Systems Engineering Systems Engineering A Systemic and Systematic Methodology for Solving Complex Problems Joseph Eli Kasser CRC Press Taylor & Francis Group 6000 Broken Sound Parkway NW, Suite 300 Boca Raton, FL 33487–2742 © 2020 by Taylor & Francis Group, LLC CRC Press is an imprint of Taylor & Francis Group, an Informa business No claim to original U.S. Government works Printed on acid-free paper International Standard Book Number-13 978-1-138-38793-5 (Hardback) This book contains information obtained from authentic and highly regarded sources. Reasonable efforts have been made to publish reliable data and information, but the author and publisher cannot assume responsibility for the validity of all materials or the consequences of their use. The authors and publishers have attempted to trace the copyright holders of all material reproduced in this publication and apologize to copyright holders if permission to publish in this form has not been obtained. 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Trademark Notice: Product or corporate names may be trademarks or registered trademarks, and are used only for identification and explanation without intent to infringe. Library of Congress Cataloging‑in‑Publication Data Names: Kasser, Joseph Eli, author. Title: Systems engineering : a systemic and systematic methodology for solving complex problems / by Joseph Eli Kasser. Description: Boca Raton : Taylor & Francis, a CRC title, part of the Taylor & Francis imprint, a member of the Taylor & Francis Group, the academic division of T&F Informa, plc, 2019. | Includes bibliographical references. Identifiers: LCCN 2019020764 | ISBN 9781138387935 (hardback : alk. paper) | ISBN 9780429425936 (e-book) Subjects: LCSH: Systems engineering. Classification: LCC TA168 .K3636 2019 | DDC 620.001/1—dc23 LC record available at https://lccn.loc.gov/2019020764 Visit the Taylor & Francis Web site at www.taylorandfrancis.com and the CRC Press Web site at www.crcpress.com eResource material is available for this title at https://www.crcpress.com/9781138387935. Dedication To my wife Lily, always caring, loving and supportive Contents Preface..................................................................................................................xxiii Acknowledgements ................................................................................................xxv Author ..................................................................................................................xxvii Other Books by This Author .................................................................................xxix Chapter 1 Introduction ..........................................................................................1 1.1 Why This Book Is Different ......................................................3 1.2 How to Read and Use This Book ..............................................4 1.3 The Parts of This Book .............................................................8 1.4 Thinking ..................................................................................12 1.5 Top-Down and Bottom-Up Thinking ......................................13 1.5.1 Analysis ......................................................................13 1.5.2 Synthesis .....................................................................13 1.5.3 Combining Analysis and Synthesis ............................13 1.6 Judgement and Creativity ........................................................14 1.6.1 Critical Thinking ........................................................15 1.6.2 Systems Thinking .......................................................16 1.6.3 The Two Distinct Types of Systems Thinking .....................................................................17 1.6.4 Beyond Systems Thinking .........................................19 References................................................................................23 Chapter 2 Perceptions of Systems Engineering ..................................................25 2.1 Continuum ...............................................................................25 2.1.1 The Three Types of Systems Engineering .................26 2.1.2 The Five Types of System Engineers .........................28 2.1.3 The Three Different Domains of Systems Engineering ................................................................28 2.1.4 The Difference between SETA and SETR .................29 2.1.5 The ‘A’ and the ‘B’ Paradigms in Systems Engineering ................................................................29 2.1.6 The Eight Different Camps of Systems Engineering .31 2.1.7 The Three Streams of Activities ................................33 2.1.8 The Five Layers of Systems Engineering ...................35 2.1.9 The Tools Paradox ......................................................35 2.1.10 The Emergent Properties Dichotomy .........................36 2.1.11 The Difference in the Contents of Textbooks ............36 2.1.12 The Difference in the Knowledge Content of Master’s Degrees in Systems Engineering .................37 vii viii Contents 2.2 Big Picture ...............................................................................45 2.2.1 The Goals of Systems Engineering ............................46 2.2.2 Problem Solving and Systems Engineering ...............46 2.2.3 The Interdependency and Overlap Between the Systems Engineering, Project Management and Other Engineering Activities ................................................48 2.3 Functional ................................................................................51 2.4 Operational ..............................................................................51 2.5 Structural .................................................................................51 2.5.1 The Standards for Systems Engineering ....................52 2.6 Generic ....................................................................................52 2.7 Quantitative .............................................................................53 2.7.1 The Return on Investment in Systems Engineering ................................................................53 2.8 Temporal ..................................................................................54 2.8.1 The Successes and Failures of Systems Engineering ..................................................54 2.8.2 The Evolution of Systems Engineering ......................55 2.8.3 The Evolution of the Role of the Systems Engineer .....................................................................57 2.9 Scientific ..................................................................................59 2.9.1 Frameworks for Systems Engineering .......................59 2.9.2 The Principle of Hierarchies ......................................60 2.9.3 The Hitchins-Kasser-Massie Framework (HKMF) ..................................................61 2.9.4 The Overlapping Streams of Work .............................62 2.9.5 What the Standards Seem to Have Achieved .....................................................................63 2.9.6 Systems Engineering Is a Discipline ..........................64 2.10 The Emergent Properties Dichotomy ......................................66 2.11 The Answers to the Questions Posed in Chapter 1 .................66 2.11.1 What Is Systems Engineering? ...................................66 2.11.2 Why Are There Different Opinions on the Nature of Systems Engineering? ................................67 2.11.3 Why Does Systems Engineering Succeed at Times? ......................................................68 2.11.4 Why Does Systems Engineering Fail at Other Times? ...................................................68 2.11.5 Why Does Systems Engineering Seem to Overlap Project Management and Problem-Solving? .......................................................68 2.11.6 Why Do the Textbooks about Systems Engineering Cover Such Different Topics? ........................................................................69 Contents ix 2.11.7 What Do System Engineers Actually Do in the Workplace? .................................................69 2.11.8 Is Systems Engineering an Undergraduate Course or a Post Graduate Course? ............................69 2.11.9 Which Come First, Functions or Requirements? ............................................................69 2.11.10 Why Is There No Standard Definition of a System? ................................................................70 2.12 Summary .................................................................................70 References................................................................................71 Chapter 3 Perceptions of Problem-Solving .........................................................77 3.1 Big Picture ...............................................................................77 3.1.1 Assumptions Underlying Formal Problem-Solving .........................................................78 3.1.2 Selected Myths of Problem-Solving ...........................78 3.2 Quantitative .............................................................................82 3.2.1 Components of Problems ...........................................82 3.3 Structural .................................................................................82 3.3.1 Classifications of Problems ........................................83 3.3.2 The Level of Difficulty of the Problem ......................83 3.4 Continuum ...............................................................................83 3.4.1 Problems and Symptoms ............................................84 3.4.2 The Difference between the Quality of the Decision and the Quality of the Outcome .....................................................................85 3.4.3 The Different Decision Outcomes..............................85 3.4.4 Research and Intervention Problems ..........................89 3.4.5 The Different Categories of Problems .......................91 3.4.6 The Different Domains of a Problem .........................93 3.4.7 The Technological System Implementation Continuum ........................................94 3.5 Functional ................................................................................94 3.5.1 Decision-Making ........................................................94 3.6 Operational ..............................................................................95 3.6.1 The Traditional Simple Problem-Solving Process .....95 3.6.2 The Extended Problem-Solving Process ....................96 3.7 Scientific ..................................................................................98 3.7.1 A Problem Formulation Template ..............................98 3.8 Complexity ............................................................................100 3.8.1 Continuum ................................................................100 3.8.2 Temporal ...................................................................103 3.8.3 Scientific ...................................................................103 3.9 Remedying Well-Structured Problems ..................................106 3.9.1 The Two-Part System Development Process............106