THE IMPORTANCE OF ASSENT LIBRARY OF ETHICS AND APPLIED PHILOSOPHY VOLUME25 EditorinChief MarcusDüwell,UtrechtUniversity,Utrecht,NL EditorialBoard DeryckBeyleveld,DurhamUniversity,Durham,U.K. DavidCopp,UniversityofFlorida,USA NancyFraser,NewSchoolforSocialResearch,NewYork,USA MartinvanHees,GroningenUniversity,Netherlands ThomasHill,UniversityofNorthCarolina,ChapelHill,USA SamuelKerstein,UniversityofMaryland,CollegePark,USA WillKymlicka,QueensUniversity,Ontario,Canada PhilippeVanParijs,Louvaine-la-Neuve(Belgium)enHarvard,USA QuiRenzong,ChineseAcademyofSocialSciences,China PeterSchaber,Ethikzentrum,UniversityofZürich,Switzerland ThomasSchmidt,HumboldtUniversity,Berlin,Germany Forfurthervolumes: http://www.springer.com/series/6230 THE IMPORTANCE OF ASSENT A Theory of Coercion and Dignity by JAN-WILLEMVANDERRIJT UniversityofAmsterdam,DepartmentofPhilosophy, Amsterdam,TheNetherlands 123 Jan-Willemvander Rijt DepartmentofPhilosophy UniversityofAmsterdam Amsterdam TheNetherlands [email protected] ISSN1387-6678 ISBN978-94-007-0765-8 e-ISBN978-94-007-0766-5 DOI10.1007/978-94-007-0766-5 SpringerDordrechtHeidelbergLondonNewYork LibraryofCongressControlNumber:2011928906 ©SpringerScience+BusinessMediaB.V.2012 Nopartofthisworkmaybereproduced,storedinaretrievalsystem,ortransmittedinanyformorby anymeans,electronic,mechanical,photocopying,microfilming,recordingorotherwise,withoutwritten permissionfromthePublisher,withtheexceptionofanymaterialsuppliedspecificallyforthepurpose ofbeingenteredandexecutedonacomputersystem,forexclusiveusebythepurchaserofthework. Printedonacid-freepaper SpringerispartofSpringerScience+BusinessMedia(www.springer.com) Tomyparentsandgodparents Acknowledgments The research underlying this book formed part of the research programme ModellingFreedom:FormalAnalysisandNormativePhilosophy,ledbyMartinvan Hees and carried out at the Faculty of Philosophy of the University of Groningen. Iwishtothankmycolleaguestherefortheirsupportandhelpfuladvice.Iamespe- ciallybeholdentotheothermembersoftheaforementionedprogramme:Martinvan Hees, Constanze Binder, Beth Huffer, Boudewijn de Bruin, Siegfried van Duffel, FrankHindriksandMatthewBraham.SpecialthanksmustalsogotoJobZinkstok and Anke Schuster. I am grateful to the Netherlands Organisation for Scientific Research (NWO) for funding the research programme, and to the Department of PhilosophyoftheUniversityofAmsterdamforgivingmethetimeandopportunity topreparethemanuscriptforpublication. Many of the arguments and analyses I propound in this volume were pre- sented–sometimesinembryonicform–atavarietyofconferencesandworkshops across Western and Central Europe, too numerous to mention individually here. Nonetheless,Ibenefittedgreatlyfromthedebatesthatfollowedthesepresentations, and I hereby express my gratitude to both the organisers and participants in these venues. I also benefitted greatly from the opportunity to spend two extended periods at academic institutions abroad, namely the Central European University and The UniversityofNorthCarolinaatChapelHill.Ithankboththestaffandstudentsofthe PhilosophyDepartmentsoftheseuniversitiesforthewarmthwithwhichtheywel- comedmeandthemanyexcellentcomments,tipsanddiscussionstheyprovided.In this regard I especially wish to thank Thomas Hill,János Kis,Ferenc Huoranszki, Gerald Postema, Geoffrey Brennan, Robin Hill and Kristen Bell. For allowing me tousetheirfacilitiesinthesummerof2008IalsothankBabes¸-BolyaiUniversityin Cluj-Napoca. For helpful suggestions I am furthermore indebted to Ian Carter, Alon Harel, Thomas Schmidt, Robert Heeger, Peter Schaber, Bert Musschenga, Bert van Roermund, David Janssens, Anne Ruth Mackor, Govert den Hartogh, Marcus Düwellandanumberofanonymousreferees. Lastly, I wish to express my gratitude to the friends and family members on whosepatienceandmoralsupportIreliedconsiderablywhenwritingthisbook. vii viii Acknowledgments PartsofthetexthavebeendevelopedfrompaperspublishedinLawandPhilosophy (‘RepublicanDignity:TheImportanceofTakingOffence’,2009,28:465–492)and Ethical Theory and Moral Practice (‘Coercive Interference and Moral Judgment’, forthcoming). Contents 1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 PartI Coercion 2 TheAnalysisofCoercion . . . . . . . . . . . . . . . . . . . . . . . . 5 2.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5 2.2 EvaluatingCoercionAccounts . . . . . . . . . . . . . . . . . . . 11 2.3 ThePositionoftheCoerced. . . . . . . . . . . . . . . . . . . . . 17 2.4 TheRoleoftheCoercer . . . . . . . . . . . . . . . . . . . . . . . 24 2.5 Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30 3 CoercionandMoralJudgment . . . . . . . . . . . . . . . . . . . . . 33 3.1 ADefinitionofCoercion . . . . . . . . . . . . . . . . . . . . . . 33 3.2 Discussion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37 3.3 Applications . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 42 PartII DignityandInterference 4 AKantianPerspective . . . . . . . . . . . . . . . . . . . . . . . . . . 51 4.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 51 4.2 ConsideringOneselfWronged . . . . . . . . . . . . . . . . . . . 53 4.3 MoralAgents,ChosenEnds,andWrongfulInterference . . . . . . 56 5 MoralObjectionsandtheCategoricalImperative . . . . . . . . . . 61 5.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 61 5.2 CoercionandDisagreement . . . . . . . . . . . . . . . . . . . . . 63 5.3 TheFormulaeofUniversalLawandEnd-in-Itself . . . . . . . . . 67 5.4 TheFormulaoftheCommonwealthofEnds . . . . . . . . . . . . 75 5.5 Conclusion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 98 PartIII AKantianReconstructionofRepublicanism 6 Republicanism . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 103 6.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 103 6.2 RepublicanFreedom . . . . . . . . . . . . . . . . . . . . . . . . 105 ix x Contents 7 Non-dominationandDignity . . . . . . . . . . . . . . . . . . . . . . 117 7.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 117 7.2 DignityandAvowedInterests . . . . . . . . . . . . . . . . . . . . 120 7.3 Immunityvs.Impunity . . . . . . . . . . . . . . . . . . . . . . . 125 7.4 ImplicationsI . . . . . . . . . . . . . . . . . . . . . . . . . . . . 127 7.5 ImplicationsII:RetributiveJustice . . . . . . . . . . . . . . . . . 133 7.6 Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 141 8 Conclusion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 143 8.1 Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 143 8.2 DignityandSincerity . . . . . . . . . . . . . . . . . . . . . . . . 146 AbbreviationstoKant’sWorks . . . . . . . . . . . . . . . . . . . . . . . 147 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 149 Index . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 153