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Smart CMOS Image Sensors and Applications OPTICAL SCIENCE AND ENGINEERING Founding Editor Brian J. Thompson University of Rochester Rochester, New York Nonlinear Optics: Teory, Numerical Modeling, and Applications, Partha P. Banerjee Semiconductor Laser Fundamentals, Toshiaki Suhara High-Performance Backbone Network Technology, edited by Naoaki Yamanaka Organic Light-Emitting Diodes: Principles, Characteristics, and Processes, Jan Kalinowski Micro-Optomechatronics, Hiroshi Hosaka, Yoshitada Katagiri, Terunao Hirota, and Kiyoshi Itao Microoptics Technology: Second Edition, Nicholas F. Borrelli Organic Photovoltaics: Mechanism, Materials, and Devices, edited by Sam-Shajing Sun and Niyazi Serdar Saracftci Physics of Optoelectronics, Michael A. Parker Image Sensors and Signal Processor for Digital Still Cameras, Junichi Nakamura GMPLS Technologies: Broadband Backbone Networks and Systems, Naoaki Yamanaka, Kohei Shiomoto, and Eiji Oki Electromagnetic Teory and Applications for Photonic Crystals, Kiyotoshi Yasumoto Encyclopedic Handbook of Integrated Circuits, edited by Kenichi Iga and Yasuo Kokubun Laser Safety Management, Ken Barat Optics in Magnetic Multilayers and Nanostructures, Štefan Višňovsky´ Applied Microphotonics, edited by Wes R. Jamroz, Roman Kruzelecky, and Emile I. Haddad Polymer Fiber Optics: Materials, Physics, and Applications, Mark G. Kuzyk Lens Design, Fourth Edition, Milton Laikin Photonics: Principles and Practices, Abdul Al-Azzawi Gas Lasers, edited by Masamori Endo and Robert F. 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Banerjee Biochemical Applications of Nonlinear Optical Spectroscopy, edited by Vladislav Yakovlev Optical Methods of Measurement: Wholefeld Techniques, Second Edition, Rajpal Sirohi Fundamentals and Basic Optical Instruments, Daniel Malacara Hernández Advanced Optical Instruments and Techniques, Daniel Malacara Hernández Entropy and Information Optics: Connecting Information and Time, Second Edition, Francis T.S. Yu Handbook of Optical Engineering, Second Edition, Two Volume Set, Daniel Malacara Hernández Optical Materials and Applications, Moriaki Wakaki Photonic Signal Processing: Techniques and Applications, Le Nguyen Binh Practical Applications of Microresonators in Optics and Photonics, edited by Andrey B. Matsko Near-Earth Laser Communications, Second Edition, edited by Hamid Hemmati Nonimaging Optics: Solar and Illumination System Methods, Design, and Performance, Roland Winston, Lun Jiang, Vladimir Oliker Smart CMOS Image Sensors and Applications, Jun Ohta For more information about this series, please visit: https://www.crcpress.com/Optical-Science- and-Engineering/book-series/CRCOPTSCIENG Smart CMOS Image Sensors and Applications Jun Ohta Second edition published 2020 by CRC Press 6000 Broken Sound Parkway NW, Suite 300, Boca Raton, FL 33487-2742 and by CRC Press 2 Park Square, Milton Park, Abingdon, Oxon, OX14 4RN © 2020 Taylor & Francis Group, LLC First edition published by CRC Press 2008 CRC Press is an imprint of Taylor & Francis Group, LLC Reasonable efforts have been made to publish reliable data and information, but the author and pub- lisher cannot assume responsibility for the validity of all materials or the consequences of their use. The authors and publishers have attempted to trace the copyright holders of all material reproduced in this publication and apologize to copyright holders if permission to publish in this form has not been obtained. If any copyright material has not been acknowledged please write and let us know so we may rectify in any future reprint. Except as permitted under U.S. Copyright Law, no part of this book may be reprinted, reproduced, transmitted, or utilized in any form by any electronic, mechanical, or other means, now known or hereafter invented, including photocopying, microfilming, and recording, or in any information stor- age or retrieval system, without written permission from the publishers. For permission to photocopy or use material electronically from this work, access www.copyright.com or contact the Copyright Clearance Center, Inc. (CCC), 222 Rosewood Drive, Danvers, MA 01923, 978-750-8400. For works that are not available on CCC please contact mpkbookspermissions@tandf. co.uk Trademark notice: Product or corporate names may be trademarks or registered trademarks, and are used only for identification and explanation without intent to infringe. ISBN: 978-1-4987-6464-3 (hbk) ISBN: 978-1-315-15625-5 (ebk) Contents Preface to the Second Edition ix About the Author xiii 1 Introduction 1 1.1 Ageneral overview . . . . . . . . . . . . . . . . . . . . . . . . . 1 1.2 BriefhistoryofCMOSimage sensors . . . . . . . . . . . . . . . 2 1.2.1 CompetitionwithCCDs . . . . . . . . . . . . . . . . . . 3 1.2.2 Solid-state imagers with in-pixel amplifcation . . . . . . 4 1.2.3 PresentCMOSimage sensors . . . . . . . . . . . . . . . 4 1.3 BriefhistoryofsmartCMOSimage sensors . . . . . . . . . . . . 5 1.3.1 Visionchips . . . . . . . . . . . . . . . . . . . . . . . . . 5 1.3.2 Advancement of CMOS technology and smart CMOS imagesensors . . . . . . . . . . . . . . . . . . . . . . . . 7 1.3.3 Smart CMOS image sensors based on high performance CMOSimage sensortechnologies . . . . . . . . . . . . . 7 1.4 Organizationofthebook . . . . . . . . . . . . . . . . . . . . . . 9 2 Fundamentals of CMOS image sensors 11 2.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11 2.2 Fundamentalsofphoto-detection . . . . . . . . . . . . . . . . . . 12 2.2.1 Absorptioncoeffcient . . . . . . . . . . . . . . . . . . . 12 2.2.2 Behaviorofminoritycarriers . . . . . . . . . . . . . . . . 13 2.2.3 Sensitivity and quantum effciency . . . . . . . . . . . . . 15 2.3 Photo-detectors for smart CMOS image sensors . . . . . . . . . . 16 2.3.1 pn-junctionphotodiode . . . . . . . . . . . . . . . . . . . 16 2.3.2 Photo-gate . . . . . . . . . . . . . . . . . . . . . . . . . 25 2.3.3 Photo-transistor . . . . . . . . . . . . . . . . . . . . . . . 26 2.3.4 Avalanchephotodiode . . . . . . . . . . . . . . . . . . . 26 2.3.5 Photo-conductive detector . . . . . . . . . . . . . . . . . 28 2.4 AccumulationmodeinPDs . . . . . . . . . . . . . . . . . . . . . 29 2.4.1 Potential change in accumulation mode . . . . . . . . . . 30 2.4.2 Potentialdescription . . . . . . . . . . . . . . . . . . . . 31 2.4.3 Behavior of photo-generated carriers in PD . . . . . . . . 32 2.5 Basicpixelstructures . . . . . . . . . . . . . . . . . . . . . . . . 36 2.5.1 Passive pixel sensor . . . . . . . . . . . . . . . . . . . . . 36 v vi Contents 2.5.2 Active pixel sensor,3T-APS . . . . . . . . . . . . . . . . 38 2.5.3 Active pixelsensor,4T-APS . . . . . . . . . . . . . . . . 40 2.6 Sensorperipherals . . . . . . . . . . . . . . . . . . . . . . . . . . 43 2.6.1 Addressing . . . . . . . . . . . . . . . . . . . . . . . . . 43 2.6.2 Readoutcircuits . . . . . . . . . . . . . . . . . . . . . . . 45 2.6.3 Analog-to-digital converters . . . . . . . . . . . . . . . . 48 2.7 Basicsensorcharacteristics . . . . . . . . . . . . . . . . . . . . . 50 2.7.1 Noise . . . . . . . . . . . . . . . . . . . . . . . . . . . . 50 2.7.2 Dynamicrange . . . . . . . . . . . . . . . . . . . . . . . 52 2.7.3 Speed . . . . . . . . . . . . . . . . . . . . . . . . . . . . 53 2.8 Color . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 54 2.8.1 On-chipcolorfltertype . . . . . . . . . . . . . . . . . . 54 2.8.2 Threeimagerstype . . . . . . . . . . . . . . . . . . . . . 56 2.8.3 Threelight sourcestype . . . . . . . . . . . . . . . . . . 56 2.9 Comparison among pixel architectures . . . . . . . . . . . . . . . 57 2.10 ComparisonwithCCDs . . . . . . . . . . . . . . . . . . . . . . . 57 3 Smart structures and materials 61 3.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 61 3.2 Smartpixels . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 62 3.2.1 Analogmode . . . . . . . . . . . . . . . . . . . . . . . . 62 3.2.2 Pulsemodulationmode . . . . . . . . . . . . . . . . . . . 67 3.2.3 Digitalmode . . . . . . . . . . . . . . . . . . . . . . . . 76 3.3 Smartmaterialsandstructures . . . . . . . . . . . . . . . . . . . 78 3.3.1 Silicon-on-insulator. . . . . . . . . . . . . . . . . . . . . 79 3.3.2 ExtendingtoNIR region . . . . . . . . . . . . . . . . . . 81 3.3.3 Backsideillumination . . . . . . . . . . . . . . . . . . . 84 3.3.4 3Dintegration . . . . . . . . . . . . . . . . . . . . . . . . 85 3.3.5 Smart structure for color detection . . . . . . . . . . . . . 87 3.4 Dedicated pixel arrangement and optics for smart CMOS image sensors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 92 3.4.1 Phase-difference detection auto focus . . . . . . . . . . . 93 3.4.2 Hyperomnivision . . . . . . . . . . . . . . . . . . . . . 93 3.4.3 Biologicallyinspiredimagers . . . . . . . . . . . . . . . 94 3.4.4 Lightfeld camera . . . . . . . . . . . . . . . . . . . . . 96 3.4.5 Polarimetricimaging . . . . . . . . . . . . . . . . . . . . 99 3.4.6 Lenslessimaging . . . . . . . . . . . . . . . . . . . . . . 103 4 Smart imaging 107 4.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 107 4.2 Highsensitivity . . . . . . . . . . . . . . . . . . . . . . . . . . . 108 4.2.1 Darkcurrentreduction . . . . . . . . . . . . . . . . . . . 108 4.2.2 DifferentialAPS . . . . . . . . . . . . . . . . . . . . . . 110 4.2.3 Highconversiongainpixel . . . . . . . . . . . . . . . . . 111 4.2.4 SPAD . . . . . . . . . . . . . . . . . . . . . . . . . . . . 111 Contents vii 4.2.5 Column-parallelprocessing . . . . . . . . . . . . . . . . 111 4.3 High-speed . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 114 4.3.1 Overview . . . . . . . . . . . . . . . . . . . . . . . . . . 114 4.3.2 Globalshutter . . . . . . . . . . . . . . . . . . . . . . . . 115 4.3.3 Column- and pixel-parallel processing for high speed imaging . . . . . . . . . . . . . . . . . . . . . . . . . . . 117 4.3.4 Ultra-high-speed . . . . . . . . . . . . . . . . . . . . . . 118 4.4 Widedynamicrange . . . . . . . . . . . . . . . . . . . . . . . . . 122 4.4.1 Overview . . . . . . . . . . . . . . . . . . . . . . . . . . 122 4.4.2 Nonlinearresponse . . . . . . . . . . . . . . . . . . . . . 125 4.4.3 Linearresponse . . . . . . . . . . . . . . . . . . . . . . . 126 4.5 Demodulation . . . . . . . . . . . . . . . . . . . . . . . . . . . . 130 4.5.1 Overview . . . . . . . . . . . . . . . . . . . . . . . . . . 130 4.5.2 Correlation . . . . . . . . . . . . . . . . . . . . . . . . . 131 4.5.3 Method of two accumulation regions . . . . . . . . . . . . 133 4.6 Three-dimensionalrangefnder . . . . . . . . . . . . . . . . . . . 137 4.6.1 Overview . . . . . . . . . . . . . . . . . . . . . . . . . . 137 4.6.2 Time-of-fight . . . . . . . . . . . . . . . . . . . . . . . . 139 4.6.3 Triangulation . . . . . . . . . . . . . . . . . . . . . . . . 142 5 Applications 145 5.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 145 5.2 Information and communication technology applications . . . . . 145 5.2.1 Optical wireless communication . . . . . . . . . . . . . . 146 5.2.2 OpticalIDtag . . . . . . . . . . . . . . . . . . . . . . . . 155 5.3 Chemicalapplications . . . . . . . . . . . . . . . . . . . . . . . . 160 5.3.1 Opticalactivityimaging . . . . . . . . . . . . . . . . . . 160 5.3.2 pHimaging sensor . . . . . . . . . . . . . . . . . . . . . 163 5.4 Bioscience and Biotechnology applications . . . . . . . . . . . . 165 5.4.1 Attachmenttype . . . . . . . . . . . . . . . . . . . . . . 167 5.4.2 On-chiptype . . . . . . . . . . . . . . . . . . . . . . . . 169 5.4.3 Implantationtype . . . . . . . . . . . . . . . . . . . . . . 181 5.5 Medicalapplications . . . . . . . . . . . . . . . . . . . . . . . . 190 5.5.1 Capsuleendoscope . . . . . . . . . . . . . . . . . . . . . 190 5.5.2 Retinalprosthesis . . . . . . . . . . . . . . . . . . . . . . 192 Appendices 205 A Tables of constants 207 B Illuminance 209 C Human eye and CMOS image sensors 213 D Wavelength region in visible and infrared lights 217 viii Contents E Fundamental characteristics of MOS capacitors 219 F Fundamental characteristics of MOSFET 221 G Optical format and resolution 225 H Intrinsic optical signal and in vivo window 227 References 229 Index 285 Preface to the Second Edition This book is the 2nd edition of Smart CMOS Image Sensors and Applications published in 2007. The purpose of coming out with this edition is essentially the same as that of the 1st edition. Here, I reiterate the aim of this book, which was frst stated in the preface of the 1st edition. Smart CMOS Image Sensors and Applications focuses on smart functions implemented in CMOS image sensors and their applications. Some sensors have already been commercialized, whereas some have only been proposed; the feld of smart CMOS image sensors is active and generating new types of sensors. In this book I have endeavored to gather references related to smart CMOS image sensors and their applications; however, the feld is so vast that it is likely that some topics are not described. Furthermore, the progress in the feld is so rapid that some topics will develop as the book is being written. However, I believe the essentials of smart CMOS image sensors are suffciently covered and that this book is therefore useful for graduate school students and engineers entering the feld. It has been 12 years since the 1st edition of this book was published and during these long years, the environment surrounding image sensors has changed signifcantly. The smartphones, nowadays, are equipped with at least two cameras, one on the front side and another on the rear side. The performance parameters of smart phone cameras, such as the number of pixels, sensitivity, and speed, have improved dramatically. Some of the smart functions introduced in the 1st edition of this book have already been employed in commercial products. Based on these changes, the frst edition has been revised to adapt the latest developments in smart CMOS image sensors and their applications to the current technology. However, there have been so many technological advances in this feld over the past 12 years that it became more expedient to entirely rewrite some of the sections of the 1st edition. The organization of this book is almost the same as that of the 1st edition. Firstly, Chapter 1 introduces MOS imagers and smart CMOS image sensors. Chapter 2 describes the basic elements of CMOS image sensors and details the relevant physics behind these optoelectronic devices. Typical CMOS image sensor structures, such as active pixel sensors (APS), are also introduced in this chapter. The subsequent chapters (i.e., 3 , 4 and 5) form the crux of the book, and delve into smart CMOS image sensors. Chapter 3 introduces several smart structures and materials for smart CMOS image sensors. Using these structures and materials, Chapter 4 describes ix

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