as an intrinsic feature of any felt experience a subject may go through. Among them there may not be states to which analytic philosophy of mind tends to attach phenomenal qualities, the “what it is like” to have them, such as sensations. In phenomenology, the quality of being “experienced” seems to be attached to much more than sensations. Be that as it may, the felt experience is given to the subject in an already structured form, in 4 ways to be qualifed, including intentionality, or directedness at an object. The pre- refective experience is not, however, typically refected upon — that is, it is not typically thematized by the subject having it, it is not “objectual” to itself. It is a very primary form of consciousness, and there need not be any higher-order mental 5 state (be it perceptual or thought) making it conscious as such. 2 A valuable attempt to show the fruitfulness of dialogue between philosophy of mind and phenom- enology is offered by Gallagher & Zahavi, 2007. In Chap. 3 they develop a detailed overview of the topic of consciousness and self-consciousness in phenomenology. 3 Recently, Moran (2017) has discussed Husserl’s project of transcendental self-knowledge, with clarifcations about the bearing of such discussion on the phenomenon of pre-refective and refec- tive awareness. 4 It should be noted that when the term “intentionality” is used in philosophy of mind, it can have two meanings depending on the context: either it refers to the capacity of a subject to conceive voluntary actions or it can refer to the directedness at content that a mental state can have. The latter meaning is close to what phenomenology calls “intentionality.” 5 Cf. Gallagher & Zahavi, 2007, Chap. 3. Preface vii Yet consciousness can be said to qualify as self-conscious in a weak sense in so far as the subject’s experience occurs within the frst-person perspective. The frst- person perspective that is relevant here is itself a weak frst-person perspective, as it does not involve the capacity of the subject to attribute said experience to him- or herself via a conceptual, linguistic, and/or refective act. But it counts as a frst- person form of consciousness because the subject experiences it as his or her own (see Gallagher & Zahavi 2007; see also Pedrini 2015a, 2015b for failures of the sense of “mine-ness” in abnormal conditions of otherwise conscious thoughts). In order for a subject to be able to attribute the experience to him- or herself in conceptual form, refection must come in: whenever a subject takes his or her felt experience as the object of his or her refection, and tries to interpret or ponder it, the subject is engaging in refective self-consciousness, this time within a strong frst-person perspective (see Baker 2000, 2007, 2013). As we have said, according to phenomenology, pre-refective consciousness is not unstructured. Rather, it proves to be already signifcant, that is, it proves to have an internal structure that is conferred upon it by the very subject’s interaction with the physical and/or social world, as well as by his or her being an incarnate subject, a subject with a highly specifc psychological constitution and a narrative identity. This directly stems from a conviction widely voiced by phenomenology, according to which experience displays essential characteristics that can be investigated by a 6 very precise philosophical methodology. Of course, the subject may not be thematically aware of such structure at the time of its occurrence. And it is not clear that, while making it the object of the subject’s refection, the structure can be refected upon without distortion or loss. Husserl (1966a, 1966b, 1973, 1984) and other leading phenomenologists (Sartre 1956, 1957; Merleau-Ponty 1962) discuss this at length, showing an awareness of topics that analytic philosophy of mind has come to discuss much later. In particular, it will strike the reader that some of the frontier topics discussed in this book have their precedents in the phenomenological tradition, such as the analysis of the knowledge we can obtain of our own “internal evidence,” which amounts to conscious states that become the object of our own self-interpretative endeavors (they are discussed by Coliva, Chap. 2, and Pedrini Chap. 4), or the knowledge we can obtain of other conscious mental states we may have, such as intuition (see McGahhey and Leeuwen, Chap. 5), memories (see Kirsch, Chap. 6 ), and so on. Husserl and others were also interested in understanding how self-consciousness stems from pre-refective consciousness, but overall it might not be unfair to say that analytic philosophy of mind and epistemology have raised very troublesome episte- mological questions connected with how we get to know what we feel, think, desire, intend, and so on. This focus on epistemology may not be immediately apparent when one pays heed to the phenomenological literature on self-consciousness. 6 It would be interesting to explain further the details of phenomenological analysis, including the methodology of the “epochè,” etc. Addressing this issue, however, would lead us too far from our present purposes. viii Preface Admittedly, most phenomenologists think that pre-refective consciousness is a necessary, though not suffcient condition of self-consciousness, and that it can hardly amount to a form of knowledge. Some have clearly maintained that it is not transparent (see Ricour 1966; Sartre 1956). What seems to be agreed upon, how- ever, is that the endeavor of refectively articulating our pre-refective conscious experience requires interpretation. This is one of the most interesting overlaps with the focus of this book. When philosophy of mind and epistemology discuss third- person self-knowledge, as the reader will see, they try precisely to explain how we can get to know some of our mental states that are not transparent to us, or not immediately identifed and conceptualized by the subject having them, so that self- interpretation comes in. Third-person self-knowledge of already conscious mental states, which requires interpretation, is a somehow quite new issue in philosophy in mind. For several decades, third-person self-knowledge was mainly considered to have its main focus on verbal and non-verbal behavior, or on unconscious mental states. On this specifc aspect we think that closer dialogue between the two traditions should be initiated, as it could be most fruitful to both. Although this book does not develop this dia- logue as such, we strongly encourage its opening. An invitation to cooperate also comes from other projects and studies. Some are derived from historically minded researches that have shown that phenomenology and analytic philosophy have a common root. Famously, Michael Dummett (1993) suggested that it was time for scholars to overcome any ideological barrier viewing analytic philosophy and phenomenology as strongly opposed and conceived as sep- arate traditions. The idea that philosophy of mind, in particular, has little in common with a tradition, sometimes referred to as the “continental” tradition, that started with Franz Brentano, was then developed by Edmund Husserl, and later on followed 7 by Martin Heidegger, Jean-Paul Sartre, and Maurice Merleau-Ponty, was mainly guided by unilateral interpretations of the history, leading projects, methodologies, and concepts used in both traditions. However, Husserl has also inspired leading analytic philosophers such as Rudolf Carnap, Gilbert Ryle, Wilfrid Sellars, Hilary 8 Putnam, John Searle, and Jerry Fodor. One of the reasons that may have led schol- ars to neglect this infuence is the fact that phenomenology is often — wrongly — associated with “introspectionism,” whose rejection was the central intellectual program of analytic philosophy at its outset. But all those acquainted with phenom- enology are aware that phenomenology is not the heir of the introspectionist approach. This prejudice has been an impediment to a correct reading of both tradi- tions and an obstacle to cooperation between them as well. 7 In the Italian edition of The Phenomenological Mind by Gallagher and Zahavi, which I translated (2009), I wrote an “Afterword” in which I drew an outline of those historiographical studies, cf. Pedrini 2009a. 8 For the relation between Husserl and Carnap, see M. Friedman 1999; between Husserl and Ryle, see Livingston 2005, Thomasson 2002, pp. 115–142; between Sellars and Husserl, see Thomasson 2005; between Husserl and Putnam, see Putnam 1981, 1983, 1987; between Husserl and Searle, see Mulligan 2003, pp. 261–286, and Dreyfus 2000, pp. 287–302. See also Fodor 1982, pp. 277– 303 for the relation between Fodor and Husserl. Preface ix In recent years several scholars have attempted to remedy this by encouraging 9 integration and collaboration between the two traditions. Some of these attempts emphasized how “anti-psychologism,” that is, the independence of logic from the psychic sphere, was a goal common to both traditions. Both Husserl and Frege took this idea from Hermann Lotze, under whom Frege studied in Göttingen and to whom Husserl dedicated his Logical Investigations (2001). Lotze, inspired by Kant and elaborating further on Plato’s theories of ideas, was engaged in a struggle against widespread nineteenth-century naturalism. He explained how several notions, including the notion of a priori, fully escape a purely psychological treat- ment. While Frege elected language as the medium between mind and logical objects, Husserl developed the idea that judgments and logical structures are already prepared by experience itself, that is, contents of thought and their logical relations are objectively present in experience before linguistic thought and propositional 10 attitudes capture them. Thus, since its very beginning, phenomenology attempted to study the mind by approaching it with a non-psychologistic and non-naturalistic method, with the same spirit with which analytic philosophy rejected introspection- ism. Well before the Vienna Circle, logical empiricism and positivism, Franz Brentano had tried to open up a new approach to psychology. In his Psychology from an Empirical Standpoint (1973), Brentano expressed dissatisfaction with the 11 idea that the mind was to be studied through a sort of “inner observation.” For this reason, he drew an important distinction between what he dubbed “genetic psychol- ogy” and “descriptive psychology”: while the former is described as the empirical study of mental phenomena through experiments and statistical methodology, which make it possible to elaborate laws and causal explanations, the latter is not aimed at fnding any cause-effect laws, or at any psychological episode in particular. Rather, it tries to distinguish and classify basic kinds of mental phenomena by fnding their essential characteristics and mutual relations. Thus, a central focus of Husserl’s Logical Investigations (2001), directly stemming from Brentano’s ideas, is the cata- loguing of mental states and the answering of questions such as “What is a percep- tion, a judgment, an emotion?”, “What is the relation between emotion and judgment?”, “What is it that makes an emotion regret?”, and so on. In this way, Brentano’s descriptive psychology precedes genetic psychology, in so far as study- ing the causes of a perception, an emotion, a memory, etc. presupposes that we understand what seeing, remembering, feeling, etc. are. Husserl made it clear that this approach has nothing to do with introspection. Rather, it is the study of the essences of mental states. 9 See Føllesdal 1958; Monthly 1982, 1985; Willard 1984; Sommer 1985; Cobb-Stevens 1990; Smith 1982. 10 In the analytic tradition, there seems to be a primacy of the predicative form of thought over the non-predicative form. Tugendhat (1976, pp. 94) claims that this is the major difference between the analytic tradition and phenomenology. 11 In Pedrini (2009b) I analyzed the Cartesian model of self-knowledge vis-à-vis the observational perceptual models of it. I tried to explain to what extent the perceptual model of self-knowledge could be derived from the Cartesian model of self-knowledge, although the latter has been gener- ally taken to be opposed to it.

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