Astrophysics and Space Science Library 444 Olga E. Malandraki Norma B. Crosby Editors Solar Particle Radiation Storms Forecasting and Analysis The HESPERIA HORIZON 2020 Project and Beyond Solar Particle Radiation Storms Forecasting and Analysis Astrophysics and Space Science Library EDITORIAL BOARD Chairman W.B.BURTON,NationalRadioAstronomyObservatory,Charlottesville, Virginia,U.S.A.([email protected]);UniversityofLeiden,TheNetherlands ([email protected]) F.BERTOLA,UniversityofPadua,Italy C.J.CESARSKY,CommissionforAtomicEnergy,Saclay,France P.EHRENFREUND,LeidenUniversity,TheNetherlands O.ENGVOLD,UniversityofOslo,Norway E.P.J.VANDENHEUVEL,UniversityofAmsterdam,TheNetherlands V.M.KASPI,McGillUniversity,Montreal,Canada J.M.E.KUIJPERS,UniversityofNijmegen,TheNetherlands H.VANDERLAAN,UniversityofUtrecht,TheNetherlands P.G.MURDIN,InstituteofAstronomy,Cambridge,UK B.V.SOMOV,AstronomicalInstitute,MoscowStateUniversity,Russia R.A.SUNYAEV,MaxPlanckInstituteforAstrophysics,Garching,Germany Moreinformationaboutthisseriesathttp://www.springer.com/series/5664 Olga E. Malandraki • Norma B. Crosby Editors Solar Particle Radiation Storms Forecasting and Analysis The HESPERIA HORIZON 2020 Project and Beyond Editors OlgaE.Malandraki NormaB.Crosby NationalObservatoryofAthens SpacePhysicsDivision-SpaceWeather IAASARS RoyalBelgianInstituteforSpaceAeronomy Athens,Greece Brussels,Belgium ISSN0067-0057 ISSN2214-7985 (electronic) AstrophysicsandSpaceScienceLibrary ISBN978-3-319-60050-5 ISBN978-3-319-60051-2 (eBook) DOI10.1007/978-3-319-60051-2 LibraryofCongressControlNumber:2017957900 ©TheEditor(s)(ifapplicable)andTheAuthor(s)2018.Thisbookisanopenaccesspublication. Open Access This bookis licensed under the terms of the Creative Commons Attribution 4.0Inter- nationalLicense(http://creativecommons.org/licenses/by/4.0/), whichpermitsuse,sharing,adaptation, distribution andreproduction inanymediumorformat,aslong asyougive appropriate credit tothe originalauthor(s)andthesource,providealinktotheCreativeCommonslicenseandindicateifchanges weremade. Theimages or other third party material in this book are included in the book’s Creative Commons license,unlessindicatedotherwiseinacreditlinetothematerial.Ifmaterialisnotincludedinthebook’s CreativeCommonslicenseandyourintendeduseisnotpermittedbystatutoryregulationorexceedsthe permitteduse,youwillneedtoobtainpermissiondirectlyfromthecopyrightholder. Theuseofgeneraldescriptivenames,registerednames,trademarks,servicemarks,etc.inthispublication doesnotimply,evenintheabsenceofaspecificstatement,thatsuchnamesareexemptfromtherelevant protectivelawsandregulationsandthereforefreeforgeneraluse. Thepublisher,theauthorsandtheeditorsaresafetoassumethattheadviceandinformationinthisbook arebelievedtobetrueandaccurateatthedateofpublication.Neitherthepublishernortheauthorsor theeditorsgiveawarranty,expressorimplied,withrespecttothematerialcontainedhereinorforany errorsoromissionsthatmayhavebeenmade.Thepublisherremainsneutralwithregardtojurisdictional claimsinpublishedmapsandinstitutionalaffiliations. Coverillustration:SpaceSituationalAwareness:SpaceWeather.Credit:ESA-P.Carril Printedonacid-freepaper ThisSpringerimprintispublishedbySpringerNature TheregisteredcompanyisSpringerInternationalPublishingAG Theregisteredcompanyaddressis:Gewerbestrasse11,6330Cham,Switzerland Preface RanginginenergyfromtensofkeVtoafewGeVsolarenergeticparticles(SEPs) are an important contributor to the characterization of the space environment. EmittedfromtheSuntheyareassociatedwithsolarflaresandshockwavesdriven bycoronalmassejections(CMEs).SEPradiationstormsmaylastfromaperiodof hours to days or even weeks and have a large range of energy spectrum profiles. Theseeventsposeathreattomoderntechnologyrelyingonspacecraftandhumans in space as they are a serious radiation hazard. Though our understanding of the underlyingphysics behind the generation mechanism of SEP events and their propagationfromtheSuntoEarthhasimprovedduringthelastdecades,tobeable tosuccessfullypredictaSEPeventisstillnotastraightforwardprocess. Themotivationbehindthe2-yearHESPERIA(HighEnergySolarParticleEvents forecastingandAnalysis)projectoftheEUHORIZON2020programme,success- fullycompletedinApril2017,wasindeedtofurtherourscientificunderstandingand predictioncapabilityofhigh-energySEP eventsby buildingnew forecastingtools whileexploitingnovelaswellasalreadyexistingdatasets.HESPERIA,ledbythe NationalObservatoryofAthens,withProjectCoordinatorDr.OlgaE.Malandraki, wasaconsortiumofnineEuropeanteamsthatalsocollaboratedduringtheproject with a number of institutes and individuals from the international community. The complementary expertise of the teams made it possible to achieve the main objectivesoftheHESPERIAproject: (cid:129) To develop two novel real-time SEP forecasting systems based upon proven concepts. (cid:129) To develop SEP forecasting tools searching for electromagnetic proxies of the gamma-rayemissioninordertopredictlargeSEPevents. (cid:129) To perform systematic exploitation of novel high-energy gamma-ray observa- tionsoftheFERMImissiontogetherwithinsituSEPmeasurementsnear1AU. (cid:129) Toprovideforthefirsttimepubliclyavailablesoftwaretoinvertneutronmonitor observations of relativistic SEPs to physical parameters that can be compared withspace-bornemeasurementsatlowerenergies. v vi Preface (cid:129) Toperformexaminationofcurrentlyunexploitedtools(e.g.radioemission). (cid:129) TodesignrecommendationsforfutureSEPforecastingsystems. This book reviews our current understanding of SEP physics and presents the resultsoftheHESPERIAproject.InChap.1thebookprovidesahistoricaloverview on how SEPs were discovered back in the 1940s and how our understanding has increased and evolved since then. Current state of the art based on the unique measurements analysed in the three-dimensional heliosphere and the key SEP questionsthatremain to be answered in view of the future missionsSolar Orbiter andParkerSolarProbethatwillexplorethesolarcoronaandinnerheliosphereare alsopresented.ThisisfollowedbyanintroductiontowhySEPsarestudiedinthe firstplacedescribingtherisksthatSEPeventsposeontechnologyandhumanhealth. Chapters2through6serveasbackgroundmaterialcoveringsolaractivityrelatedto SEP events such as solar flares and coronal mass ejections, particle acceleration mechanisms,andtransportofparticlesthroughtheinterplanetarymedium,Earth’s magnetosphere and atmosphere. Furthermore, ground-basedneutron monitors are described.Thelastfourchaptersofthebookarededicatedtoandpresentthemain resultsoftheHESPERIAproject.Thisincludesthetworeal-timeHESPERIASEP forecastingtoolsthatweredeveloped,relativisticSEPrelatedgamma-rayandradio datacomparisonstudies,modellingofSEPeventsassociatedwithgamma-raysand theinversionmethodologyforneutronmonitorobservationsthatinferstherelease timescalesofrelativisticSEPsatorneartheSun. WithemphasisonSEPforecastinganddataanalysis,thisbookcanbothserveas areferencebookandbeusedforspacephysicsandspaceweathercoursesaddressed tograduateandadvancedundergraduatestudents.Wehopethereaderofthisbook willfindtheworldofSEPeventsjustasfascinatingaswedoourselves. OlgaE.Malandraki NormaB.Crosby Acknowledgements TheHESPERIAprojecthasreceivedfundingfromtheEuropeanUnion’sHorizon 2020research and innovationprogrammeundergrantagreementNo 637324.The authorsthanktheEU forthissupportmakingit possibleto furtherourknowledge insolarenergeticparticleresearchandforecasting,aswellaswritethisbook. The authors of Chaps. 4, 9 and 10 acknowledge the use of ERNE data from the Space Research Laboratory of the University of Turku and of the SEPEM ReferenceData Set version2.00,EuropeanSpace Agency(2016).Theythankthe ACE/EPAM, SWEPAM and MAG instrumentteams and the ACE Science Center for providingthe ACE data. They acknowledge the use of publicly available data products from WIND/SWE and 3DP, GOES13/HEPAD and the CME catalogues from SoHO/LASCO and STEREO/COR1. SoHO is a project of international cooperation between ESA and NASA. They acknowledge also the use of the Harvard-SmithsonianInterplanetaryshock Database maintained by M. L. Stevens andJ.C.KasperandoftheHeliosphericShockDatabase,generatedandmaintained attheUniversityofHelsinki. Rolf Bütikofer thanks Erwin Flückiger and Claudine Frieden for their sug- gestions and assistance in writing Chaps. 5 and 6. This work was supported by the Swiss State Secretariat for Education, Research and Innovation (SERI) under the contract number 15.0233 and by the International Foundation High Altitude ResearchStationsJungfraujochandGornergrat. TheauthorsofChap.7thanktheNationalOceanicAtmosphericAdministration (NOAA) for providing GOES data files which were used to calibrate and evalu- ate the HESPERIA UMASEP-500 tool. They acknowledge the NMDB database (www.nmdb.eu)fundedundertheEuropeanUnion’sFP7programme(contractNo. 213007).Theyalso acknowledgeDr. Juan RodriguezfromNOAA for his support on the estimation of >500 MeV integral proton flux and expert advice on the GOES/HEPADdata. The authors of Chap. 8 acknowledge STEREO/HET/LET/SEPT, ACE/EPAM, ACE/SIS, GOES/HEPAD, WIND/3DP and SoHO/ERNE/EPHIN teams as well as the SEPServer team for the availability of the energetic particle data. The STEREO/SEPT and the SoHO/EPHIN projects are supported under grant vii viii Acknowledgements 50OC1702 by the Federal Ministry of Economics and Technology on the basis of a decision by the German Bundestag. Gerald H. Share and Ronald J. Murphy (Department of Astronomy, University of Maryland, College Park MD 20742 andNationalObservatoryof Athens;NavalResearchLaboratory,WashingtonDC 20375) are acknowledged for making Fermi/LAT data available to the project prior to their publication. Specifically, the authors of Chap. 9 thank G. Share for providingthedataoninteractingprotonspectraderivedfromtheFermi/LAT”-ray observations. Alexandr Afanasiev and Rami Vainio acknowledge the financial support of the Academy of Finland (project 267186) and the computing resources of the FinnishGridandCloudInfrastructuremaintainedbyCSC—ITCentreforScience Ltd. (Espoo, Finland) and co-funded by the Academy of Finland and 13 Finnish researchinstitutions.TheteamoftheUniversityofBarcelonahasbeenalsopartially supported by the Spanish Ministerio de Economía, Industria y Competitividad, under the project AYA2013-42614-P and MDM-2014-0369 of ICCUB (Unidad de Excelencia ‘María de Maeztu’). Computational support was provided by the ConsorcideServeisUniverstiarisdeCatalunya(CSUC). Alexis P. Rouillard (externalcollaborator of the HESPERIA project) acknowl- edges support from the plasma physics data center (Centre de Données de la Physique des Plasmas; CDPP; http://cdpp.eu/), the Virtual Solar Observatory (VSO;http://sdac.virtualsolar.org),theMultiExperimentData&OperationCenter (MEDOC; https://idoc.ias.u-psud.fr/MEDOC), the French space agency (Centre National des Etudes Spatiales; CNES; https://cnes.fr/fr) and the space weather teaminToulouse(Solar-TerrestrialObservationsandModellingService;STORMS; https://stormsweb.irap.omp.eu/).ThisincludesthedataminingtoolsAMDA(http:// amda.cdpp.eu/)and the propagationtool (http://propagationtool.cdpp.eu).He also acknowledges financial support from the HELCATS project under the FP7 EU contractnumber606692.TheSTEREOSECCHIdataareproducedbyaconsortium ofRAL(UK),NRL(USA),LMSAL(USA),GSFC(USA),MPS(Germany),CSL (Belgium),IOTA(France)andIAS(France). The authorsthankSpringerfor their interest in the HESPERIA projectand the opportunityforthepublicationofitsresults. Contents 1 Solar Energetic Particles and Space Weather: Science andApplications............................................................ 1 OlgaE.MalandrakiandNormaB.Crosby 2 EruptiveActivityRelatedtoSolarEnergeticParticleEvents......... 27 Karl-LudwigKlein 3 ParticleAccelerationMechanisms........................................ 45 RamiVainioandAlexandrAfanasiev 4 ChargedParticleTransportintheInterplanetaryMedium........... 63 AngelsAran,NeusAgueda,AlexandrAfanasiev,andBlaiSanahuja 5 CosmicRayParticleTransportintheEarth’sMagnetosphere ....... 79 R.Bütikofer 6 Ground-Based Measurements of Energetic Particles byNeutronMonitors....................................................... 95 R.Bütikofer 7 HESPERIAForecastingTools:Real-TimeandPost-Event ........... 113 Marlon Núñez, Karl-Ludwig Klein, Bernd Heber, Olga E. Malandraki, Pietro Zucca, Johannes Labrens, PedroReyes-Santiago,PatrickKuehl,andEvgeniosPavlos 8 X-Ray, Radio and SEP Observations of Relativistic Gamma-RayEvents........................................................ 133 Karl-LudwigKlein,KostasTziotziou,PietroZucca,EinoValtonen, Nicole Vilmer, Olga E. Malandraki, Clarisse Hamadache, BerndHeber,andJürgenKiener 9 ModellingofShock-AcceleratedGamma-RayEvents.................. 157 AlexandrAfanasiev,AngelsAran,RamiVainio,AlexisRouillard, Pietro Zucca, David Lario, Suvi Barcewicz, Robert Siipola, JensPomoell,BlaiSanahuja,andOlgaE.Malandraki ix