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PalgraveStudiesinEuropeanUnionPolitics Edited by: Michelle Egan, American University, USA, Neill Nugent, Visiting Professor, CollegeofEurope,BrugesandHonoraryProfessor,UniversityofSalford,UK,andWilliam PatersonOBE,UniversityofAston,UK. Editorial Board: Christopher Hill, Cambridge, UK, Simon Hix, London School of Economics,UK,MarkPollack,TempleUniversity,USA,KalypsoNicolaïdis,Oxford,UK, MortenEgeberg,UniversityofOslo,Norway,AmyVerdun,UniversityofVictoria,Canada, Claudio M. Radaelli, University of Exeter, UK, Frank Schimmelfennig, Swiss Federal InstituteofTechnology,Switzerland. FollowingonthesustainedsuccessoftheacclaimedEuropeanUnionSeries,whichessentially publishes research-based textbooks, Palgrave Studies in European Union Politics publishes cutting-edgeresearch-drivenmonographs. Theremitoftheseriesisbroadlydefined,bothintermsofsubjectandacademicdiscipline. All topics of significance concerning the nature and operation of the European Union potentiallyfallwithinthescopeoftheseries.Theseriesismultidisciplinarytoreflectthe growingimportanceoftheEUasapolitical,economicandsocialphenomenon. Titlesinclude: OriolCostaandKnudErikJørgensen(editors) THEINFLUENCEOFINTERNATIONALINSTITUTIONSONTHEEU WhenMultilateralismHitsBrussels FalkDaviter POLICYFRAMINGINTHEEUROPEANUNION RenaudDehousse(editor) THE‘COMMUNITYMETHOD’ ObstinateorObsolete? KennethDysonandAngelosSepos(editors) WHICHEUROPE? ThePoliticsofDifferentiatedIntegration MichelleEgan,NeillNugentandWilliamE.Paterson(editors) RESEARCHAGENDASINEUSTUDIES StalkingtheElephant TheofanisExadaktylosandClaudioM.Radaelli(editors) RESEARCHDESIGNINEUROPEANSTUDIES EstablishingCausalityinEuropeanization JackHaywardandRüdigerWurzel(editors) EUROPEANDISUNION BetweenSovereigntyandSolidarity WolframKaiserandJan-HenrikMeyer(editors) SOCIETALACTORSINEUROPEANINTEGRATION ChristianKaunertandSarahLeonard(editors) EUROPEANSECURITY,TERRORISMANDINTELLIGENCE TacklingNewSecurityChallengesinEurope ChristianKaunertandKamilZwolski TheEUASAGLOBALSECURITYACTOR AComprehensiveAnalysisbeyondCFSPandJHA FinnLaursen(editor) DESIGNINGTHEEUROPEANUNION FromParistoLisbon Karl-OskarLindgrenandThomasPersson PARTICIPATORYGOVERNANCEINTHEEU EnhancingorEndangeringDemocracyandEfficiency? DanielNaurinandHelenWallace(editors) UNVEILINGTHECOUNCILOFTHEEUROPEANUNION GamesGovernmentsPlayinBrussels DimitrisPapadimitriouandPaulCopeland(editors) THEEU’sLISBONSTRATEGY EvaluatingSuccess,UnderstandingFailure EmmanuelleSchon-Quinlivan REFORMINGTHEEUROPEANCOMMISSION RogerScullyandRichardWynJones(editors) EUROPE,REGIONSANDEUROPEANREGIONALISM YvesTiberghien(editor) LEADERSHIPINGLOBALINSTITUTIONBUILDING Minerva’sRule AsleToje AFTERTHEPOST-COLDWAR TheEuropeanUnionasaSmallPower LiubomirK.Topaloff POLITICALPARTIESANDEUROSCEPTICISM RichardG.WhitmanandStefanWolff(editors) THEEUROPEANNEIGHBOURHOODPOLICYINPERSPECTIVE Context,ImplementationandImpact RichardG.Whitman(editor) NORMATIVEPOWEREUROPE EmpiricalandTheoreticalPerspectives SarahWolff THEMEDITERRANEANDIMENSIONOFTHEEUROPEANUNION’SINTERNALSECURITY JanWouters,HansBruyninckx,SudeshnaBasuandSimonSchunz(editors) THEEUROPEANUNIONANDMULTILATERALGOVERNANCE AssessingEUParticipationinUnitedNationsHumanRightsandEnvironmentalFora PalgraveStudiesinEuropeanUnionPolitics SeriesStandingOrderISBN978–1–403–99511–7(hardback)and ISBN978–1–403–99512–4(paperback) (outsideNorthAmericaonly) Youcanreceivefuturetitlesinthisseriesastheyarepublishedbyplacingastandingorder. Pleasecontactyourbookselleror,incaseofdifficulty,writetousattheaddressbelowwith yournameandaddress,thetitleoftheseriesandoneoftheISBNsquotedabove. Customer Services Department, Macmillan Distribution Ltd, Houndmills, Basingstoke, HampshireRG216XS,UK. The EU as a Global Security Actor A Comprehensive Analysis Beyond CFSP and JHA Christian Kaunert SeniorLecturerinInternationalRelationsandPolitics,UniversityofDundee,and MarieCurieSeniorResearchFellow,EuropeanUniversityInstitute,Florence,Italy and Kamil Zwolski LecturerinGlobalPoliticsandPolicy,UniversityofSouthampton,UK ©ChristianKaunertandKamilZwolski2013 Allrightsreserved.Noreproduction,copyortransmissionofthis publicationmaybemadewithoutwrittenpermission. Noportionofthispublicationmaybereproduced,copiedortransmitted savewithwrittenpermissionorinaccordancewiththeprovisionsofthe Copyright,DesignsandPatentsAct1988,orunderthetermsofanylicence permittinglimitedcopyingissuedbytheCopyrightLicensingAgency, SaffronHouse,6–10KirbyStreet,LondonEC1N8TS. Anypersonwhodoesanyunauthorizedactinrelationtothispublication maybeliabletocriminalprosecutionandcivilclaimsfordamages. Theauthorshaveassertedtheirrightstobeidentifiedastheauthorsofthis workinaccordancewiththeCopyright,DesignsandPatentsAct1988. Firstpublished2013by PALGRAVEMACMILLAN PalgraveMacmillanintheUKisanimprintofMacmillanPublishersLimited, registeredinEngland,companynumber785998,ofHoundmills,Basingstoke, HampshireRG216XS. PalgraveMacmillanintheUSisadivisionofStMartin’sPressLLC, 175FifthAvenue,NewYork,NY10010. PalgraveMacmillanistheglobalacademicimprintoftheabovecompanies andhascompaniesandrepresentativesthroughouttheworld. Palgrave®andMacmillan®areregisteredtrademarksintheUnitedStates, theUnitedKingdom,Europeandothercountries. ISBN978–0–230–37867–4 Thisbookisprintedonpapersuitableforrecyclingandmadefromfully managedandsustainedforestsources.Logging,pulpingandmanufacturing processesareexpectedtoconformtotheenvironmentalregulationsofthe countryoforigin. AcataloguerecordforthisbookisavailablefromtheBritishLibrary. AcatalogrecordforthisbookisavailablefromtheLibraryofCongress. 10 9 8 7 6 5 4 3 2 1 22 21 20 19 18 17 16 15 14 13 PrintedandboundinGreatBritainby CPIAntonyRowe,ChippenhamandEastbourne Contents ListofIllustrations vi Preface vii Acknowledgements viii ListofAbbreviations ix Introduction 1 1 TheEUasaComprehensiveSecurityActor:Towards aTheoreticalFramework 19 2 TheHistoricalEvolutionoftheCFSPandJHA 50 3 TheEUandClimateSecurity 68 4 TheEUandCounter-Terrorism 88 5 TheEUandRefugees 116 6 TheEUandNon-proliferation:TheCaseofRussia 144 7 TheEUandSomaliPiracy 167 Conclusion 192 Notes 210 Bibliography 211 Index 240 v Illustrations Figures 1.1 InstrumentsfortheEU’sinternationalsecuritypolicy 45 4.1 September11–TheEUatanormativecrossroad 109 7.1 TheEUasaninternationalsecurityactorinthecase ofmaritimepiracy:threecategoriesofinstruments 178 Tables 1.1 Theinstrumentsofintegrationandthecriteria ofactorness 46 6.1 ISTCandSTCUstatisticscoveringtheyears1994–2003 156 7.1 EUcounter-piracyandlong-term,preventiveresources 179 vi Preface ThisbookisaboutEuropeansecurity,bothconceptuallyandempirically. Itisbasedonmanydiscussionsthattheauthorsofthisbookhaveshared through vivid intellectual exchanges. We are grateful to a great num- ber of people – family members, friends and colleagues – who have helped through the various stages of the writing of this book. With- outtheseveryspecialpeople,thewritingofthisbookwouldhavebeen impossible. Thefindingsinthisbookarebasedonresearchgenerouslysupported byscholarshipsandgrantsreceivedfromnumerousinstitutions,includ- ing the University of Salford, the University Association for Contem- poraryEuropeanStudies(UACES),ManchesterMetropolitanUniversity and Regent’s College London in the United Kingdom. In addition, Christian Kaunert wishes to thank the University of Salford for its support, as well as the European Commission for funding his Marie Curie Intra-European Fellowship (within the Seventh European Com- munity Framework Programme) at the European University Institute in Florence, Italy. While writing this book, we also benefited enor- mously from the comments and insights of numerous experts in the field. The support and expertise of UACES have also been outstand- ing. Christian Kaunert would also like to thank the Institut Barcelona d’Estudis Internacionals (IBEI) for its support during his research fel- lowship while he had the good fortune to be on sabbatical from the University of Salford in 2010, as well as the Collegio Carlo Alberto in Turin,Italy,whichsupportedhimin2012.Alloftheseinstitutionshave supportedusinthisresearchproject. Moreover,throughouttheentirepublicationprocess,theentireteam at Palgrave Macmillan provided extremely useful comments and sug- gestions. The support provided by Amber Stone-Galilee at Palgrave Macmillanwasexceptionalandverymuchappreciated.Thethoughtful andexceptionallyusefulcommentsbytheserieseditorsofthePalgrave Studies in European Union Politics series, Neill Nugent, William E. Paterson, M. Egeberg, A. Verdun, C. Radaelli, F.Schimmelfennig, C. Hill, S. Hix, M. Pollack, K. Nicolaidis and Michelle Egan, were very muchappreciated.Finally,wethanktheanonymousreviewersfortheir helpfulcommentsandsuggestions. vii Acknowledgements The authors acknowledge their debt to those many people who have helped and influenced the approach and findings presented in this book. Parts of the research presented in this book have been disseminated in a number of articles, under a licence to pub- lish agreement without a transfer of copyright, including the fol- lowing: Zwolski, K. and Kaunert, C. (2011) ‘The EU and Climate Security: A Case of Successful Norm Entrepreneurship?’, European Security, 20(1); Kaunert, C. and Zwolski, K. (2012) ‘Somalia versus Captain “Hook”: Assessing the EU’s Security Actorness in Counter- ing Piracy off the Horn of Africa’, Cambridge Review of International Affairs, iFirst, DOI:10.1080/09557571.2012.678295; Kaunert, C. (2007) ‘“Without the Power of Purse or Sword”: The European Arrest War- rant and the Role of the Commission’, Journal of European Integration, 29(4); Kaunert, C. (2009) ‘Liberty versus Security?: EU Asylum Pol- icy and the European Commission’, Journal of Contemporary European Research, 5(2); Kaunert, C. and Léonard, S. (2011) ‘Counter-Terrorism intheEuropeanNeighbourhoodPolicy’,TerrorismandPoliticalViolence, 23(2); Kaunert, C. and S. Léonard (2012) ‘The Development of the EU AsylumPolicy:Venue-ShoppinginPerspective’,JournalofEuropeanPub- licPolicy,iFirst,DOI:10.1080/13501763.2012.677191;Zwolski,K.(2011) ‘The External Dimension of the EU’s Non-proliferation Policy: Over- comingInter-institutionalCompetition’,EuropeanForeignAffairsReview, 16(3); Zwolski, K. (2011) ‘Unrecognised and Unwelcome? The Role of theEUinPreventingtheProliferationofCBRNWeapons,Materialsand Knowledge’, Perspectives on European Politics and Society, 12(4); Zwolski, K.(2012)‘TheEUasanInternationalSecurityActorafterLisbon:Finally aGreenLightforaHolisticApproach?’,CooperationandConflict,47(3); and Zwolski, K. (2012) ‘The EU and a Holistic Security Approach after Lisbon: Competing Norms and the Power of the Dominant Discourse’, JournalofEuropeanPublicPolicy,19(7). viii Abbreviations AFSJ AreaofFreedom,SecurityandJustice AMISOM AfricanUnionMissioninSomalia AU AfricanUnion BMP BestManagementPractices CAP CommonAgriculturalPolicy CBRN chemical,biological,radiologicalandnuclear CEE CentralandEasternEuropean CEAS CommonEuropeanAsylumSystem CFSP CommonForeignandSecurityPolicy CMR CriticalMaritimeRoutes CPA CotonouPartnershipAgreement CSDP CommonSecurityandDefencePolicy CSI ContainerSecurityInitiative CTF CombinedTaskForce CTR CooperativeThreatReduction DG DirectorateGeneral DGEuropeAid DirectorateGeneralEuropeAidCooperationOffice DGRelex DirectorateGeneralExternalRelations EASO EuropeanAsylumSupportOffice EAW EuropeanArrestWarrant EC EuropeanCommunity ECJ EuropeanCourtofJustice ECSC EuropeanCoalandSteelCommunity EDA EuropeanDefenceAgency EEAS EuropeanExternalActionService EEC EuropeanEconomicCommunity EERA EuropeanEnergyResearchAlliance EFP Europeanforeignpolicy EP EuropeanParliament EPC EuropeanPoliticalCooperation ERF EuropeanRefugeeFund ESDP EuropeanSecurityandDefencePolicy ESS EuropeanSecurityStrategy EU EuropeanUnion EUMC EuropeanUnionMilitaryCommittee ix

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This book provides a comprehensive analysis of the role of the EU in international security through five detailed case studies and in doing so fills a distinct gap in the scholarship on European security and policy-making. Significantly, it offers a broadened conceptualization of the EU as an intern
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