ISBN 0-31B-3MeS6-b >$m.35 THE CBAND STRITEOT OF THE SOVIET UHIOH Is the U.S.S.R. peaceful or belligerent? What is the nature of its imperialist policies? What is the extent of Soviet military power? In short, why is the Soviet Union strangling its own economy to subsidize a huge military buildup when its forces are already the most powerful in the world? In The Grand Strategy of the Soviet Union, Edward N. Luttwak addresses with thought-provoking argument these and other crucial questions facing defense experts and world leaders. Luttwak interprets Soviet policy as the result of successive ideological, political and economic failures, and argues that today’s Soviet Union is no longer Lenin’s creation, but rather a great military empire in the clas¬ sic tradition. The Russians are again an impe¬ rialist people, and the professionals of expansion—the soldiers and policemen— have displaced the ideologists, planners and Party bureaucrats in the Kremlin. Luttwak predicts that as the Soviets continue to con¬ vert their economic resources into military strength, the West will be faced with a Soviet Union driven towards further expansionism, and he provides an incisive analysis of the possible consequences, one that every Ameri¬ can concerned with the balance of power will find convincing. Lucid, perceptive and thoughtful. The Grand Strategy of the Soviet Union is a book few responsible citizens can afford to ignore. Edward N. Luttwak The Grand Strategy of the Soviet Union With appendices by Herbert Block and W. Seth Cams St. Martin's Press New York THE GRAND STRATEGY OF THE SOVIET UNION, Copyright © 1983 by Edward N. Luttwak. All rights reserved. Printed in the United States of America. No part of this book may be used or reproduced in any manner whatsoever without written permission except in the case of brief quotations embodied in critical articles or reviews. For information, address St. Martin’s Press, 175 Fifth Avenue, New York, N.Y. 10010. Library of Congress Catalog Card Number 83-60410 ISBN 0-312-34258-6 First published in Great Britain by George Weidenfeld and Nicolson Limited. 7 / ■ Contents List of Tables ix Preface xi 1 Introduction: What is the Soviet Union? i The question of nationality 4 2 The Traditional Pattern of Soviet Strategy 13 3 The New Dynamics of the Soviet Empire: from Optimism to Pessimism 21 Imperialism: the last stage of Soviet optimism 25 The advent of pessimism 28 Military optimism and its consequences 39 4 The Tools of Soviet Power 42 The advent of operational confidence 55 The decline of Soviet ideological influence 60 5 Soviet Imperialism and its Consequences 72 The mechanics of expansion 75 6 The Future Scope of Soviet Imperial Expansion 81 Expansion for political security 86 Expansion for strategic security 89 Expansion for regional security 107 7 In Conclusion: Soviet Grand Strategy and its Future in Notes 117 V Contents Appendix I: The Economic Basis of Soviet Power by Herbert Block Part One: the Present 119 Part Two: the Outlook for a Decade or Two 145 Notes 174 Appendix II: The Evolution of Soviet Military Power Since 1965 by W. Seth Car us Strategic- and Theatre-nuclear Forces 176 Army 191 Air force 206 Navy 214 References 231 Index 235 VI To David M. Abshire, in small recompense for ten years of patient friendship. List of Tables 1 Distribution of Soviet field divisions; current and 84 contingent 2 Average annual gnp growth rates (USSR, US, world) 137 3 Estimated Soviet gnp at factor cost, 1950-80, by sector 169 of origin and by end use 4 GNP for important countries and groupings, 1950-80; 170 population and per capita gnp 1980 5 Estimated rates of growth of Soviet gnp and its 171 subdivisions, 1950-80, with an international comparison 6 Total population, working-age population and labour 172 force in the USSR 7 Soviet foreign trade and its geographic distribution, 173 1955-80 8 Strategic nuclear weapons delivery systems 183 9 Theatre and strategic bombers 184 10 Ballistic missile submarines 185 11 Strategic ballistic missiles 186 12 Strategic defence forces 187 13 Air defence aircraft 188 14 Theatre-nuclear weapons delivery systems 189 15 Theatre ballistic missiles 190 16 Army divisions, by type and region 196 17 Divisional strength 197 18 Army weapons and equipment 198 19 Tanks 198 20 Light armoured vehicles 199 21 Artillery 200 22 Multiple rocket launchers 201 23 Mortars 201 24 Anti-tank guns 202 25 Anti-tank guided missiles 203 26 Land-based surface-to-air missiles 204 27 Anti-aircraft guns 205 28 Airforce 211 29 Tactical combat aircraft 211 ix List of Tables 30 Air-to-surface missiles 212 31 Air-to-air missiles 213 32 Transport aircraft 213 33 Naval vessels 221 34 Cruise missile submarines 222 35 Torpedo attack submarines 223 36 Aircraft carriers and aviation cruisers 223 37 Cruisers 224 38 Destroyers 225 39 Frigates 226 40 Small combatants 227 41 Ship-borne anti-ship missiles 228 42 Ship-borne surface-to-air missiles 229 43 Naval aviation 229 44 Naval aircraft 230 Tables 8-44 refer to Soviet forces X Preface The worst fears and the best of hopes conspire to distort our understanding of the Soviet Union and its strategy. Certainly our welfare and possibly our survival may depend on our ability to make a true judgement of the Soviet Union; but as we strive to assay its power, as we seek to uncover the intent of its leaders, our view is obscured by the clash of rival opinions, each very categorical and none wholly persuasive. Some persist in believing that the Soviet Union is essentially peaceful, or at least that its aims are strictly defensive. They evoke the record of Russian history to show that the Tsars conquered the largest empire ever made on earth not by aggression, but merely by holding their winnings each time they successfully resisted invasion. The leaders of the Soviet Union, they argue, conform to this pattern, so that while some modest effort to maintain Western strength may be justified, the current preponderance of Soviet military power over any feasible Western coalition should be accepted with equanimity. The Soviet Union, they assert, is no more inclined to start wars than the Tsars were, and indeed much less, given the nuclear sanction of our age. In a more technical vein, some of those who belong to this school of thought argue that the military power of the Soviet Union is greatly overestimated; they insist that with an industry so backward its weapons cannot possibly be advanced; that as an empire of many nations its armed forces cannot have sufficient cohesion to risk a major war. Images of the clumsy Russian linger in their view to sustain a particular opinion about the nature of Soviet military power: very strong no doubt on the defensive, but fundamentally incapable of launching powerful offensives of swift and precise execution, to circumvent nuclear deterrence by a quick victory. Until the spectacular seizure of Kabul in December 1979 by airborne assault, this view had much to support it, including the Soviet performance in Czechoslovakia in 1968, when a great and disordered mass of forces flooded into that country only to suffer logistic breakdowns which would have made them quite vulnerable had the Czechs resisted. XI Preface Certainly the optimistic view of a Soviet Union fundamentally unaggressive and the adjunct opinion that discounts its military power suggest that our safety is easily assured, and with only the smallest sacrifice for the upkeep of Western defences. Only one thing spoils the happy prospect: our great difficulty in believing that it is really all so easy. And our doubts must be greatly stimulated by a peculiar contradiction: it is precisely those who belong to this school of thought who are most insistent in pressing for policies of accommodation towards the Soviet Union. If there is so little to fear, why strive so urgently to assuage Soviet hostility? At the opposite extreme, there is the opinion that the Soviet Union is simply the Nazi Germany of our days, and just as aggressive - not this time because of a maniacal leading spirit but rather because a military empire is expansionist by its very nature. This is a Soviet Union that is bent on war, being now delayed only by some unfulfilled programme of military preparation. There are indeed some obvious parallels, including dictatorship and mili¬ tarism, and then the fact that the Soviet Union seems to be oppressing those very same groups that the Nazis at first oppressed, and then tried to exterminate. It is perhaps more fruitful to contemplate the implications of the analogy than to examine its dubious merits, for this opinion of the Soviet Union does draw our attention to the undoubted fact that there has been no adequate Western response to the wholly unprecedented accumulation of military power which the Kremlin has achieved. Those who belong to this school of thought can legitimately compare the present conduct of the West with the British and French failure to maintain forces sufficient to deter Hitler from his aggressions. And more parallels may be drawn between the emotional and intellectual atmosphere of our day and the ‘culture of appeasement’ of the 1930s - with an equally paralysing fear of conflict now being sustained by the terror of nuclear war in place of the .imagined gas-filled bombs that seemed so terrifying in 1938. One notes the eagerness with which the Kremlin’s most trans¬ parently manipulative disarmament offers are received in the West, and one notes also the ill-tempered and suspicious impatience that awaits each American call for a strengthening of the Atlantic Alliance. The very words nowadays heard in Bonn and The Hague forcefully recall the fretful anxiety of Paris and London for one another in Hitler’s day, when each feared that the other might not xii