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Spectrum Sharing for Wireless Communications PDF

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SpringerBriefs in Electrical and Computer Engineering Forfurthervolumes: http://www.springer.com/series/10059 ChunSheng Xin • Min Song Spectrum Sharing for Wireless Communications 2123 ChunShengXin MinSong ElectricalandComputerEngineeringDepartment ComputerScienceDepartment OldDominionUniversity MichiganTechnologicalUniversity Norfolk,Virginia Houghton,Michigan USA USA ISSN2191-8112 ISSN2191-8120(electronic) SpringerBriefsinElectricalandComputerEngineering ISBN978-3-319-13802-2 ISBN978-3-319-13803-9(eBook) DOI10.1007/978-3-319-13803-9 LibraryofCongressControlNumber:2015932427 SpringerChamHeidelbergNewYorkDordrechtLondon © TheAuthor(s)2015 Thisworkissubjecttocopyright.AllrightsarereservedbythePublisher,whetherthewholeorpartofthe materialisconcerned,specificallytherightsoftranslation,reprinting,reuseofillustrations,recitation, broadcasting,reproductiononmicrofilmsorinanyotherphysicalway,andtransmissionorinformation storageandretrieval,electronicadaptation,computersoftware,orbysimilarordissimilarmethodology nowknownorhereafterdeveloped. Theuseofgeneraldescriptivenames,registerednames,trademarks,servicemarks,etc.inthispublication doesnotimply,evenintheabsenceofaspecificstatement,thatsuchnamesareexemptfromtherelevant protectivelawsandregulationsandthereforefreeforgeneraluse. Thepublisher,theauthorsandtheeditorsaresafetoassumethattheadviceandinformationinthisbook arebelievedtobetrueandaccurateatthedateofpublication.Neitherthepublishernortheauthorsorthe editorsgiveawarranty,expressorimplied,withrespecttothematerialcontainedhereinorforanyerrors oromissionsthatmayhavebeenmade. Printedonacid-freepaper SpringerispartofSpringerScience+BusinessMedia(www.springer.com) Acknowledgements We would like to express our warm appreciation to Old Dominion University and MichiganTechnologicalUniversity.WewouldliketothankProfessorXuemin“Sher- man”ShenandtheSpringerstaffwhohelpedustopublishourwork.Specialthanks go to U.S. National Science Foundation, in particular the NeTS, EARS, and CA- REER programs. Last but certainly not least, we want to thank our families, who neverstoppedsupportingandencouragingus. v Contents 1 Introduction.................................................. 1 1.1 SpectrumManagement..................................... 2 1.2 CognitiveRadio........................................... 3 1.3 SpectrumSharing ......................................... 4 References.................................................... 5 2 OpportunisticSpectrumAccess................................. 7 2.1 SensingBasedOpportunisticSpectrumAccess................. 7 2.1.1 SpectrumSensing................................... 7 2.1.2 SpectrumAccessandSpectrumHandoff................ 10 2.1.3 ChallengesfortheOSAArchitecture................... 12 2.2 Geo-LocationBasedSpectrumAccess ........................ 12 2.2.1 TVBandUsage..................................... 13 2.2.2 TVWhiteSpaceAvailability.......................... 13 2.2.3 TVWhiteSpaceAccess.............................. 14 References.................................................... 16 3 IncentivizedCooperativeDynamicSpectrumAccess .............. 17 3.1 Introduction .............................................. 17 3.2 TheIC-DSAArchitecture................................... 18 3.3 AnalysisofIC-DSAPerformance ............................ 19 3.4 ANewNetworkCodingScheme............................. 23 3.5 NumericalResults......................................... 27 References.................................................... 31 4 DynamicSpectrumCo-Access .................................. 33 4.1 Introduction .............................................. 33 4.2 DSCAwithOnePUNodePairandOneSUNodePair .......... 34 4.2.1 CoexistenceConstraints.............................. 36 4.3 DSCAwithaMulti-HopPUNetwork ........................ 37 4.4 RegionofCoexistence ..................................... 40 vii viii Contents 4.5 CoexistenceLinksSelection ................................ 42 4.6 PerformanceEvaluation .................................... 43 References.................................................... 47 5 On-DemandSpectrumAccess .................................. 49 5.1 Introduction .............................................. 49 5.2 SpectrumService.......................................... 50 5.3 BandAllocationforPP-SB-IEService ........................ 53 5.4 BandAllocationforPP-SB-IMService ....................... 55 5.4.1 AnalysisofBandAllocationforPP-SB-IMService....... 60 5.5 PerformanceEvaluation ................................... 62 References.................................................... 64 6 Conclusions .................................................. 65 Reference..................................................... 66 Chapter 1 Introduction Wireless technology plays a significant role in the national economy. The number ofwirelessdeviceshasbeengrowingexponentiallyinrecentyears,includingsmart phones,tablets,GPSreceivers,babymonitors,remotecontrollers,wirelesssensors, unmannedaircraftsystems,etc.Today,thereareabout5–7billionwirelessdevices. Thisnumberisprojectedtoreach100billionsby2025,asillustratedinFig.1.1.In recentyears,thewirelesstrafficvolumehasalsobeendoublingabouteveryyear.In addition, wirelessapplicationsaregrowingquickly. BesidesGPS,cellularphones, WiFi,satelliteTV,andpublicsafetycommunications,newapplicationsareemerging, e.g.,smarthome,e-health,e-commerce,andintelligenttransportationsystems,just name a few. The fast growing wireless devices and applications have created an unprecedenteddemandtoradiospectrum.However,theradiospectrumisalimited resource, and has become extremely valuable in recent years, thanks to the ever- increasingdemand.Figure1.2showstheallocationofradiospectrumintheUnited States.Wecanseethatalmostallofthespectrumthathasgoodpropagationproperty desiredbywirelesscommunicationshasbeenallocated.Today,thereislittlespectrum leftforfuturespectrumdemands,aproblemknownasspectrumscarcity.Infact,it hasbecomeverycostlytoobtainalicenseforanewspectrumband. Forexample, thespectrumauctionin2006intheUnitedStatesyielded13.6billionsfor95MHz spectrum.Themajormobileoperatoreachhasspenttensofbilliondollarstopurchase ortradespectruminrecentyears. The spectrum scarcity problem has a tremendous impact on the national econ- omy, and has drawn the attention from the spectrum regulation agencies, research community, funding agencies, all the way to the highest level. Fortunately, many studies have shown that the spectrum scarcity is artificial and mainly created by today’s static spectrum allocation policy, rather than the lack of spectrum. As a matteroffact, manystudieshavefoundthatthelicensedspectrumisconsiderably under-utilized in temporal, spatial, and frequency domains [1, 2]. These findings have spawned a great interest on the research of spectrum sharing, to enable sec- ondary users or devices to access the unused licensed spectrum provided that the primaryusersofthelicensedbandsarenotharmfullyinterfered.Inthelastdecade, theFCC,DARPA,NSF,andotheragencieshavebeenveryactivetosupportrelated ©TheAuthor(s)2015 1 C.Xin,M.Song,SpectrumSharingforWirelessCommunications, SpringerBriefsinElectricalandComputerEngineering,DOI10.1007/978-3-319-13803-9_1 2 1 Introduction Fig.1.1 Exponentialgrowth billions ofwirelessdevices N u 100 m b e r o f W ire 50 le s s D e vic 5 e s 2010 2015 2020 2025 Year research including architectures, protocols, algorithms, enabling technologies, ra- dioplatforms,andtestbeds,throughvarioustargetprograms,includingtheDARPA XG, WNaN, and SSPARC programs, and the NSF ProWin and EARS programs. Today, spectrum sharing and cognitive communications have become a focus area ofmajornetworkingandcommunicationconferences,suchasIEEEInfocom,ICC, Globecom,tonameafew. 1.1 SpectrumManagement Traditionally, the spectrum management takes a static, command and control ap- proach. The spectrum regulation agency usually determines the services to be providedonaspectrumband,e.g.,broadcastTVonthebandfrom470to700MHz. Fig.1.2 SpectrumallocationmapintheUnitedStates 1.2 CognitiveRadio 3 Theserviceprovidersapplyforlicensestooperateonaspectrumband,toofferthe servicesdesignatedbythespectrumregulationagency.Thelicenseapplicationand approval is usually time consuming. Nevertheless, once it is approved, a license can be held for a significant period of time, e.g., 10 or 20 years, and is renewable if needed, to protect the significant investment on the infrastructure by the service provider.Thelicenseduserhasexclusiveaccesstothelicensedspectrumband. Thestaticspectrummanagementhasworkedwellinpastdecades,andeffectively protectsthelicensedusersfrominterference. However, suchstatic, dedicated, and mutually exclusive spectrum allocation is wasteful, and has created the spectrum scarcity problem. On the other hand, the rapidly proliferated wireless devices and servicesinrecentyearshavecreatedanever-increasingdemandforradiospectrum. Drivenbythisfastincreasingdemandforradiospectrumandtheinabilityofthetra- ditionalstaticspectrummanagementtoaddressthedemand,thespectrumallocation policies have been under reform in recent years, with the objective to allow unli- censedorsecondaryusers(SUs)todynamicallyaccesstheunusedlicensedbands, providedthattheydonotcauseharmfulinterferencetothelicensedorprimaryusers (PUs). The unused spectrum in the temporal, spatial, and frequency domains are calledspectrumholes orwhitespaces. Theyofferagreatopportunityfordynamic spectrumsharingbetweenSUsandPUs,torelievetheincreasingdemandforspec- trum. Specifically, SUsdynamicallysearchforidlelicensedspectrumbands, such astheidlebroadcastTVchannels(TVwhitespaces), throughspectrumsensingor ageo-locationdatabase,andaccessthesespectrumbandsfordatacommunications [3].ToavoidinterferencetoPUs,SUsneedtoyieldtoPUswheneverPUsstartusing theband. 1.2 CognitiveRadio ThedynamicspectrumsharingbetweenSUsandPUsismadepossiblebyarecent innovation in radio technology–cognitive radio, which is spectrum agile and can senseitsspectrumenvironmentandintelligently accessidlespectrumbandsthatare unusedbyPUs.Traditionally,theradiousedforwirelesscommunicationsisimple- mented completely by hardware, and typically operates on a fixed spectrum band withafixedwaveformonly.Inthelastdecade,theconceptofsoftwaredefinedradio orcognitiveradiohasbeenproposedintheliterature[4–6].Severalcognitiveradio platformshavebeendeveloped,suchastheGNUradio/USRPfromtheGNUproject andtheEttusResearch,theWiNC2RradiofromWINLABoftheUniversityofNew JerseyatRutgers,theKUAgileRadiofromtheUniversityofKansas,andtheWARP from Rice University and Mango Communications. The cognitive radio typically consists of a minimal analog RF front-end, analog-to-digital and digital-to-analog converters,andadigitalprocessingengine,whichistypicallyanuser-programmable FPGAboard,aDSPprocessor,orevenageneral-purposeprocessor,asillustratedin Fig.1.3.InthecasethatthedigitalprocessingengineisanFPGAoraDSPprocessor, itisconnectedtoaworkstationoralaptopthatisusedtoprogramtheFPGAorthe

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