Sound and Recording This page intentionally left blank Sound and Recording Sixth Edition Francis Rumsey and Tim McCormick AMSTERDAM • BOSTON • HEIDELBERG • LONDON • NEW YORK • OXFORD PARIS • SAN DIEGO • SAN FRANCISCO • SINGAPORE • SYDNEY • TOKYO Focal Press is an imprint of Elsevier Focal Press is an imprint of Elsevier Linacre House, Jordan Hill, Oxford OX2 8DP, UK 30 Corporate Drive, Suite 400, Burlington, MA 01803, USA First edition 1992 Reprinted 1994 Second edition 1994 Reprinted 1995, 1996 Third edition 1997 Reprinted 1998 (twice), 1999, 2000, 2001 Fourth edition 2002 Reprinted 2003, 2004 Fifth edition 2006 Reprinted 2007, 2008 Sixth edition 2009 Copyright © 2009 Francis Rumsey & Tim McCormick. Published by Elsevier Ltd. All rights reserved. The right of Francis Rumsey & Tim McCormick to be identifi ed as the author of this work has been asserted in accordance with the Copyright, Designs and Patents Act 1988 No part of this publication may be reproduced, stored in a retrieval system or transmitted in any form or by any means electronic, mechanical, photocopying, recording or otherwise without the prior written permission of the publisher Permissions may be sought directly from Elsevier’s Science & Technology Rights Department in Oxford, UK: phone ( (cid:2) 44) (0) 1865 843830; fax ((cid:2) 44) (0) 1865 853333; email: [email protected] . Alternatively visit the Science & Technology website at www.elsevierdirect.com/rights for further information Notice No responsibility is assumed by the publisher for any injury and/or damage to persons or property as a matter of products liability, negligence or otherwise, or from any use or operation of any methods, products, instructions or ideas contained in the material herein British Library Cataloguing in Publication Data Rumsey , Francis. Sound and recording. — 6th ed. 1 . Sound—Recording and reproducing. I . Title II. McCormick, Tim, 1954- 621 .3’893-dc22 Library of Congress Control Number : 2009929122 ISBN : 978-0-240-52163-3 For information on all Focal Press publications visit our website at focalpress.com Printed and bound in Great Britain 09 10 11 12 11 10 9 8 7 6 5 4 3 2 1 Contents FACT FILE DIRECTORY ......................................................................... x i PREFACE TO THE SECOND EDITION ..................................................... x v PREFACE TO THE THIRD EDITION ...................................................... x vii PREFACE TO THE FOURTH EDITION .................................................... x ix PREFACE TO THE FIFTH EDITION ........................................................ x xi PREFACE TO THE SIXTH EDITION ...................................................... x xiii CHAPTER 1 What is Sound? ................................................................ 1 A Vibrating Source ...................................................................... 1 Characteristics of a Sound Wave .................................................. 2 How Sound Travels in Air ............................................................ 4 Simple and Complex Sounds ....................................................... 5 Frequency Spectra of Repetitive Sounds ....................................... 6 Frequency Spectra of Non-repetitive Sounds ................................. 8 Phase ........................................................................................8 Sound in Electrical Form ........................................................... 12 Displaying the Characteristics of a Sound Wave ........................... 15 The Decibel ............................................................................. 16 Sound Power and Sound Pressure .............................................. 1 6 Free and Reverberant Fields ...................................................... 1 9 Standing Waves ........................................................................ 23 Recommended Further Reading ................................................. 2 6 CHAPTER 2 Auditory Perception ....................................................... 2 9 The Hearing Mechanism .......................................................... 30 Frequency Perception .............................................................. 31 Loudness Perception ............................................................... 33 Practical Implications of Equal-loudness Contours ...................... 36 Spatial Perception ................................................................... 37 Recommended Further Reading ................................................ 46 Recommended Listening ...........................................................46 CHAPTER 3 Microphones .................................................................. 4 7 The Moving-coil or Dynamic Microphone ..................................... 48 The Ribbon Microphone ............................................................ 51 The Capacitor or Condenser Microphone ..................................... 5 2 v Directional Responses and Polar Diagrams .................................. 5 3 vi Contents Specialized Microphone Types ................................................... 5 9 Switchable Polar Patterns ......................................................... 6 1 Stereo Microphones .................................................................. 6 1 Microphone Performance .......................................................... 6 2 Microphone Powering Options .................................................... 66 Radio Microphones ................................................................... 69 Recommended Further Reading ................................................. 7 8 CHAPTER 4 Loudspeakers ................................................................. 7 9 The Moving-coil Loudspeaker. .................................................... 80 Other Loudspeaker Types .......................................................... 8 1 Mounting and Loading Drive Units ............................................. 8 4 Complete Loudspeaker Systems ................................................. 8 8 Active Loudspeakers ................................................................. 90 Subwoofers .............................................................................. 91 Loudspeaker Performance ......................................................... 9 2 Setting up Loudspeakers ........................................................... 9 9 Thiele–Small Parameters and Enclosure Volume Calculations ...............................................................101 Digital Signal Processing in Loudspeakers ................................106 Recommended Further Reading ............................................... 1 06 CHAPTER 5 Mixers ......................................................................... 107 A Simple Six-channel Analog Mixer .......................................... 1 09 A Multitrack Mixer .................................................................. 115 Channel Grouping ................................................................... 120 An Overview of Typical Mixer Facilities ..................................... 1 20 EQ Explained ......................................................................... 134 Stereo Line Input Modules ...................................................... 1 37 Dedicated Monitor Mixer ......................................................... 1 38 Technical Specifi cations .......................................................... 138 Metering Systems ................................................................... 142 Automation ............................................................................ 146 Digital Mixers ......................................................................... 155 Mixers with Integrated Control of Digital Workstations ................ 1 59 Introduction to Mixing Approaches ........................................... 1 61 Basic Operational Techniques .................................................. 1 63 Recommended Further Reading ............................................... 1 65 CHAPTER 6 Analog Recording ......................................................... 1 67 A Short History of Analog Recording ......................................... 1 68 Magnetic Tape ....................................................................... 170 Contents vii The Magnetic Recording Process. ............................................. 171 The Tape Recorder .................................................................. 176 Magnetic Recording Levels ...................................................... 1 78 What are Test Tapes For? ......................................................... 1 78 Tape Machine Alignment ......................................................... 1 80 Mechanical Transport Functions ............................................... 184 The Compact Cassette ............................................................ 1 85 Recommended Further Reading ............................................... 1 87 CHAPTER 7 Noise Reduction ........................................................... 1 89 Why is Noise Reduction Required? ........................................... 1 90 Methods of Reducing Noise ..................................................... 1 90 Line -up of Noise Reduction Systems ........................................ 1 96 Single -ended Noise Reduction ................................................. 1 97 Recommended Further Reading ............................................... 1 99 CHAPTER 8 Digital Audio Principles. .......................................................... 201 Digital and Analog Recording Contrasted .................................. 2 02 Binary for Beginners ............................................................... 203 The Digital Audio Signal Chain ................................................ 2 07 Analog- to-Digital Conversion .................................................... 2 09 D /A Conversion ....................................................................... 232 Direct Stream Digital (DSD) ..................................................... 234 Changing the Resolution of an Audio Signal (Requantization) ..................................................................... 235 Introduction to Digital Signal Processing .................................. 2 38 Pitch Shifting and Time Stretching ...........................................247 Audio Data Reduction ............................................................. 248 Recommended Further Reading ............................................... 2 56 CHAPTER 9 Digital Recording, Editing and Mastering Systems 2 57 Digital Tape Recording ............................................................ 2 58 Mass Storage-based Systems ................................................... 2 67 Audio Processing for Computer Workstations ............................. 2 76 Mass Storage-based Editing System Principles ..........................280 Editing Software .....................................................................287 Mastering and Restoration .......................................................290 Preparing for and Understanding Release Media ........................294 Recommended Further Reading ............................................... 2 97 CHAPTER 10 Digital Audio Formats and Interchange ........................... 2 99 Audio File Formats for Digital Workstations ...............................300 Consumer Optical Disk Formats ...............................................315 Interconnecting Digital Audio Devices ...................................... 3 19 viii Contents Recommended Further Reading ............................................... 3 40 Websites ................................................................................ 340 CHAPTER 11 Power Amplifi ers ........................................................... 3 41 Domestic Power Amplifi ers ...................................................... 3 42 Professional Amplifi er Facilities ............................................... 3 44 Specifi cations ........................................................................ 345 Coupling ................................................................................ 351 CHAPTER 12 Lines and Interconnection ............................................. 3 53 Transformers .......................................................................... 354 Unbalanced Lines .................................................................. 356 Cable Effects with Unbalanced Lines ....................................... 3 58 Balanced Lines ...................................................................... 361 Working with Balanced Lines ................................................... 3 62 Star -quad Cable ..................................................................... 363 Electronic Balancing ............................................................... 364 100 Volt Lines ....................................................................... 365 600 Ohms ............................................................................. 368 DI Boxes ................................................................................ 370 Splitter Boxes ........................................................................ 373 Jackfi elds (Patchbays) ............................................................ 3 75 Distribution Amplifi ers ............................................................ 3 79 C HAPTER 13 Plug-ins and Outboard Equipment .................................. 3 81 Plug-ins .................................................................................381 Outboard Equipment ..............................................................383 Connection of Outboard Devices ..............................................394 Recommended Further Reading ............................................... 3 95 CHAPTER 14 MIDI and Synthetic Audio Control .................................. 3 97 Background ........................................................................... 399 What is MIDI? ........................................................................ 400 MIDI and Digital Audio Contrasted ........................................... 4 01 Basic Principles ..................................................................... 402 Interfacing a Computer to a MIDI System ................................. 4 06 How MIDI Control Works ......................................................... 4 10 MIDI Control of Sound Generators ............................................ 4 24 General MIDI ......................................................................... 434 Scalable Polyphonic MIDI (SPMIDI) ......................................... 4 37 RMID and XMF Files ............................................................... 437 SAOL and SASL in MPEG 4 Structured Audio ........................... 4 39 Contents ix MIDI over USB ....................................................................... 4 39 MIDI over IEEE 1394 ............................................................. 441 After MIDI? ............................................................................ 4 41 Sequencing Software ..............................................................443 Recommended Further Reading ............................................... 4 52 Websites ................................................................................ 452 CHAPTER 15 Synchronization ............................................................ 4 53 SMPTE /EBU Timecode ............................................................ 454 Recording Timecode ............................................................... 4 56 Machine Synchronizers ...........................................................458 Digital Audio Synchronization ..................................................461 MIDI and Synchronization .......................................................465 Synchronizing Audio/MIDI Computer Applications .....................469 Recommended Further Reading ............................................... 4 70 CHAPTER 16 Two-Channel Stereo ...................................................... 4 71 Principles of Loudspeaker Stereo ............................................. 4 73 Principles of Binaural or Headphone Stereo .............................. 4 82 Loudspeaker Stereo Over Headphones and Vice Versa ................ 4 84 Two -Channel Signal Formats .................................................... 4 87 Two -Channel Microphone Techniques ....................................... 4 89 Binaural Recording and ‘ Dummy Head ’ Techniques ................... 5 03 Spot microphones and Two-Channel Panning Laws .................... 5 05 Recommended Further Reading ............................................... 5 07 CHAPTER 17 Surround Sound ........................................................... 5 09 Three -Channel (3-0) Stereo ..................................................... 5 11 Four -Channel Surround (3-1 Stereo) ......................................... 512 5 .1-Channel Surround (3-2 Stereo) .......................................... 5 14 Other Multichannel Confi gurations ........................................... 5 20 Surround Sound Systems ........................................................ 5 22 Matrixed Surround Sound Systems ........................................... 5 22 Digital Surround Sound Formats .............................................. 5 28 Ambisonics ............................................................................ 5 34 Surround Sound Monitoring ..................................................... 540 Surround Sound Recording Techniques .................................... 5 45 Multichannel Panning Techniques ............................................ 557 Recommended Further Reading ............................................... 5 61 CHAPTER 18 Sound Quality .............................................................. 563 What is Sound Quality? ...........................................................564