Wolfgang Nolting Theoretical Physics 6 Quantum Mechanics - Basics Theoretical Physics 6 Wolfgang Nolting Theoretical Physics 6 Quantum Mechanics - Basics 123 WolfgangNolting Inst.Physik Humboldt-UniversitätzuBerlin Berlin,Germany ISBN978-3-319-54385-7 ISBN978-3-319-54386-4 (eBook) DOI10.1007/978-3-319-54386-4 LibraryofCongressControlNumber:2016943655 ©SpringerInternationalPublishingAG2017 Thisworkissubjecttocopyright.AllrightsarereservedbythePublisher,whetherthewholeorpartof thematerialisconcerned,specificallytherightsoftranslation,reprinting,reuseofillustrations,recitation, broadcasting,reproductiononmicrofilmsorinanyotherphysicalway,andtransmissionorinformation storageandretrieval,electronicadaptation,computersoftware,orbysimilarordissimilarmethodology nowknownorhereafterdeveloped. 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Printedonacid-freepaper ThisSpringerimprintispublishedbySpringerNature TheregisteredcompanyisSpringerInternationalPublishingAG Theregisteredcompanyaddressis:Gewerbestrasse11,6330Cham,Switzerland General Preface TheninevolumesoftheseriesBasicCourse:TheoreticalPhysicsarethoughttobe textbookmaterialforthestudyofuniversitylevelphysics.Theyareaimedtoimpart, in a compact form, the most important skills of theoretical physics which can be usedasbasisforhandlingmoresophisticatedtopicsandproblemsintheadvanced study of physics as well as in the subsequent physics research. The conceptual designofthepresentationisorganizedinsuchawaythat ClassicalMechanics(volume1) AnalyticalMechanics(volume2) Electrodynamics(volume3) SpecialTheoryofRelativity(volume4) Thermodynamics(volume5) are considered as the theory part of an integrated course of experimental and theoretical physics as is being offered at many universities starting from the first semester.Therefore,thepresentationisconsciouslychosentobeveryelaborateand self-contained,sometimessurelyatthe costofcertainelegance,sothatthecourse is suitableevenforself-study,at firstwithoutanyneedof secondaryliterature.At anystage,nomaterialisusedwhichhasnotbeendealtwithearlierinthetext.This holds in particular for the mathematical tools, which have been comprehensively developed starting from the school level, of course more or less in the form of recipes,suchthatrightfromthebeginningofthestudy,onecansolveproblemsin theoreticalphysics. The mathematicalinsertionsare always then pluggedin when theybecomeindispensabletoproceedfurtherintheprogramoftheoreticalphysics. It goes without saying that in such a context, not all the mathematical statements canbeprovedandderivedwithabsoluterigor.Instead,sometimesareferencemust be made to an appropriate course in mathematics or to an advanced textbook in mathematics. Nevertheless, I have tried for a reasonably balanced representation so that the mathematical tools are not only applicable but also appear at least “plausible”. v vi GeneralPreface Themathematicalinterludesareofcoursenecessaryonlyinthefirstvolumesof thisseries,whichincorporatemoreorlessthematerialofabachelorprogram.Inthe secondpartoftheserieswhichcomprisesthemodernaspectsoftheoreticalphysics, QuantumMechanics:Basics(volume6) QuantumMechanics:MethodsandApplications(volume7) StatisticalPhysics(volume8) Many-BodyTheory(volume9), mathematical insertions are no longer necessary. This is partly because, by the time one comes to this stage, the obligatory mathematics courses one has to take in order to study physics would have provided the required tools. The fact that training in theory has already started in the first semester itself permits inclusion of parts of quantum mechanics and statistical physics in the bachelor program itself. It is clear that the content of the last three volumes cannot be part of an integrated course but rather the subject matter of pure theory lectures. This holds in particular for Many-Body Theory which is offered, sometimes under different names,e.g.,AdvancedQuantumMechanics,in the eighthorso semester ofstudy. In this part, new methods and concepts beyond basic studies are introduced and discussed which are developed in particular for correlated many particle systems whichinthemeantimehavebecomeindispensableforastudentpursuingamaster’s orahigherdegreeandforbeingabletoreadcurrentresearchliterature. In all the volumes of the series Theoretical Physics, numerous exercises are included to deepen the understanding and to help correctly apply the abstractly acquired knowledge. It is obligatory for a student to attempt on his own to adapt and apply the abstract concepts of theoretical physics to solve realistic problems. Detailedsolutionstotheexercisesaregivenattheendofeachvolume.Theideais tohelpastudenttoovercomeanydifficultyataparticularstepofthesolutionorto checkone’sowneffort.Importantlythesesolutionsshouldnotseducethestudentto followtheeasywayoutasasubstituteforhisowneffort.Attheendofeachbigger chapter,Ihaveaddedself-examinationquestionswhichshallserveasaself-testand maybeusefulwhilepreparingforexaminations. I should not forget to thank all the people who have contributed one way or another to the success of the book series. The single volumes arose mainly from lectures which I gave at the universities of Muenster, Wuerzburg, Osnabrueck, and Berlin (Germany),Valladolid (Spain), and Warangal(India). The interest and constructive criticism of the students provided me the decisive motivation for preparing the rather extensive manuscripts. After the publication of the German version,Ireceivedalotofsuggestionsfromnumerouscolleaguesforimprovement, and this helped to further develop and enhance the concept and the performance of the series. In particular, I appreciate very much the support by Prof. Dr. A. Ramakanth,a long-standingscientific partnerand friend,who helpedme in many respects,e.g.,whatconcernsthecheckingofthetranslationoftheGermantextinto thepresentEnglishversion. GeneralPreface vii SpecialthanksareduetotheSpringercompany,inparticulartoDr.Th.Schneider and his team. I remember many useful motivations and stimulations. I have the feelingthatmybooksarewelltakencareof. Berlin,Germany WolfgangNolting August2016 Preface to Volume 6 Themaingoalofthepresentvolume6(QuantumMechanics:Basics)corresponds exactly to that of the total basic course in Theoretical Physics. It is thought to be accompanyingtextbook material for the study of university-levelphysics. It is aimedtoimpart,inacompactform,themostimportantskillsoftheoreticalphysics which can be used as basis for handling more sophisticated topics and problems in the advanced study of physics as well as in the subsequent physics research. It is presented in such a way that it enables self-study without the need for a demanding and laborious reference to secondary literature. For the understanding of the text it is only presumed that the reader has a good grasp of what has been elaboratedintheprecedingvolumes.Mathematicalinterludesarealwayspresented in a compact and functional form and practiced when they appear indispensable forthe furtherdevelopmentof the theory.Forthe wholetextit holdsthatI had to focusontheessentials,presentingtheminadetailedandelaborateform,sometimes consciouslysacrificingcertainelegance.Itgoeswithoutsaying,thatafterthebasic course, secondaryliterature is needed to deepenthe understandingof physicsand mathematics. For the treatment of Quantum Mechanics also, we have to introduce certain new mathematicalconcepts. However now, the special demands may be of rather conceptual nature. The Quantum Mechanics utilizes novel ‘models of thinking’, which are alien to Classical Physics, and whose understandingand applying may raisedifficultiestothe‘beginner’.Therefore,inthiscase,itisespeciallymandatory tousetheexercises,whichplayanindispensableroleforaneffectivelearningand thereforeareofferedafterallimportantsubsections,inordertobecomefamiliarwith theatfirstunaccustomedprinciplesandconceptsoftheQuantumMechanics.The elaboratesolutionsto exercisesat the end ofthe bookshould notkeep the learner fromattemptinganindependenttreatmentoftheproblems,butshouldonlyserveas acheckupofone’sownefforts. This volume on QuantumMechanicsarose from lecturesI gaveat the German universitiesinWürzburg,Münster,andBerlin.Theanimatinginterestofthestudents inmylecturenoteshasinducedmetopreparethetextwithspecialcare.Thepresent ix x PrefacetoVolume6 oneaswellastheothervolumesisthoughttobethetextbookmaterialforthestudy ofbasicphysics,primarilyintendedforthestudentsratherthanfortheteachers. Thewealthofsubjectmatterhasmadeitnecessarytodividethepresentationof Quantum Mechanics into two volumes, where the first part deals predominantly with the basics. In a rather extended first chapter, an inductive reasoning for Quantum Mechanics is presented, starting with a critical inspection of the ‘pre- quantum-mechanicaltime’,i.e.,withananalysisoftheproblemsencounteredbythe physicists at the beginningof the twentieth century.Surely,opinionson the value ofsuchahistoricalintroductionmaydiffer.However,Ithinkitleadstoaprofound understandingofQuantumMechanics. ThepresentationandinterpretationoftheSchrödingerequation,thefundamental equationofmotionofQuantumMechanics,whichreplacestheclassicalequations of motion (Newton, Lagrange, Hamilton), will be the central topic of the second chapter. The Schrödinger equation cannot be derived in a mathematically strict sense, but has rather to be introduced, more or less, by analogy considerations. For this purposeone can, for instance,use the Hamilton-Jacobitheory (section 3, Vol. 2), according to which the Quantum Mechanics should be considered as something like a super-ordinate theory, where the Classical Mechanics plays a similarroleintheframeworkofQuantumMechanicsasthegeometricalopticsplays inthegeneraltheoryoflightwaves.Theparticle-wavedualismofmatter,oneofthe mostdecisivescientificfindingsofphysicsinthetwentiethcentury,willalreadybe indicatedviasuchan‘extrapolation’ofClassicalMechanics. The second chapter will reveal why the state of a system can be described by a ‘wave function’, the statistical character of which is closely related to typical quantum-mechanical phenomena as the Heisenberg uncertainty principle. This statisticalcharacterofQuantumMechanics,incontrasttoClassicalPhysics,allows for only probability statements. Typical determinants are therefore probability distributions,averagevalues,andfluctuations. The Schrödinger wave mechanics is only one of the several possibilities to represent Quantum Mechanics. The complete abstract basics will be worked out inthethirdchapter.While inthefirstchaptertheQuantumMechanicsisreasoned inductively,whicheventuallyleadstotheSchrödingerversioninthesecondchapter, now,opposite,namely,thedeductivewaywillbefollowed.Fundamentaltermssuch as state and observable are introduced axiomatically as elements and operators of an abstract Hilbert space. ‘Measuring’ means ‘operation’ on the ‘state’ of the system, as a result of which, in general, the state is changed. This explains why the describing mathematics represents an operator theory, which at this stage of the course has to be introduced and exercised. The third chapter concludes with someconsiderationsonthecorrespondenceprinciplebywhichoncemoretiesare establishedtoClassicalPhysics. In the fourth chapter, we will interrupt our general considerations in order to deepen the understanding of the abstract theory by some relevant applications to simplepotentialproblems.Asimmediateresultsofthemodelcalculations,wewill encountersomenovel,typicalquantum-mechanicalphenomena.Therewiththefirst part of the introductionto Quantum Mechanics will end. Further applications, in- PrefacetoVolume6 xi depthstudies,andextensionsofthesubjectmatterwillthenbeofferedinthesecond part:TheoreticalPhysics7:QuantumMechanics—MethodsandApplications. I am thankful to the Springer company, especially to Dr. Th. Schneider, for acceptingandsupportingtheconceptofmyproposal.Thecollaborationwasalways delightfulandveryprofessional.Adecisivecontributiontothebookwasprovided byProf.Dr.A.RamakanthfromtheKakatiyaUniversityofWarangal(India).Many thanksforit! Berlin,Germany WolfgangNolting November2016