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LANGUAGE, THOUGHT, AND CULTURE: Advances in the Study of Cognition Under the Editorship of: E. A. HAMMEL DEPARTMENT OF ANTHROPOLOGY UNIVERSITY OF CALIFORNIA BERKELEY Michael Agar, Ripping and Running: A Formal Ethnography of Urban Heroin Addicts Brent Berlin, Dennis E. Breedlove, and Peter H. Raven, Principles of Tzeltal Plant Classification: An Introduction to the Botanical Ethnography of a Mayan-Speaking People of Highland Chiapas Mary Sanches and Ben Blount, Sociocultural Dimensions of Language Use Daniel G. Bobrow and Allan Collins, Representation and Understanding: Studies in Cognitive Science Domenico Parisi and Francesco Antinucci, Essentials of Grammar Elizabeth Bates, Language and Context: The Acquisition of Pragmatics Ben G. Blount and Mary Sanches, Sociocultural Dimensions of Language Change Susan Ervin-Tripp and Claudia Mitchell-Kernan (Eds.), Child Discourse In preparation Eugene S. Hunn, Tzeltal Folk Zoology: The Classification of Discontinuities in Nature James N. Schenkein (Ed.), Studies in the Organization of Conversational Interaction Sociocultural Dimensions of Language Change Edited by BEN G. BLOUNT MARY SANCHES DepartmentofAnthropology UniversityofTexas Austin, Texas With an introduction by John J. Gumperz ACADEMIC PRESS New York San Francisco London ASubsidiaryofHarcourt BraceJovanovich, Publishers COPYRIGHT © 1977, BY ACADEMIC PRESS, INC. ALL RIGHTS RESERVED. NO PART OF THIS PUBLICATION MAY BE REPRODUCED OR TRANSMITTED IN ANY FORM OR BY ANY MEANS, ELECTRONIC OR MECHANICAL, INCLUDING PHOTOCOPY, RECORDING, OR ANY INFORMATION STORAGE AND RETRIEVAL SYSTEM, WITHOUT PERMISSION IN WRITING FROM THE PUBLISHER. ACADEMIC PRESS, INC. Ill Fifth Avenue, New York, New York 10003 United Kingdom Edition published by ACADEMIC PRESS, INC. (LONDON) LTD. 24/28 Oval Road, London NW1 Library of Congress Cataloging in Publication Data Main entry under title: Sociocultural dimensions of language change. (Language, thought, and culture series) Includes bibliographies and index. 1. Linguistic change-Addresses, essays, lectures. 2. Sociolrnguistics-Addresses, essays, lectures. 3. Anthropological linguistics- Addresses, essays, lectures. I. Blount, Ben G., Date II. Sanches, Mary. P142.S6 301.2Ί 76-2943 ISBN 0-12-107450-1 PRINTED IN THE UNITED STATES OF AMERICA List of Contributors Numbers in parentheses indicate the pages on which the author's contributions begin. Ned Anderson (227), Office of Arid Land Studies, University of Arizona, Tuscon, Arizona Keith H. Basso (227), Department of Anthropology, University of Arizona, Tuscon, Arizona Brent Berlin (63), Department of Anthropology, University of California, Berkeley, California Ben G. Blount (1), Department of Anthropology, University of Texas, Austin, Texas Lilyan A. Brudner (271), Department of Anthropology, University of Pittsburgh, Pittsburgh, Pennsylvania Janet Wynne Dixon Dougherty (103), Department of Linguistics, Massa­ chusetts Institute of Technology, Cambridge, Massachusetts, and Department of Anthropology, University of California, Berkeley, California Robert French (35), Department of Anthropology, Harvard University, Cambridge, Massachusetts Ian F. Hancock (161), Department of English, University of Texas, Austin, Texas Nicholas A. Hopkins (185), Centro de Investigaciones Superiores del Instituto Nacional de Antropologia Historia, Mexico Frances Karttunen (173), Department of Linguistics, University of Texas, Austin, Texas Paul Kay (21), Department of Anthropology, University of California, Berkeley, California Keith T. Kernan (35), Neuropsychiatric Insitute, Mental Retardation Center, University of California, Los Angeles, California ix χ List of Contributors Carol H. Molony (131), Universität Essen, Gesamthochschule Anglistik, Essen, Germany Joan Rubin (253), East-West Center, University of Hawaii, Honolulu, Hawaii Mary Sanches (1, 51), Department of Anthropology, University of Texas, Austin, Texas Gillian Sankoff (119), Department of Anthropology, University of Montreal, Montreal, Quebec, Canada John Sodergren (35), Department of Anthropology, Harvard University, Cambridge, Massachusetts Preface Each of the articles in this collection deals with the topic of language change. In that respect, they continue a long fruitful area of scholarship. The study of changes in the forms of languages has been a rich field of inquiry, but considerably less attention has been devoted to changes in sociocultural terms. The articles here raise questions about language as a social phenomenon functioning in cultural contexts. While building on the solid foundations of earlier research in linguistic structure and linguistic change, they suggest a new, broader perspective. Language is treated in terms of a social and cultural world. Changes in language form must require not only a linguistic accounting but a social description and explanation. Changes of form may often involve differences in communi­ cation, though a particular change in form may be linguistically minimal. What is significant is the interpretation given to the change, and that significance must be described in sociocultural terms and dimensions. These dimensions are theoretically diverse in scope and number, and include factors such as age, sex, generation and status differences, ritual, community contact and boundaries, urbanization, religious affiliation, and political organization. The particular social factors and cultural bases that operate to produce change also vary from situation to situation, and a major objective of research is to determine precisely what complex of sociocultural dimensions are present and activated in a given language change situation. It is to that objective that the articles in this collection are mainly addressed, and the authors illustrate clearly that the appropriate perspective is sociological/anthropological and that the necessary re­ search methodology is ethnographic. An anthropological perspective is an asset, if not a necessity, in a sociocultural approach to language change, since changes in language structure are related to and often dependent on social action and inter- xi xii Preface action in a speech community. An investigator of change must consider the uses of language and the diverse functions of language within the daily social intercourse of a community. A detailed, sensitive ethno­ graphic record of the routines is the first priority of research, and it is in this regard that sociology and anthropology are in strong position to make timely contributions. We hope that this collection will stimulate further social research on the dynamics of language change. Acknowledgments We would like to express our gratitude to the contributors, first for their cooperation, and second, for their patience throughout the inevitable delays in producing the volume. Also, some liberties were taken in the interpretation of the articles in the Introduction. As case studies, the articles are individual units and stand on their own. Several were not written specifically to document language change, although they all contain discussions of change. We stressed in the Introduction the impli­ cations of the case studies for language, and we wish to emphasize that our selective interpretation did not always do justice to the articles in terms of content or focus. We are grateful to John Gumperz for his encouragement and support during the preparation of this collection. Helpful suggestions and com­ ments were also provided by Jan Brukman, Keith and Claudia Kernan, Brian Stross, and Dorothy Wills. We also thank Holly Hayataka and Janice Edmiston for assistance with the typing of the manuscripts. Our deepest debt of gratitude is to Elise Padgug for her editorial assistance and for her good-humored patience and support throughout the project. Foreword: Sociocultural Dimensions of Language Change JOHN J. GUMPERZ In dealing with the interrelationship of linguistic and social processes of change, this volume takes up a familiar theme. Modern linguistics, as the editors point out in their introduction, developed out of a concern with history and evolution. Throughout the nineteenth and for much of the present century, the study of language was seen as an integral part of the wider search into the cultural origins of modern societies. This inquiry was motivated in part by abstract scientific interest, but in part also by the desire to provide a historical basis for and thus legitimize the national ideologies of the newly formed nation states. Because of the lack of direct documentary sources and the great gaps in the published literature, scholars began to seek new ways of recovering what the German Romantics had called Versunkenes Volksgut, the "sunken treasures" of the past. Along with the quest for new unpublished folk manuscripts, the search for historical evidence also stimulated direct ethnographic investigation of tribal languages and peasant dialects throughout the world. The need to commit spoken words to paper led to the rediscovery of the ancient Indian science of phonetics and ultimately to modern grammatical theory. Since the turn of the century, comparative analysis of both written and hitherto unrecorded languages has become established as a major tool of culture history. Among other things, it has clarified the role that folk tradi­ tions play in the growth of modern nation states, so that it is now generally recognized, for example, that the classical cultures to which we trace so many of our modern institutions are not the only sources of civilization. They are themselves descended from earlier preliterate cultures similar to the folk societies that existed alongside them and that continue to exist in many parts of the world. It follows that literary traditions and written codes of law are not a prerequisite for the existence of historically stable forms of social life. A common language provides the essential anteced­ ents from which more complex forms of social sharing can evolve. Although initially unintended, from the point of view of social science, xiii xiv Foreword perhaps the most important consequence of the efforts to account for the multivariate patterns of language uncovered by the early historical studies was the development of the construct of grammar as the underlying explanatory dynamic of all language behavior. Grammatical rules can be regarded as reflecting abstract, functionally related symbolic processes that constrain and channel our perception of environmental and behav­ ioral cues. These rules are learned indirectly through early informal childhood socialization and subsequent interactive experience and thus reflect the conventions and values of interacting groups. They operate automatically as motor habits and are for the most part not immediately accessible to conscious recall. Yet although sharedness of grammatical rules is not usually overtly discussed, it is nevertheless taken for granted in everyday communication and in fact is a precondition of successful in­ teraction. In other words, the mere fact that human populations live together successfully, cooperate in the pursuit of their daily affairs, and in­ teract using a particular set of speech varieties is in itself prima facie evi­ dence for the existence of stable systems of values and functionally related rules, which are subject to the same laws of change as those of the better known classical literary societies. Although all human groups have language, and at the highest, most gen­ eral level of abstraction all grammatical processes are similar, the actual form that language usage takes in any one population is a function of the history and the culture of that population. The way individuals express what they want to communicate, apart from the content it conveys, also provides information about speakers' social background and about the relationship to others. Potentially at least, therefore, language study could become an important source of information about otherwise unverbalized and relatively inaccessible social processes. So far, however, in spite of many insightful statements by nineteenth century pioneers of anthropol­ ogy such as Humboldt, as well as Sapir, Whorf, and many others since them in this century, the value of linguistics to the study of social relations and social change has not been worked through theoretically. The disciplines of linguistics and social relations studies have devel­ oped independently of each other, despite attempts to bring about intel­ lectual collaboration. The linguist's concern with culture has remained limited to long-term prehistoric change, no systematic attempts have been made to use language data in the study of ongoing social processes. In fact, during the last decades, as our knowledge of languages increased and awareness of the real complexity of grammatical processes grew, atten­ tion has increasingly turned away from the sociocultural implications of verbal behavior to concentrate on the formal aspects of grammatical rules themselves. The shift in interest began with the structural linguists of the Foreword xv nineteen forties and fifties and, paradoxically, received its greatest im­ petus from the generative grammar of Noam Chomsky. Chomsky's use of data from English syntax to demonstrate the claim that stimulus response theories of behavior cannot account for the real complexity of human cog­ nitive processes has opened up new areas of research in a wide range of disciplines. But the thrust of these developments has been in the direction of seeking explanations in terms of universal, individual psychological processes, rather than in the direction of a sociological concern with the recognition of social difference and social change. Furthermore, since it was the abstract structural relationships in terms of which the rules are couched that were seen to reflect the connection between language and human behavior, priority was assigned to increasing the logical consis­ tency and explanatory power of formalizations as such. As so often happens, this also meant a narrowing of the data base. Only those verbal abilities that could be accounted for in terms of the existing research paradigms, such as the most widely shared core features of phonology, morphology, and syntax were recognized as grammatical. Others were set aside as part of performance, i.e., not part of grammatical competence and thus perhaps not subject to systematization. Thus, formal linguistic analy­ sis became an exercize in abstraction divorced from the study of everyday verbal abilities. The articles in this book, by contrast, take a different perspective and concentrate directly on those levels of language that most clearly reflect and signal social differences and are thus most readily affected by change. By demonstrating that the linguistic phenomena in question can be ac­ counted for in terms of underlying rules, which, while perhaps less widely shared, are directly related in form and function to those governing the more commonly studied grammatical phenomena, these articles attempt to restore a historical and social perspective to the study of language change. Contributions fall into three main thematic areas: lexical semantics, speech variation and language contact, and incipient processes of lan­ guage change. The first two of these fields have already begun to receive increasing attention. Following the pioneering writings of Sapir and Whorf, linguistic anthropologists during the last two decades have em­ barked on in-depth analyses of terminological systems in domains such as kinship, color terms, and ethnobotany, to name just a few, in a number of folk societies and have provided empirical verification on the effect that language has on speakers' perception of behavioral cues. Several papers in this volume add a new comparative dimension to this work by showing that the structure of lexical systems changes with changes in the socio­ economic complexity of the social systems in which it is embedded and

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