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The Noisy Brain: Stochastic Dynamics as a Principle of Brain Function Edmund T. Rolls OxfordCentreforComputationalNeuroscience Oxford England Gustavo Deco InstitucioCatalanadeRecercaiEstudisAvancats(ICREA) UniversitatPompeuFabra Barcelona Spain . OXFORD UNIVERSITY PRESS OXFORD 2010 Title Pages Stochastic Dynamics as a Principle of Brain Function (p.ii) The Noisy Brain The Noisy Brain (p.iv) Great Clarendon Street, Oxford OX2 6DP Oxford University Press is a department of the University of Oxford. It furthers the University's objective of excellence in research, scholarship, and education by publishing worldwide in Oxford New York Auckland Cape Town Dar es Salaam Hong Kong Karachi Page 1 of 3 Title Pages Kuala Lumpur Madrid Melbourne Mexico City Nairobi New Delhi Shanghai Taipei Toronto With offices in Argentina Austria Brazil Chile Czech Republic France Greece Guatemala Hungary Italy Japan Poland Portugal Singapore South Korea Switzerland Thailand Turkey Ukraine Vietnam Oxford is a registered trade mark of Oxford University Press in the UK and in certain other countries Published in the United States by Oxford University Press Inc., New York © Edmund T. Rolls and Gustavo Deco, 2010 The moral rights of the author have been asserted Database right Oxford University Press (maker) First published 2010 All rights reserved. No part of this publication may be reproduced, stored in a retrieval system, or transmitted, in any form or by any means, without the prior permission in writing of Oxford University Press, or as expressly permitted by law, or under terms agreed with the appropriate reprographics rights organization. Enquiries concerning reproduction outside the scope of the above should be sent to the Rights Department, Oxford University Press, at the address above You must not circulate this book in any other binding or cover and you must impose the same condition on any acquirer British Library Cataloguing in Publication Data Data available Library of Congress Cataloging in Publication Data Data available Typeset by Edmund T. Rolls Printed in Great Britain on acid-free paper by The MPG Books Group Page 2 of 3 Title Pages ISBN 978–0–19–958786–5 10 9 8 7 6 5 4 3 2 1 Page 3 of 3 Preface The relatively random spiking times of individual neurons produce a source of noise in the brain. The aim of this book is to consider the effects of this and other noise on brain pro- cessing. We show that in cortical networks this noise can be an advantage, for it leads to probabilisticbehaviourthatisadvantageousindecision-making,bypreventingdeadlock,and is important in signal detectability. We show how computations can be performed through stochastic dynamical effects, including the role of noise in enabling probabilistic jumping acrossbarriersintheenergylandscapedescribingtheflowofthedynamicsinattractornet- works.Theresultsobtainedinneurophysiologicalstudiesofdecision-makingandsignalde- tectabilityaremodelledbythestochasticalneurodynamicsofintegrate-and-firenetworksof neuronswithprobabilisticneuronalspiking.Wedescribehowthesestochasticneurodynami- caleffectscanbeanalyzed,andtheirimportanceinmanyaspectsofbrainfunction,including decision-making, perception, memory recall, short-term memory, and attention. We show howinstabilitiesinthesebraindynamicsmaycontributetothecognitivesymptomsinaging andinpsychiatricstatessuchasschizophrenia,andhowoverstabilitymaycontributetothe symptomsinobsessive-compulsivedisorder. This is a new approach to the dynamics of neural processing, in which we show that noise breaks deterministic computations, and has many advantages. These principles need to be analyzed in order to understand brain function and behaviour, and it is an aim of this book to elucidate the stochastic, that is probabilistic, dynamics of brain processing, and its advantages. The book describes approaches that provide a foundation for this understand- ing,includingintegrate-and-firemodelsofbrainandcognitivefunctionthatincorporatethe stochasticspiking-relateddynamics,andmean-fieldanalysesthatareconsistentintermsof theparameterswiththese,butallowformalanalysisofthenetworks.Afeatureofthetreat- mentofthemean-fieldapproachisthatweintroducenewwaysinwhichitcanbeextended to include some of the effects of noise on the operation of the system. The book thus de- scribestheunderpinningsinphysicsofthisnewapproachtotheprobabilisticfunctioningof thebrain.However,atthesametime,mostoftheconceptsofthebookandtheprinciplesof the stochastic operation of the brain described in the book, can be understood by neurosci- entists and others interested in brain function who do not have expertise in mathematics or theoreticalphysics,andthebookhasbeenwrittenwiththisinmind. We believe that the principles of the stochastic dynamics of brain function described in thisbookareimportant,forbrainfunctioncannotbeunderstoodasadeterministicnoiseless system. Tounderstandhowthebrainworks,includinghowitfunctionsinmemory,attention,and decision-making,itisnecessarytocombinedifferentapproaches,includingneuralcomput- ation.Neurophysiologyatthesingleneuronlevelisneededbecausethisisthelevelatwhich information is exchanged between the computing elements of the brain, the neurons. Evi- dence from the effects of brain damage, including that available from neuropsychology, is neededtohelpunderstandwhatdifferentpartsofthesystemdo,andindeedwhateachpart is necessary for. Functional neuroimaging is useful to indicate where in the human brain different processes take place, and to show which functions can be dissociated from each other.Knowledgeofthebiophysicalandsynapticpropertiesofneuronsisessentialtounder- standhowthecomputingelementsofthebrainwork,andthereforewhatthebuildingblocks vi | Preface ofbiologicallyrealisticcomputationalmodelsshouldbe.Knowledgeoftheanatomicaland functional architecture of the cortex is needed to show what types of neuronal network ac- tuallyperformthecomputation.Theapproachofneuralcomputationisalsoneeded,asthis is required to link together all the empirical evidence to produce an understanding of how thesystemactuallyworks.Butanunderstandingoftheroleofnoiseinbraincomputationis alsocrucial,asweshowinthisbook.Thisbookutilizesevidencefromalltheseapproaches to develop an understanding of how different types of memory, perception, attention, and decision-making are implemented by processing in the brain, and are influenced by the ef- fectsofnoise. Weemphasizethattounderstandmemory,perception,attention,anddecision-makingin the brain, we are dealing with large-scale computational systems with interactions between theparts,andthatthisunderstandingrequiresanalysisatthecomputationalandgloballevel of the operation of many neurons to perform together a useful function. Understanding at the molecular level is important for helping to understand how these large-scale computa- tionalprocessesareimplementedinthebrain,butwillnotbyitselfgiveanyaccountofwhat computationsareperformedtoimplementthesecognitivefunctions.Instead,understanding cognitive functions such as memory recall, attention, and decision-making requires single neuron data to be closely linked to computational models of how the interactions between largenumbersofneuronsandmanynetworksofneuronsallowthesecognitiveproblemsto be solved. The single neuron level is important in this approach, for the single neurons can bethoughtofasthecomputationalunitsofthesystem,andisthelevelatwhichtheinform- ationisexchangedbythespikingactivitybetweenthecomputationalelementsofthebrain. Thesingleneuronlevelistherefore,becauseitisthelevelatwhichinformationiscommu- nicated between the computing elements of the brain, the fundamental level of information processing,andthelevelatwhichtheinformationcanbereadout(byrecordingthespiking activity)inordertounderstandwhatinformationisbeingrepresentedandprocessedineach brainarea.Moreover,theprobabilisticspikingofindividualneuronsisanimportantsource ofnoiseinthebrain,andmustbetakenintoaccounttounderstandbrainfunction. Atestofwhetherone’sunderstandingiscorrectistosimulatetheprocessingonacom- puter, and to show whether the simulation can perform the tasks of memory systems in the brain, and whether the simulation has similar properties to the real brain. The approach of neural computation leads to a precise definition of how the computation is performed, and topreciseandquantitativetestsofthetheoriesproduced.Howmemorysystemsinthebrain work is a paradigm example of this approach, because memory-like operations which in- volve altered functionality as a result of synaptic modification are at the heart of how all computationsinthebrainareperformed.Ithappensthatattentionanddecision-makingcan beunderstoodintermsofinteractionsbetweenandfundamentaloperationsofnetworksthat implementcomputationsthatimplementmemoryoperationsinthebrain,andthereforeitis natural to treat these areas of cognitive neuroscience as well as memory in this book. The samefundamentalconceptsbasedontheoperationofneuronalcircuitrycanbeappliedtoall thesefunctions,asisshowninthisbook. One of the distinctive properties of this book is that it links the neural computation ap- proach not only firmly to neuronal neurophysiology, which provides much of the primary dataabouthowthebrainoperates,butalsotopsychophysicalstudies(forexampleofatten- tion); to psychiatric studies of patients; to functional magnetic resonance imaging (fMRI) (and other neuroimaging) approaches; and to approaches influenced by theoretical physics about how the operation of large scale systems can be understood as a result of statistical effectsinitscomponents,inthiscasetheneurons.Theempiricalevidencethatisbroughtto bearislargelyfromnon-humanprimatesandfromhumans,becauseoftheconsiderablesim- ilarityoftheirmemoryandrelatedsystems,andtheoverallaimstounderstandhowmemory, Preface| vii attention, decision-making and related functions are implemented in the human brain, and thedisordersthatcanarise. Theoverallaimsofthebookaredevelopedfurther,andtheplanofthebookisdescribed, inChapter1,Section1.1. Partofthematerialdescribedinthebookreflectsworkperformedincollaborationwith many colleagues, whose tremendous contributions are warmly appreciated. The contribu- tions of many will be evident from the references cited in the text. Especial appreciation is duetoAlessandroTreves,MarcoLoh,andSimonM.Stringer,whohavecontributedgreatly inanalwaysinterestingandfruitfulresearchcollaborationoncomputationalaspectsofbrain function, and to many neurophysiology and functional neuroimaging colleagues who have contributed to the empirical discoveries that provide the foundation to which the computa- tional neuroscience must always be closely linked, and whose names are cited throughout thetext.Muchoftheworkdescribedwouldnothavebeenpossiblewithoutfinancialsupport fromanumberofsources,particularlytheMedicalResearchCounciloftheUK,theHuman Frontier Science Program, the Wellcome Trust, and the James S. McDonnell Foundation. The book was typeset by the Edmund Rolls using LaTex and WinEdt, and Gustavo Deco tookprimaryresponsibilityfortheAppendix. The covers show part of the picture Ulysses and the Sirens painted in 1909 by Herbert James Draper.The version on the back cover has noise added, and might be called Ulysses and the Noisy Sirens. The metaphors are of noise: sirens, and stormy, irregular, water; of waves and basins of attraction: the waves on the horizon; of decision-making: the rational consciousinUlyssesresistingthegene-basedemotion-relatedattractors;andofUlyssesthe explorer(theGreekOdysseusofHomer),alwaysandindefatigably(liketheauthors)seeking newdiscoveriesabouttheworld(andhowitworks). Updatestosomeofthepublicationscitedinthisbookareavailableathttp://www.oxcns.org. Wededicatethisworktotheoverlappinggroup:ourfamilies,friends,andmanycolleagues whosecontributionsaregreatlyappreciated–insalutempraesentium,inmemoriamabsen- tium.Inaddition,GustavoDecothanksanddedicatesthisbooktohisfamily,MariaEugenia, Nikolas,Sebastian,Martin,andMatthias.Weremembertooaclosecolleagueandfriend,the theoreticalphysicistDanielAmit,whocontributedmuchtotheanalysisofattractornetworks (Amit1989,BrunelandAmit1997). Contents 1 Introduction:Neuronal,Cortical,andNetworkfoundations 1 1.1 Introductionandoverview 1 1.2 Neurons 3 1.3 Synapticmodification 4 1.4 Long-termpotentiationandlong-termdepression 5 1.5 Neuronalbiophysics 10 1.6 Actionpotentialdynamics 11 1.7 Systems-levelanalysisofbrainfunction 12 1.8 Thefinestructureofthecerebralneocortex 17 1.8.1 Thefinestructureandconnectivityoftheneocortex 17 1.8.2 Excitatorycellsandconnections 17 1.8.3 Inhibitorycellsandconnections 19 1.8.4 Quantitativeaspectsofcorticalarchitecture 21 1.8.5 Functionalpathwaysthroughthecorticallayers 23 1.8.6 Thescaleoflateralexcitatoryandinhibitoryeffects,andtheconceptofmodules 25 1.9 Backprojectionsinthecortex 26 1.9.1 Architecture 26 1.9.2 Recall 28 1.9.3 Attention 29 1.9.4 Backprojections,attractornetworks,andconstraintsatisfaction 30 1.10 Autoassociationorattractormemory 30 1.10.1 Architectureandoperation 32 1.10.2 Introductiontotheanalysisoftheoperationofautoassociationnetworks 33 1.10.3 Properties 35 1.10.4 Useofautoassociationnetworksinthebrain 39 1.11 Noise,andthesparsedistributedrepresentationsfoundinthebrain 40 1.11.1 Definitions 41 1.11.2 Advantagesofdifferenttypesofcoding 42 1.11.3 Firingratedistributionsandsparseness 43 1.11.4 Informationtheoreticunderstandingofneuronalrepresentations 57 2 Stochasticneurodynamics 65 2.1 Introduction 65 2.2 Networkdynamics:theintegrate-and-fireapproach 65 2.2.1 Fromdiscretetocontinuoustime 66 2.2.2 Continuousdynamicswithdiscontinuities:integrate-and-fireneuronalnetworks 67 x | Contents 2.2.3 Anintegrate-and-fireimplementationwithNMDAreceptorsanddynamicalsyn- apses 71 2.3 Attractornetworks,energylandscapes,andstochasticdynamics 73 2.4 Reasonswhythebrainisinherentlynoisyandstochastic 78 2.5 Braindynamicswithandwithoutstochasticity:anintroductiontomean-fieldtheory 80 2.6 Networkdynamics:themean-fieldapproach 81 2.7 Mean-fieldbasedtheory 82 2.7.1 Populationactivity 83 2.7.2 Themean-fieldapproachusedinthemodelofdecision-making 85 2.7.3 Themodelparametersusedinthemean-fieldanalysesofdecision-making 87 2.7.4 Mean-fieldneurodynamicsusedtoanalyzecompetitionandcooperationbetween networks 88 2.7.5 Aconsistentmean-fieldandintegrate-and-fireapproach 88 3 Short-termmemoryandstochasticdynamics 91 3.1 Introduction 91 3.2 Corticalshort-termmemorysystemsandattractornetworks 91 3.3 Prefrontalcortexshort-termmemorynetworks,andtheirrelationtoperceptualnetworks 94 3.4 Computationalnecessityforaseparate,prefrontalcortex,short-termmemorysystem 98 3.5 Synapticmodificationisneededtosetupbutnottoreuseshort-termmemorysystems 98 3.6 What,where,andobject–placecombinationshort-termmemoryintheprefrontalcortex 99 3.7 Hierarchicallyorganizedseriesofattractornetworks 100 3.8 Stochasticdynamicsandthestabilityofshort-termmemory 102 3.8.1 Analysisofthestabilityofshort-termmemory 103 3.8.2 Stabilityandnoiseinthemodelofshort-termmemory 104 3.8.3 Alterationsofstability 106 3.9 Memoryfortheorderofitemsinshort-termmemory 114 3.10 Stochasticdynamicsandlong-termmemory 120 4 Attentionandstochasticdynamics 121 4.1 Introduction 121 4.2 Biasedcompetition—singleneuronstudies 121 4.3 Abasiccomputationalmoduleforbiasedcompetition 126 4.4 Theneuronalandbiophysicalmechanismsofattention 128 4.5 Stochasticdynamicsandattention 132 4.6 Disengagementofattention,andneglect 135 4.7 Decreasedstabilityofattentionproducedbyalterationsinsynapticallyactivatedionchan- nels 135 4.8 Increasedstabilityofattentionproducedbyalterationsinsynapticallyactivatedionchan- nels 137 5 Probabilisticdecision-making 139 5.1 Introduction 139 5.2 Decision-makinginanattractornetwork 140

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Most books are stored in the elastic cloud where traffic is expensive. For this reason, we have a limit on daily download.