Control Engineering Series Editor WilliamS. Levine Department of Electrical and Computer Engineering University of Maryland College Park, MD 20742-3285 USA Editorial Advisory Board Okko Bosgra William Powers Delft University Ford Motor Company (retired) The Netherlands USA Graham Goodwin Mark Spong University of Newcastle University of Illinois Australia Urbana-Champaign USA Petar Kokotovic University of California lori Hashimoto Santa Barbara Kyoto University USA Kyoto, Japan Manfred Morari ETH Zürich, Switzerland Stability and Control of Dynamical Systems with Applications A Tribute to Anthony N. Michel Derong Liu Panos J. Antsaklis Editors Springer Science+Business Media, LLC Derong Liu Panos J. Antsaklis University of Illinois at Chicago University of Notre Dame Department of Electrical Department of Electrical Engineering and Computer Engineering Notre Dame, IN 46556 Chicago, Illinois 60607 USA USA Library of Congress Cataloging-in-Publication Data Stability and control of dynamical systems with applications : a tribuet to Anthony N. Michel / Derong Liu, Panos J. Antsaklis, editors, p. cm. Selected papers presented at the workshop at the University of Notre Dame on Apr. 5,2003. Includes bibliographical references and index. ISBN 978-1-4612-6583-2 ISBN 978-1-4612-0037-6 (eBook) DOI 10.1007/978-1-4612-0037-6 1. Stability-Congresses. 2. Differentiable dynamical systems-Congresses. 3. Control theory—Congresses. I. Michel, Anthony N. II. Liu, Derong, 1963- III. Antsaklis, Panos J. QA871.S7634 2004 003\5-dc21 2003045390 CIP Printed on acid-free paper. © 2003 Springer Science+Business Media New York Originally published by Birkhäuser Boston in 2003 Softcover reprint of the hardcover 1st edition 2003 All rights reserved. This work may not be translated or copied in whole or in part without the written permission of the publisher (Springer Science+Business Media, LLC), except for brief excerpts in connection with reviews or scholarly analysis. Use in connection with any form of information storage and retrieval, electronic adaptation, computer software, or by similar or dissimilar methodology now known or hereafter developed is forbidden. The use of general descriptive names, trade names, trademarks, etc., in this publication, even if the former are not especially identified, is not to be taken as a sign that such names, as understood by the Trade Marks and Merchandise Marks Act, may accordingly be used freely by anyone. ISBN 978-1-4612-6583-2 SPIN 10952331 Typeset by the editors. 9 8 7 6 5 4 3 21 To Anthony N. Michel Anthony N. Michel Contents Foreword xiii Preface xv Anthony N. Michel: A Friend, a Scholar, and a Mentor D. Liu and P. J. Antsaklis xix Summary of Research Accomplishments of Anthony N. Michel. xx Theses Supervised by Anthony N. Michel xxii Bibliography ............... xxiv List of Contributors xxvii PART I: ISSUES IN STABILITY ANALYSIS 1 Wave-Digital Concepts and Relativity Theory A. Fettweis 3 1.1 Introduction . . . . . . . . . . . . . . . . . 4 1.2 Nonlinear Passive Kirchhoff Circuits and the Wave-Digital Method. 5 1.3 Nonlinear Relativistic Mass. . . . . . . . . 6 1.4 Direct Derivation of the Alternative Results 9 1.5 Some Applications 17 1.6 Conclusions 19 Bibliography ...... 21 2 Time, Systems, and Control: Qualitative Properties and Methods L. T. Gruyitch 23 2.1 Introduction......... . ...... 24 2.2 Physical Variables, Time, and Continuity . 24 2.3 Complete Transfer Function Matrix ... 26 2.4 Consistent Lyapunov Methodology for Nonlinear Systems 30 2.5 Vector Lyapunov Function Concept and Complex Systems 33 vii viii Contents 2.6 Conclusions 37 2.7 Appendix 38 Bibliography .. 41 3 Asymptotic Stability of Multibody Attitude Systems J. Shen, A. K. Sanyal, and N. H. McClamroch 47 3.1 Introduction................... 47 3.2 Equations of Motion ............. . 48 3.3 Conservation of Energy and Lyapunov Stability 50 3.4 Asymptotic Stability Analysis 51 3.5 Examples . 63 3.6 Conclusions 69 Bibliography .. 70 4 Robust Regulation of Poly topic Uncertain Linear Hybrid Systems with Networked Control System Applications H. Lin and P. 1. Antsaklis 71 4.1 Introduction............ 72 4.2 Problem Formulation . . . . . . . 74 4.3 Robust One-Step Predecessor Set. 76 4.4 Safety, Reachability, and Attainability 81 4.5 Hybrid Regulation ......... 82 4.6 Networked Control Systems (NCS) . 88 4.7 Conclusions 93 Bibliography ............... 95 5 Stability Analysis of Swarms in a Noisy Environment K. M. Passino 97 5.1 Introduction.................... 97 5.2 Swarm and Environment Models . . . . . . . . . 98 5.3 Stability Analysis of Swarm Cohesion Properties 102 5.4 Cohesion Characteristics and Swarm Dynamics 111 5.5 Conclusions 115 Bibliography ...................... 115 6 Stability of Discrete Time-Varying Linear Delay Systems and Applications to Network Control M. L. Sichitiu and P. H. Bauer 117 6.1 Introduction... 117 6.2 The Stability Test . . . . 118 6.3 The Algorithm ..... 122 6.4 Applications in Communication Network Control 124 Contents ix 6.5 Conclusions......................... 128 6.6 Appendix: Pseudocode for the Stability Testing Algorithm 129 Bibliography ........................... 129 7 Stability and £2 Gain Analysis of Switched Symmetric Systems G. Zhai 131 7.1 Introduction and Problem Formulation . 131 7.2 Stability Analysis 135 7.3 £2 Gain Analysis 140 7.4 Conclusions 150 Bibliography ..... 150 PART II: NEURAL NETWORKS AND SIGNAL PROCESSING 8 Approximation of Input-Output Maps using Gaussian Radial Basis Functions I. W Sandberg 155 8.1 Introduction........................... 155 8.2 Preliminaries ... . . . . . . . . . . . . . . . . . . . . . . . 157 8.3 Radial Basis Function Approximations of Input-Output Maps. 158 8.4 An Example . . . . . . . . . . . 161 8.5 Related Results and Comments . 163 Bibliography ............ . 165 9 Blind Source Recovery: A State-Space Formulation K. Waheed and F. M. Salem 167 9.1 Introduction............ 167 9.2 Optimization Framework for BSR 171 9.3 Extensions to the Natural Gradient 176 9.4 Simulation Results ....... . 181 9.5 Conclusions ........... . 188 9.6 Appendix: MIMO Canonical Form. 188 Bibliography ............. . 189 10 Direct Neural Dynamic Programming L. Yang, R. Enns, Y. T. Wang, and 1. Si 193 10.1 Introduction . . . . . . . . . . . . 193 10.2 ADP Models and Algorithms ... 194 10.3 Direct Neural Dynamic Programming (NDP) 199 10.4 A Control Problem: Helicopter Command Tracking . 204 10.5 Conclusions 213 Bibliography ....................... . 213 x Contents 11 Online Approximation-Based Aircraft State Estimation 1. Farrell, M. Sharma, and M. Polycarpou 215 11.1 Introduction . . . . . . . . . . . . . . . 215 11.2 Aircraft Dynamics and Model Structure 217 11.3 Approximator Definition . . . . . . . . 219 11.4 On-Line Approximation-Based Estimation. 222 11.5 Prediction Error-Based Learning . . . 224 11.6 Lyapunov Analysis: Prediction Error . 224 11.7 Implementation Issues .. . 226 11.8 Conclusions ........ . 228 11.9 Appendix: Aircraft Notation 229 Bibliography .......... . 230 12 Evolutionary Multiobjective Optimization: Qualitative Analysis and Design Implementation G. G. Yen 233 12.1 Introduction . . . . 234 12.2 Evolutionary Multiobjective Optimization Algorithms .... 235 12.3 Dynamic Multiobjective Evolutionary Algorithm (DMOEA) 238 12.4 Comparative Study 248 12.5 Robustness Study 251 12.6 Conclusions 252 Bibliography ..... 252 13 Set-Membership Adaptive Filtering Y. F Huang 255 13.1 Introduction . . . . . . . . . . . 255 13.2 Problem Formulation ............. . 256 13.3 Optimal Bounding Ellipsoid (OBE) Algorithms 258 13.4 Set-Membership NLMS (SM-NLMS) Algorithm 263 13.5 Conclusions 264 Bibliography ..................... . 264 PART III: POWER SYSTEMS AND CONTROL SYSTEMS 14 Trajectory Sensitivity Theory in Nonlinear Dynamical Systems: Some Power System Applications M. A. Pai and T. B. Nguyen 271 14.1 Introduction. . . . . . . . . . . . . . . . . . 271 14.2 Trajectory Sensitivity Analysis (TSA) . . . . 274 14.3 Trajectory Sensitivity Theory for DAE Model 274 14.4 Stability-Constrained Optimal Power Flow Formulation. 283
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