THE LASTSTAGES OFSECOND LANGUAGEACQUISITION: LINGUISTIC EVIDENCEFROM ACADEMIC WRITING BY ADVANCEDNON-NATIVEENGLISHSPEAKERS by SimonaEstelaEne ___________________ Copyright ©SimonaEstelaEne2006 ADissertationSubmittedtotheFacultyofthe INTERDISCIPLINARY Ph.D.PROGRAM IN SECOND LANGAUGE ACQUISITION ANDTEACHING InPartial Fulfillment oftheRequirements FortheDegreeof DOCTOR OFPHILOSOPHY Inthe GraduateCollege THEUNIVERSITY OF ARIZONA 2006 2 THEUNIVERSITY OF ARIZONA GRADUATECOLLEGE As members oftheDissertationCommittee,wecertifythat wehavereadthedissertation preparedbySimonaEstelaEne entitledThe Last Stages ofSecond LanguageAcquisition: LinguisticEvidencefrom AcademicWritingbyAdvancedNon-NativeEnglishSpeakers andrecommendthat it beacceptedas fulfillingthe dissertationrequirement forthe DegreeofDoctorofPhilosophy Date: 10/30/06 _______________________________________________________________________ LindaR.Waugh Date: 10/30/06 _______________________________________________________________________ Douglas H.Adamson Date: 10/30/06 _______________________________________________________________________ JunLiu Date: 10/30/06 _______________________________________________________________________ Randi Reppen Date: 10/30/06 _______________________________________________________________________ Muriel Saville-Troike Final approval andacceptanceofthis dissertation is contingent uponthecandidate’s submissionofthefinal copies ofthedissertationtotheGraduateCollege. Iherebycertifythat Ihavereadthis dissertationpreparedundermydirectionand recommendthat it beacceptedas fulfillingthedissertationrequirement. ________________________________________________Date: 10/30/06 Dissertation Director: LindaR.Waugh 3 STATEMENTBY AUTHOR This dissertation has been submitted in partial fulfillment of requirements for an advanced degree at the University of Arizona and is deposited in the University Library tobemadeavailabletoborrowers underrules ofthe Library. Brief quotations from this dissertation are allowable without special permission, provided that accurate acknowledgment of source is made. Requests for permission for extended quotation from or reproduction of this manuscript in whole or in part may be grantedbythecopyright holder. SIGNED: SimonaEstelaEne 4 ACKNOWLEDGMENTS I would like to thank my dissertation committee chair, Dr. Linda R. Waugh, and the members of my dissertation committee – Dr. Douglas Adamson, Dr. Jun Liu, Dr. Randi Reppen, and Dr. Muriel Saville-Troike – for believing in this study as much as I do. Your impressive knowledge, clear minds, and positive attitudes will always be inspirational tome. It is anhonortoworkwith you. I am grateful to the participants in this study for taking the time to submit papers, complete surveys, and participate in interviews. This dissertation would certainly not exist if you had not been generous with your time and willing to allow me to scrutinize your writing. Thanks also to Shaun O’Connor, who was instrumental in locating materials usedinthis study. I would also like to thank Dr. Douglas Biber, whose achievements in corpus linguistics I admire and who helped with important technical aspects of this research. I owe thanks to my friend Jeanna Burrup, whose editorial talents were crucial in the completion stage of this dissertation. Also, thanks to my friends Kara McBride and Elaine Lim for asking and listening, as well as for their assistance with administrative requirements. Thanks to Gabi for being the best husband, father, and partner. Your love and dedication to our family are a source of strength. Thank you for taking care of Sofia so that I could work on my dissertation. Your aspiration to be and do better for yourself and others inspires meeveryday. Sofia, my beloved daughter, you are my greatest accomplishment yet. Your laughterhas madethecompletionofthis dissertationfeel easy. Finally, I would like to thank my parents, Simina and Ion, for passing on to me theirappreciationforknowledgeand theperseverancetoattainit. 5 DEDICATION To Myparents, Siminaand IonEne, Myhusband, Gabriel Gruionu, Andourdaughter, Sofia. 6 TABLEOFCONTENTS LISTOFTABLES……………………………………………………………………...16 ABSTRACT…………………………………………………………………………….25 CHAPTERONE:INTRODUCTION………………………………………………...27 Justificationand background of thestudy…………………………………....27 Purposeof thestudy…………………………………………………………...28 Significanceof thestudy………………………………………………..….......28 CHAPTERTWO:LITERATUREREVIEW………………………………………..31 “Advanced”learners: Whatdothey(not)know?…………………………...33 Accuracy,fluency,and complexitystudies ……………………………..33 Lexical,syntactic, and morphological features of ESLtexts ……….33 Revision/process studies ………………………………………………...37 Advancedlearnerreflections ……………………………………………39 Collocationstudies ………………………………………………………40 Learnercorpora………………………..………………………………………42 Linguisticcharacteristicsof academicprose…………………………………47 CHAPTERTHREE:RESEARCHQUESTIONSANDDESIGN………………….49 Researchquestions……………………………………………………………..49 Hypotheses……………………………………………………………………...50 Researchdesign………………………………………………………………...52 Settingandparticipants ………………………………………………….52 Materials ………………………………………………………………...54 Methods ………………………………………………………………….56 Datacollection ………………………………………………………56 Errorcodingprocedures ……………………………………………..57 CHAPTER FOUR:RESULTS ………………………………………………………..65 Quantitativeand qualitativeanalysisof thenon-nativespeakers’ subcorpus……………………………………………………………………….66 Phara…………………………………………………………………….66 Surveyandinterviewsummary……………………………………..66 Writingsampleanalysis ……………………………………………..67 Timeone:Thequalifyingexams ………………………………...67 Lexical errors ……………………………………………………68 (cid:127) Articles ………………………………………………69 (cid:127) Nouns inSDQ……………………………………….71 (cid:127) Nouns inTHQ……………………………………….72 (cid:127) Prepositions …………………………………………73 (cid:127) Prepositions inSDQ………………………………...74 7 TABLEOFCONTENTS–Continued (cid:127) Prepositions inTHQ………………………………...76 Morphological errors …………………………………………....77 (cid:127) Plural morphologyinSDQ………………………….78 (cid:127) PossessivemorphologyinSDQ……………………..80 (cid:127) Morphological errors inTHQ………………………80 (cid:127) Plural morphologyinTHQ………………………….81 (cid:127) PossessivemorphologyinTHQ……………………..81 Syntacticerrors ………………………………………………….82 (cid:127) Agreement errors inSDQ…………………………...83 (cid:127) Syntacticerrors inTHQ……………………………..84 (cid:127) Agreement and copulaor multi-wordconstituent omissioninTHQ…………………………………….85 Timetwo:Thecomprehensiveexams …………………………...88 Lexical errors ……………………………………………………88 (cid:127) Articles ………………………………………………89 (cid:127) Other lexical errors ………………………………….91 Morphological errors ……………………………………………91 Syntacticerrors ………………………………………………….93 (cid:127) Agreement errors inComp…………………………..94 Conclusions: Comparativeanalysis ofSDQ,THQ,andComp ……...97 Lexical errors ……………………………………………………98 (cid:127) Articles ………………………………………………99 Morphological errors …………………………………………..100 Syntacticerrors ………………………………………………...101 Lee……………………………………………………………………...104 Surveyandinterviewsummary……………………………………104 Writingsampleanalysis ……………………………………………105 Timeone:Thequalifyingexams ……………………………….105 Lexical errors …………………………………………………..106 (cid:127) Articles ……………………………………………..107 (cid:127) Verbs ……………………………………………….109 (cid:127) Prepositions ………………………………………..109 (cid:127) Qualitativeanalysis of Lee’s prepositionerrors inSDQ……………………………………………...110 (cid:127) Qualitativeanalysis of Lee’s prepositionerrors inTHQ……………………………………………..111 Morphological errors ………………………………………….111 Syntacticerrors ………………………………………………...114 (cid:127) Word/constituent order errors inSDQ…………….115 (cid:127) Anaphoricerrors inSDQ …………………………..117 (cid:127) Tensesequenceerrors in SDQ……………………..117 8 TABLEOFCONTENTS–Continued (cid:127) SVagreement errors inSDQ………………………118 (cid:127) Syntacticerrors inTHQ……………………………118 Timetwo:Thecomprehensiveexams ………………………….120 Lexical errors …………………………………………………..121 (cid:127) Articles ……………………………………………..121 (cid:127) Prepositions ………………………………………..122 Morphological errors ………………………………………….124 Syntacticerrors ………………………………………………...125 Conclusions: Comparativeanalysis ofSDQ,THQ,andComp …….126 Lexical errors …………………………………………………..127 (cid:127) Articles ……………………………………………..128 (cid:127) Prepositions ………………………………………..129 Syntacticerrors ………………………………………………...130 Morphological errors …………………………………………..131 Mao…………………………………………………………………….134 Surveysummary…………………………………………………...134 Writingsampleanalysis ……………………………………………135 Timeone:Thequalifyingexams ……………………………….135 Lexical errors …………………………………………………..137 (cid:127) Articles ……………………………………………..139 (cid:127) Prepositions ………………………………………..141 (cid:127) Qualitativeanalysis of Mao’s preposition errors inSDQ………………………………………142 (cid:127) Qualitativeanalysis of Mao’s preposition errors inTHQ……………………………………...144 (cid:127) Verbs ……………………………………………….146 (cid:127) Pronouns …………………………………………...148 (cid:127) Nouns ………………………………………………149 (cid:127) Adjectives …………………………………………..150 Syntacticerrors ………………………………………………...153 (cid:127) Anaphoricerrors inSDQ …………………………..154 (cid:127) Agreement errors inSDQ………………………….156 (cid:127) Word/constituent order errors inSDQ…………….159 (cid:127) Wordorder errors inTHQ………………………...162 (cid:127) Agreement errors inTHQ………………………….164 (cid:127) Anaphoricerrors inTHQ………………………….165 (cid:127) Redundant constituents inTHQ……………………166 Morphological errors …………………………………………..167 (cid:127) Plural morphologyinSDQ………………………...168 (cid:127) PossessivemorphologyinSDQ……………………169 9 TABLEOFCONTENTS–Continued (cid:127) Adverbial –lyinSDQ………………………………170 (cid:127) Plural morphologyinTHQ………………………...171 (cid:127) Other errors inTHQ……………………………….172 Timetwo:Thecomprehensiveexams ………………………….172 Lexical errors …………………………………………………..173 (cid:127) Articles ……………………………………………..174 (cid:127) Qualitativeanalysisofprepositionerrors inMao’sComp……………………………………...175 (cid:127) Nouns……………………………………………….177 Syntacticerrors ………………………………………………...178 (cid:127) Agreement errors ………………………………….178 (cid:127) Anaphoric errors ………………………………179 Morphological errors ………………………………………….179 (cid:127) Plural morphology…………………………………180 (cid:127) Verbal morphology………………………………...181 Conclusions: Comparativeanalysis ofSDQ,THQ,andComp …….181 Lexical errors …………………………………………………..182 (cid:127) Articles ……………………………………………..183 (cid:127) Prepositions ………………………………………..185 Syntacticerrors ………………………………………………...185 Morphological errors …………………………………………..187 Yang……………………………………………………………………190 Surveysummary…………………………………………………...190 Writingsampleanalysis ……………………………………………190 Timeone:Thequalifyingexams ……………………………….190 Lexical errors …………………………………………………..191 (cid:127) Articles ……………………………………………..192 (cid:127) Prepositions ………………………………………..194 Morphological errors …………………………………………..195 Syntacticerrors ………………………………………………...197 (cid:127) Anaphoricerrors inSDQ …………………………..198 (cid:127) Agreement errors inSDQ………………………….199 (cid:127) Syntacticerrors inTHQ……………………………200 Conclusions: Comparativeanalysis ofSDQandTHQ……………..201 Rosa…………………………………………………………………….205 Surveysummary…………………………………………………...205 Writingsampleanalysis ……………………………………………206 Timeone:Thequalifyingexams ………………………………206 Morphological errors …………………………………………..207 (cid:127) VoicemorphologyinSDQ…………………………208 (cid:127) Possessiveandplural morphologyinSDQ………..208 10 TABLEOFCONTENTS–Continued (cid:127) Adverbial –lyinSDQ………………………………209 Lexical errors …………………………………………………..211 (cid:127) Articles ……………………………………………..212 (cid:127) Prepositions ………………………………………..214 Syntacticerrors ………………………………………………...216 (cid:127) Syntacticerrors inSDQ ……………………………216 (cid:127) Syntacticerrors inTHQ……………………………217 Conclusions: Comparativeanalysis ofSDQandTHQ……………..219 Hans ……………………………………………………………………222 Surveysummary…………………………………………………...222 Writingsampleanalysis ……………………………………………223 Timeone:Thequalifyingexams ……………………………….223 Lexical errors …………………………………………………..224 (cid:127) Nouns inSDQ……………………………………...225 (cid:127) Nouns inTHQ……………………………………...225 (cid:127) Adjectives inSDQ………………………………….226 (cid:127) Adjectives inTHQ………………………………….226 (cid:127) Articles inSDQandTHQ………………………….226 Morphological errors …………………………………………..227 Syntacticerrors ………………………………………………...230 Conclusions: Comparativeanalysis ofSDQandTHQ……………..232 Katia……………………………………………………………………234 Surveyandinterviewsummary……………………………………234 Writingsampleanalysis ……………………………………………235 Timeone:Thequalifyingexams ……………………………….235 Lexical errors …………………………………………………..235 (cid:127) Articles ……………………………………………..236 Morphological errors …………………………………………..239 Syntacticerrors ………………………………………………...241 Timetwo:Thecomprehensiveexams ………………………….243 Lexical errors …………………………………………………..243 (cid:127) Articles ……………………………………………..244 Syntacticerrors ………………………………………………...245 (cid:127) Word/constituent order errors ……………………..246 (cid:127) Anaphoric errors ………………………………247 (cid:127) Agreement errors …………………………………..247 Morphological errors …………………………………………..248 Conclusions: Comparativeanalysis ofSDQ,THQ,andComp …….249 Lexical errors …………………………………………………..250 (cid:127) Articles ……………………………………………..250 Morphological errors …………………………………………..251
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