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The Poetics of Figurative Thought, Language, and Understanding Raymond W Gibbs, Jr. f The poetics of mind The poetics of mind Figurative thought, language, and understanding RAYMOND W. GIBBS, JR. University of California, Santa Cruz gl CAMBRIDGE UNIVERSITY PRESS Published by the Press Syndicate of the University of Cambridge The Pitt Building, Trumpington Street, Cambridge CB2 irp 40 West 20th Street, New York, ny 10011-4211, usa 10 Stamford Road, Oakleigh, Melbourne 3166, Australia © Cambridge University Press 1994 First published 1994 Printed in the United States of America Library of Congress Cataloging-in-Publication Data Gibbs, Raymond W. The poetics of mind : figurative thought, language, and understanding / Raymond W. Gibbs, Jr. p. cm. Includes bibliographical references and index. ISBN 0-521-41965-4 (hardback). - ISBN 0-521-42992-7 (pbk.) 1. Psycholinguistics. 2. Figures of speech. 3. Thought and thinking. 4. Poetics. I. Title P37-5-f53g5 1994 4Oi'.9~dc2O 93-38232 A catalog record for this book is available from the British Library. isbn 0-521-41965-4 hardback isbn 0-521-42992-7 paperback Contents Acknowledgments page vii Chapter i INTRODUCTION AND OVERVIEW 1 Chapter 2 THINKING AND SPEAKING LITERALLY 24 Chapter 3 FIGURATIVE LANGUAGE UNDERSTANDING: A SPECIAL PROCESS? 80 Chapter 4 METAPHOR IN LANGUAGE AND THOUGHT 120 Chapter 5 UNDERSTANDING METAPHORICAL EXPRESSIONS 208 Chapter 6 IDIOMATICITY 265 Chapter 7 METONYMY 319 Chapter 8 irony 359 Chapter 9 THE POETIC MINDS OF CHILDREN 399 V Contents Chapter 10 IMPLICATIONS AND FUTURE DIRECTIONS 434 References 455 Name Index 499 Subject Index 509 vi Acknowledgments I am indebted to a large number of colleagues and friends who have contributed to my development as a cognitive scientist. I want first to thank David Rumelhart, Herb Clark, and George Lakoff for acting as wonderful, yet very different, mentors over the past 15 years. My intellectual and personal debt to these fine people is enormous. Many other people influenced my thinking during the writ­ ing of this book. Although I list them together, each person's contribution is individually appreciated: Larry Barsalou, Chris­ tina Cacciari, Dedre Gentner, Richard Gerrig, Sam Glucksberg, Mark Johnson, Boaz Keysar, Barbara Malt, Greg Murphy, Andrew Or tony, Yeshayahu Shen, Gerard Steen, Eve Sweetser, and Mark Turner. Special thanks to Larry Barsalou, Richard Gerrig, and Sam Glucksberg for their helpful comments on an earlier draft of this book. Support for some of the work described in this book came from the National Institute of Mental Health and the Academic Senate of the University of California, Santa Cruz. I thank my colleagues at the University of California, Santa Cruz, for all their support. My undergraduate and graduate students de­ serve special notice for their intelligence, hard work, and en­ thusiasm in collaborating with me on some of the research discussed in this book. My gratitude goes to Tamiko Azuma, Dinara Beitel, John Bolton, Darin Buchalter, Cooper Cutting, Suzanne Delaney, Bill Farrar, Gayle Gonzales, Mike Johnson, Melissa Keppel, Jeff Kishner, Sachi Kumon-Nakamura, Julia Kushner, Rob Mills, Jessica Moise, Rachel Mueller-Lust, vii Acknowledgments Annette Nagaoka, Solange Nascimento, Nandini Nayak, Jen­ nifer O'Brien, Kerry Pfaff, David Smith, Michael Spivey, Lise Strom, and Jeff Sykes. Many thanks to Julia Hough for her advice and support during the writing of this book. Her reading of an earlier draft substantially improved the final product. The entire staff at Cambridge University Press have been wonderful through­ out the preparation of this book. A special tip of the hat to Julie Holloway for her assistance in proofreading the manu­ script. Finally, I must express my appreciation and affection to my parents, Raymond and Dorothy Gibbs, and to Guy Van Orden and Lydia Kearney. Fuzz the cat has been a constant source of encouragement. PERMISSION ACKNOWLEDGMENTS "Metaphors," from Crossing the Water, by Sylvia Plath, © Ted Hughes i960, is reprinted by permission of HarperCollins Publish­ ers, Inc. "I Taste a Liquor Never Brewed," by Emily Dickinson, is reprinted by permission of the publishers and the Trustees of Amherst Col­ lege from The Poems of Emily Dickinson, ed. Thomas H. Johnson, Cambridge, Mass.: The Belknap Press of Harvard University Press, © the President and Fellows of Harvard College 1951, 1955, 1979, 1983. "The Phenomenology of Anger," from The Fact of a Doorframe: Poems Selected and New, 1950-1984, by Adrienne Rich, © Adrienne Rich 1984, © W. W. Norton & Company, Inc., 1975,1978, is reprinted by permissions of the author and W. W. Norton & Company. "I Need You" (David Stewart/Annie Lennox), © D'N'A' Ltd. 1987, administered by BMG Songs, Inc., is used by permission. "The Road Not Taken," from The Poetry of Robert Frost, ed. Ed­ ward Connery Lathem, © Robert Frost 1944, © Henry Holt and Company, Inc., 1916,1969, is reprinted by permission of Henry Holt and Company, Inc. "Messenger," from Goshawk, Antelope: Poems, by David Smith, © University of Illinois Press 1979, is reprinted by permission. "This is Just to Say," from William Carlos Williams, Collected Po- viii Acknowledgments ems, 1909-1939, vol. 1, © New Directions Publishing Corp. 1938, is reprinted by permission. "The Mind Is an Ancient and Famous Capital," by Delmore Schwartz, is reprinted from Last and Lost Poems of Delmore Schwartz, ed. R. Phillips (New York: Vanguard Press, 1979), by permission of Robert S. Phillips, literary executor for the Estate of Delmore Schwartz. ix Chapter 1 Introduction and overview Why should poetic imagination matter to cognitive science? An old but still prevailing view among students of mind holds that thought and language are inherently literal. Even though people can and do speak figuratively, the ability to think, imag­ ine, and speak poetically has historically been seen as a spe­ cial human trait, requiring different cognitive and linguistic skills than those employed in ordinary life. This traditional conception of mind has imposed serious limitations on both the scholarly study of mental life in cognitive science and the humanities and on everyday folk conceptions of human ex­ perience. We see the mind as a mirror of some God-given re­ ality that can be best described in simple, nonmetaphorical terms, language that more closely reflects underlying "truths" about the world. Figurative or poetic assertions are distinct from true knowledge, a claim first made by Plato in his fa­ mous critique of poetry. To think or speak poetically is to adopt a distorted stance toward the ordinary world, one that is held in disdain by most philosophers, scientists, and educators. This book advances the idea that the traditional view of mind is mistaken, because human cognition is fundamentally shaped by various poetic or figurative processes. Metaphor, metonymy, irony, and other tropes are not linguistic distor­ tions of literal mental thought but constitute basic schemes by which people conceptualize their experience and the external world. Since every mental construct reflects an adaptation of the mind to the world, the language that expresses these con­ structs attests to the continuous process of poetic thinking. i

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