The Pragmatics of Requests and Apologies Pragmatics & Beyond New Series (P&BNS) Pragmatics & Beyond New Series is a continuation of Pragmatics & Beyond and its Companion Series. The New Series offers a selection of high quality work covering the full richness of Pragmatics as an interdisciplinary field, within language sciences. For an overview of all books published in this series, please see http/benjamins.com/catalog/pbns Editor Associate Editor Anita Fetzer Andreas H. Jucker University of Würzburg University of Zurich Founding Editors Jacob L. Mey Herman Parret Jef Verschueren University of Southern Belgian National Science Belgian National Science Denmark Foundation, Universities of Foundation, Louvain and Antwerp University of Antwerp Editorial Board Robyn Carston Sachiko Ide Deborah Schiffrin University College London Japan Women’s University Georgetown University Thorstein Fretheim Kuniyoshi Kataoka Paul Osamu Takahara University of Trondheim Aichi University Kobe City University of Miriam A. Locher Foreign Studies John C. Heritage University of California at Los Universität Basel Sandra A. Thompson Angeles Sophia S.A. Marmaridou University of California at University of Athens Santa Barbara Susan C. Herring Indiana University Srikant Sarangi Teun A. van Dijk Cardiff University Universitat Pompeu Fabra, Masako K. Hiraga Barcelona St. Paul’s (Rikkyo) University Marina Sbisà University of Trieste Yunxia Zhu The University of Queensland Volume 212 The Pragmatics of Requests and Apologies. Developmental patterns of Mexican students by Elizabeth Flores Salgado The Pragmatics of Requests and Apologies Developmental patterns of Mexican students Elizabeth Flores Salgado Benemérita Universidad Autónoma de Puebla, México John Benjamins Publishing Company Amsterdam / Philadelphia TM The paper used in this publication meets the minimum requirements of 8 American National Standard for Information Sciences – Permanence of Paper for Printed Library Materials, ansi z39.48-1984. Library of Congress Cataloging-in-Publication Data Flores Salgado, Elizabeth. The pragmatics of requests and apologies : developmental patterns of Mexican students / Elizabeth Flores Salgado. p. cm. (Pragmatics & Beyond New Series, issn 0922-842X ; v. 212) Thesis (Ph.D.)-Macquarie University, 2009. Includes bibliographical references and index. 1. Spanish language--Dialects--Mexico. 2. Spanish language--Discourse analysis. 3. Dialogue analysis. I. Title. PC4831.F56 2011 460.1’45--dc23 2011022401 isbn 978 90 272 5618 8 (Hb ; alk. paper) isbn 978 90 272 8503 4 (Eb) © 2011 – John Benjamins B.V. No part of this book may be reproduced in any form, by print, photoprint, microfilm, or any other means, without written permission from the publisher. John Benjamins Publishing Co. · P.O. Box 36224 · 1020 me Amsterdam · The Netherlands John Benjamins North America · P.O. Box 27519 · Philadelphia pa 19118-0519 · usa Table of contents List of tables ix Acknowledgments xi chapter 1 Introduction 1 1.1 Introduction 1 chapter 2 Acquisitional issues in pragmatics 5 2.1 Pragmatic competence 5 2.1.1 Communicative competence 5 2.1.2 Defining pragmatic competence 7 2.2 Speech acts 8 2.3 Requests and apologies 11 2.3.1 Requests 11 2.3.2 Apologies 16 2.4 Developmental patterns 20 2.5 Interlanguage Pragmatics (ILP) 21 2.6 Single-moment studies 22 2.6.1 Research methods 23 2.7 Developmental studies 27 2.7.1 Universal pragmatic principle 27 2.7.2 Developmental studies: Cross-sectional 29 2.7.3 Developmental studies: Longitudinal studies 34 2.8 Pragmatic transfer 37 2.9 Cognitive studies 41 2.10 Conclusion 43 2.11 Research questions and significance of the study 45 vi Developmental patterns of requests and apologies in Mexican students chapter 3 Methodology 47 3.1 Description of the context 47 3.1.1 Teaching and learning practices 49 3.2 Participants 50 3.3 Instruments 53 3.3.1 Pilot study 54 3.4 Data analysis 57 3.4.1 Requests 57 3.4.2 Apologies 58 3.4.3 Coding 60 3.4.4 Quantitative analysis 61 3.4.5 Qualitative analysis 62 chapter 4 Analysis of results 63 4.1 Requests: Quantitative findings 63 4.1.1 Direct strategies 64 4.1.2 Conventionally indirect strategies 68 4.1.3 Non-conventional indirect strategies 72 4.1.4 Length of requests 76 4.2 Requests: Qualitative analysis 80 4.2.1 Direct strategies 80 4.2.2 Conventional indirect strategies 82 4.2.3 Non-conventional indirect strategies 83 4.2.4 Opt out 84 4.2.5 Follow up requests 84 4.2.6 Length of requests 85 4.2.7 Influence of contextual factors 86 4.3 Internal and external modifiers: Quantitative findings 87 4.3.1 Internal modifiers 88 4.3.2 External modifiers: Alerts 92 4.3.3 External modifiers: Supportive moves 96 4.4 Internal and external modifiers: Qualitative analysis 97 4.4.1 Internal modifiers 100 4.4.2 External modifiers: Alerts 107 4.4.3 External modifiers: Supportive moves 109 4.4.4 Contextual factors 111 4.5 Apologies: Quantitative findings 113 4.5.1 IFID 114 4.5.2 Internal IFID 118 Table of contents vii 4.5.3 Taking on responsibility 122 4.5.4 Explanation or account 126 4.5.5 Offer of repair 130 4.5.6 Promise of forbearance 134 4.5.7 Distracting from the offence 138 4.5.8 Length of apologies 142 4.6 Apologies: Qualitative analysis 146 4.6.1 Expression of apology 146 4.6.2 Statement of remorse 147 4.6.3 Internal IFIDs 149 4.6.4 Taking responsibility 151 4.6.5 Explanation or account 152 4.6.6 Offer of repair 153 4.6.7 Promise of forbearance 153 4.6.8 Distracting from the offence 153 4.6.9 Opt out 154 4.6.10 Length of apologies 155 4.7 Modifiers: Quantitative findings 155 4.7.1 Alerts 155 4.7.2 Modality markers 160 4.8 Modifiers: Qualitative analyses 164 4.8.1 Alerts 164 4.8.2 Modality markers 165 4.8.3 Influence of contextual factors 167 4.9 Combination and sequence of apology strategies 171 chapter 5 Summary of findings 177 5.1 Requests 177 5.1.1 Language learners’ use of request strategies 177 5.1.2 Syntactic patterns 181 5.1.3 Internal modifiers 184 5.1.4 External modifiers 189 5.2 Apologies 193 5.2.1 Taking on responsibility 196 5.2.2 Explanation or account 198 5.2.3 Offer of repair 198 5.3 Opt out and length of requests and apologies 200 5.4 Syntactic and lexical downgraders 201 5.5 Combination and sequence of apology strategies 203 viii Developmental patterns of requests and apologies in Mexican students chapter 6 Conclusions 205 6.1 Restricted grammatical knowledge does not prevent pragmatic competence from developing 207 6.2 Available knowledge of grammar is necessary to develop pragmatic competence 209 6.3 High levels of grammatical competence do not necessarily enable high levels of pragmatic competence 210 6.4 Limitations and suggestions for further research 214 6.5 Pedagogical implications 215 References 219 Appendix 1 225 Appendix 2 227 Appendix 3 231 Appendix 4 247 Name index 259 Subject index 261 List of tables Table 1. Situational variation (Requests) 56 Table 2. Situational variation (Apologies) 56 Table 3. Percentages and frequencies (n =) of the three main strategies for the five groups 63 Table 4. Summary table for the subjects’ use of direct strategies 65 Table 5. Tests of within-subjects contrasts of direct strategies 66 Table 6. Summary table for the subjects’ use of conventionally indirect strategies 69 Table 7. Tests of within-subjects contrasts of conventionally indirect strategies 70 Table 8. Summary table for the subjects’ use of non-conventional indirect strategies 73 Table 9. Tests of within-subjects contrasts of non-conventional indirect strategies 74 Table 10. Summary table for the subjects’ number of words used in the requests 77 Table 11. Tests of within-subjects contrasts for the subjects’ number of words used in the requests 78 Table 12. Percentages (%) and frequencies (n =) of the requests sub-strategies for the four groups 81 Table 13. Meanings of opting out 84 Table 14. Summary table for the subjects’ number of opting outs used in the requests 87 Table 15. Raw numbers of internal and external modifiers per request across all situations for the five groups 88 Table 16. Summary table for the subjects’ use of internal modifiers 89 Table 17. Tests of within-subjects contrasts of internal modifiers 90 Table 18. Summary table for the subjects’ use of alerts 93 Table 19. Tests of within-subjects contrasts of alerts 94 Table 20. Summary table for the subjects’ use of supportive moves 96 Table 21. Tests of within-subjects contrasts of supportive moves 98 Table 22. Distribution of internal modifiers 100 Table 23. Syntactic and lexical downgraders 101 Table 24. Syntactic patterns 102
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