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SMALL-FORMAT AERIAL PHOTOGRAPHY AND UAS IMAGERY SECOND EDITION SMALL- FORMAT AERIAL PHOTOGRAPHY AND UAS IMAGERY Principles, Techniques, and Geoscience Applications SECOND EDITION James S. Aber Emporia State University, Emporia, Kansas, United States Irene Marzolff Goethe University, Frankfurt am Main, Germany Johannes B. Ries University of Trier, Trier, Germany Susan E.W. Aber San José State University, San Jose, California, United States Elsevier Radarweg 29, PO Box 211, 1000 AE Amsterdam, Netherlands The Boulevard, Langford Lane, Kidlington, Oxford OX5 1GB, United Kingdom 50 Hampshire Street, 5th Floor, Cambridge, MA 02139, United States © 2019 Elsevier B.V. All rights reserved. No part of this publication may be reproduced or transmitted in any form or by any means, electronic or mechanical, including photocopying, recording, or any information storage and retrieval system, without permission in writing from the publisher. Details on how to seek permission, further information about the Publisher’s permissions policies and our arrangements with organizations such as the Copyright Clearance Center and the Copyright Licensing Agency, can be found at our website: www.elsevier.com/permissions. This book and the individual contributions contained in it are protected under copyright by the Publisher (other than as may be noted herein). Notices Knowledge and best practice in this field are constantly changing. As new research and experience broaden our understanding, changes in research methods, professional practices, or medical treatment may become necessary. Practitioners and researchers must always rely on their own experience and knowledge in evaluating and using any information, methods, compounds, or experiments described herein. In using such information or methods they should be mindful of their own safety and the safety of others, including parties for whom they have a professional responsibility. To the fullest extent of the law, neither the Publisher nor the authors, contributors, or editors, assume any liability for any injury and/or damage to persons or property as a matter of products liability, negligence or otherwise, or from any use or operation of any methods, products, instructions, or ideas contained in the material herein. Library of Congress Cataloging-in-Publication Data A catalog record for this book is available from the Library of Congress British Library Cataloguing-in-Publication Data A catalogue record for this book is available from the British Library ISBN: 978-0-12-812942-5 For information on all Elsevier publications visit our website at https://www.elsevier.com/books-and-journals Publisher: Candice Janco Acquisition Editor: Laura S Kelleher Editorial Project Manager: Emily Thomson Production Project Manager: Vignesh Tamil Cover Designer: Mark Rogers Typeset by SPi Global, India Preface to the Second Edition During the late twentieth century, small-format aerial sites and features we seek. Thus, SFAP is a way to bridge photography (SFAP) was a niche remote-sensing tech- the gap in scale and resolution between ground observa- nique, pursued only by selected enthusiasts such as us. tions and imagery acquired from conventional manned When we wrote the first edition of this book a decade aircraft and satellite sensors. ago, SFAP had already started a revival based on kites, SFAP enables researchers as well as other profession- balloons, and model aircraft. Since then, the proliferation als and the interested public to get their own pictures of of unmanned aerial systems (UAS), both professional the world. Large-scale aerial photographs in many cases and consumer-grade, together with new photogram- help to state more precisely the scientific question, to im- metric image-processing techniques have revolution- prove the understanding of processes, and to deepen the ized image-based geodata acquisition beyond even our knowledge of our study sites. This enables us to monitor expectations. local changes at the spatial and temporal scales at which Ultra-high-resolution airphotos have become ubiqui- they occur and to assess their roles and importance in tous in spatial applications of all kinds, and the scientific a constantly changing world. In many cases, we might literature on the use of UAS imagery in the geosciences even learn something altogether new. and related environmental disciplines has literally ex- We began our SFAP efforts in the age of film cam- ploded. SFAP and UAS surveys have grown into a eras using mainly kites and blimps prior to the advent remote-sensing method in their own right. The merits of UAS. Since then, digital photography has revolu- and attraction of the bird’s-eye view from low heights tionized both field and laboratory methods. New have become obvious to the general public, too, as drone photogrammetric approaches such as Structure from images and videos are now part of everyday life from Motion (SfM) make fast and efficient reconstruction Instagram to TV dramas. of surface topography as 3D point clouds accessible We have always believed strongly in the potential of to the non-specialist. The rapid growth of UAS in re- large-scale, custom-acquired airphotos for our research, cent years likewise opens new opportunities for SFAP, and we have followed this development with great which is now a mainstream activity involving thou- satisfaction. We did not start our SFAP careers, several sands of people, commercial enterprises, and count- decades back, as dedicated kite flyers, hot-air blimp de- less applications. This second edition reflects the swift velopers, UAS pilots, or do-it-yourself gadget builders. development and widespread use of small-format We have become aerial photographers out of necessity, aerial photography and UAS imagery. because we needed to assess landscapes, forms, pro- We hope that this book may continue to take its part cesses, and distribution patterns in detail and docu- in the success story of SFAP and UAS imagery. This sec- ment their changes through time. We required feasible, ond edition has seen minor to major changes through- cost-effective methods that would adapt to the sizes of out all chapters. In particular, the sections on platforms the features, the transitory nature of their occurrence, were restructured and revised in order to reflect the con- and the speed of their development. We needed ultra- siderable development in the field of UAS. The sections high- spatial resolution and repeated imagery for long- on photogrammetry and image processing have been term study sites. Furthermore, our research projects updated with new methodologies. Numerous figures often took us to distant and relatively inaccessible loca- were exchanged or added, with many examples from tions in various countries, so logistical and legal issues our latest fieldwork. We have also extended the title of also became important. this book to include UAS imagery as a specific form of Self-made aerial photographs offer the researcher a SFAP. Although the term UAS (or UAV) imagery is more maximum of flexibility in field work. Within the tech- often used now in the literature, we prefer to speak of nical limits of the camera and platform, the photogra- SFAP throughout this book. It is the image, not the air- pher may determine not only place and time but also craft used for SFAP, that is our main concern, and the viewing angle, image coverage, and exposure settings. principles and techniques we present are common to While imagery acquired from external sources may or all large-scale photographs taken with consumer-grade may not show the study site at the required scale, time, cameras from low flying heights, notwithstanding the and angle, such tailor-made photos show exactly those type of platform. ix x PREFACE TO THE SECOND EDITION Next to drones of all varieties, kites and balloons still and atmospheric conditions, and photographic com- retain their virtues as non-autonomous, non-motored position. SFAP techniques are elaborated for cameras, platforms. They are less affected by legal constraints— manned and tethered platforms, unmanned aerial sys- currently an element of uncertainty for planning UAS tems (UAS), field methods, visual interpretation, im- surveys, as aviation laws are being adapted for drones in age analysis, and legal issues in Chapters 6–12. Case many countries. And they have their advantages in sen- studies are presented in Chapters 13–20 with an em- sitive environments where wildlife might be disturbed phasis on geoscience and environmental applications. by the noise of motors and rotor blades and rapid UAV Most of these applied examples are drawn from the movement. authors’ own field work in North America, Europe, This book is divided into three major portions. and Africa. A final summary Chapter 21 reviews the Chapters 1–5 cover introductory material, including emergence of small-format aerial photography and history, basic principles, photogrammetry, lighting looks forward to the future. Acknowledgments This book represents contributions from many in- the first edition. Students who helped with SFAP are dividuals and organizations that have encouraged identified in figure captions. JBR gratefully acknowl- and supported the authors and helped us to pursue edges the help of Miriam Marzen and Mario Kirchhoff small- format aerial photography. Among those who with translations and proofreading. have played significant roles since the first edition, we Financial and logistical support for this second edi- thank our colleagues and collaborators: Ali Aït Hssaine, tion were provided by Emporia State University (US), Alivia Allison, Peter Blišt'an, Cornelius Claussen, Gayla Kansas Academy of Science, Nature Conservancy Corley, Sebastian d’Oleire- Oltmanns, Igor Duriška, of Kansas, San José State University (US), Erasmus+ Jack Estes, Hassan Ghafrani, Maria Górska-Zabielska, Programme (EU), Technical University of Košice Abdellatif Hanna, Stanislav Jacko, Juraj Janočko, Mario (SK), University of Aarhus (DK), Adam Mickiewicz Kirchhoff, David Leiker, Holger Lykke-Andersen, Toshiro University (PL), the US Department of Agriculture, Nagasako, Daniel Peter, Firooza Pavri, Robert Penner II, Deutsche Forschungsgemeinschaft, Vereinigung der Alan Peterson, Christopher Pettit, Jan Piotrowski, Marta Freunde und Förderer der Johann Wolfgang Goethe- Prekopová, Gilles Rock, David and Mary Sauchyn, Steve Universität Frankfurt am Main, Stiftung zur Förderung and Glenda Schmidt, Jim Schubert, Manuel Seeger, Deon der Internationalen Wissenschaftlichen Beziehungen Van der Merwe, Dennis Wiley, and Brenda Zabriskie. der Johann Wolfgang Goethe-Universität Frankfurt am Colleagues who assisted with SFAP are named in figure Main, and Forschungsfonds der Universität Trier. captions. Many undergraduate and graduate students from James S. Aber Emporia State University, Goethe University, University Irene Marzolff of Trier, and the Technical University of Košice have Johannes B. Ries provided ample assistance with field projects since Susan E.W. Aber xi C H A P T E R 1 Introduction to Small-Format Aerial Photography Small is beautiful. E. Schumacher 1973, quoted by Mack and it has been employed in recent years for document- (2007) ing all manner of natural and human resources. The field is ripe with experimentation and innovation of equipment and techniques applied to diverse situations. 1-1 OVERVIEW Recent development and popularity of UAS demonstrate the human desire for low-height, large-scale aerial imag- People have acquired aerial photographs ever ery for hobby, artistic, and professional applications. since the means have existed to lift cameras above the In the past, most aerial photography was conducted Earth’s surface, beginning in the mid-nineteenth cen- from manned platforms, as the presence of a human tury. Human desire to see the Earth “as the birds do” photographer looking through the camera viewfinder is strong for many practical and aesthetic reasons. From was thought to be essential for acquiring useful imagery. rather limited use in the nineteenth century, the scope For example, Henrard developed an aerial camera in the and technical means of aerial photography expanded 1930s, and he photographed Paris from small aircrafts throughout the twentieth century. Now well into the for the next four decades compiling a remarkable aerial 21st century, the technique is utilized for all manners of survey of the city (Cohen 2006). earth- resources applications from small and simple to large and sophisticated. Aerial photographs are taken normally from manned airplanes or helicopters, but many other platforms may be used, including tethered balloons and blimps, drones, gliders, rockets, model airplanes, kites, and even birds (Tielkes 2003). Recent innovations for cameras and plat- forms have led to new scientific, commercial, and artistic possibilities for acquiring dramatic aerial photographs (Fig. 1-1). The emphasis of this book is small-format aerial pho- tography (SFAP) utilizing consumer-grade and small professional digital cameras as well as analog 35-mm film cameras in the visual and near-infrared spectral range. Such cameras may be employed from manned or unmanned platforms ranging in height from just 10s of meters above the ground to 100 s of kilometers into space. Fig. 1-1 Vertical view of abandoned agricultural land dissected by Platforms may be as simple as a fiberglass rod to lift up a erosion channels near Freila, Province of Granada (Spain) during a point-and-shoot camera, as technical as unmanned aerial photographic survey taken with a hot-air blimp (left of center) at low systems (UAS) for GPS-controlled photomosaic imagery, or flying heights. The blimp is navigated by tether lines from the ground, camera functions are remotely controlled. Its picture was taken from a as complex as the International Space Station. fixed-wing UAV following GoogleEarth-digitized flightlines at ~200 m SFAP became a distinct niche within remote sensing height. The blimp takeoff pad at right is 12 × 8 m in size. Photo by JBR during the 1990s (Warner et al. 1996; Bauer et al. 1997), with C. Claussen and M. Niesen. 1 S mall-Format Aerial Photography and UAS Imagery © 2019 Elsevier B.V. All rights reserved. https://doi.org/10.1016/B978-0-12-812942-5.00001-X 2 1. IntroductIon to SMAll-ForMAt AErIAl PhotogrAPhy This is still true for many missions and applications today. Perhaps the most famous modern aerial artist- photographer, Y. Arthus-Bertrand, produced his Earth from above masterpiece by simply flying in a helicop- ter using handheld cameras (Arthus-Bertrand 2017). Likewise, G. Gerster has spent a lifetime acquiring su- perb photographs of archaeological ruins and natural landscapes throughout the world from the open door of a small airplane or helicopter (Gerster 2004). The most widely available and commonly uti- lized manned platform nowadays is the conventional fixed-wing small airplane, employed by many SFAPs (Caulfield 1987). Among recent examples, archaeologi- cal sites were documented for many years by O. Braasch in Germany (Braasch and Planck 2005), and by Eriksen and Olesen in northwestern Denmark (2002). In central Europe, Markowski and Markowski (2001) adopted this Fig. 1-2 Close-up vertical view of the elephant seal rookery on the approach for aerial views of Polish castles. Bárta and beach at Piedras Blancas, California, United States. These juvenile seals Barta (2007), a father and son team, produced stunning are ~2–2½ m long, and most are sleeping on a bank of seaweed. People are not allowed to approach the seals on the ground, but the seals were not pictures of landscapes, villages, and urban scenes in aware of the silent kite and camera overhead. The spatial detail depicted Slovakia. in such images is extraordinary; individual pebbles are clearly visible on In the United States, Evans and Worster (1998) were the beach. Special permission was necessary to conduct kite aerial photog- among the first to explore the aesthetic aspects of prairie raphy at this site; image acquired with a compact digital camera. aerial photography from a small manned airplane, and Wark (2004) published hundreds of dramatic landscape felt by photographers around the world. Many profes- pictures taken from a small plane across the country. sional photographers, with or without previous expe- Hamblin (2004) focused on panoramic images of geo- rience in aerial photography from manned aircraft, are logic scenery in Utah, and Morton (2017) displayed spec- now utilizing drones for their art (Gear 2016). Such im- tacular geologic features throughout North America. agery has large-scale and exceptionally high spatial res- D. Maisel has sought out provocative images of strip olution that depict ground features in surprising detail mines, dry lake beds, and other unusual landscape pat- from unique vantage points difficult to achieve by other terns in the western United States (Gambino 2008). In means (Fig. 1-2). These photographic views bridge the one of the most unusual manned vehicles, C. Feil pilots a gap between ground observations and conventional air- small autogyro for landscape photography in New York photos and satellite images. and New England (Feil et al. 2005). An ultralight aircraft is utilized for archaeological and landscape scenes in the Southwest by A. Heisey (Heisey and Kawano 2001; 1-2 BRIEF HISTORY Heisey 2007). Unmanned, tethered, or remotely flown platforms Since ancient times, people have yearned to see the have come into increasingly widespread use during landscape as the birds do, and artists have depicted scenes the last two decades. This book highlights such un- of the Earth as they imagined from above. Early maps of manned systems for low-height SFAP, including kites, major cities often were presented as aerial views, show- blimps, and UAS (drones). While the focus of the book ing streets, buildings, and indeed people from a perspec- is on the use and potential of SFAP for geoscientific re- tive which only could be visualized by the artist. Good search and applications, the merits and attraction of the examples may be found in Frans Hogenberg’s Civitates bird’s-eye view from low heights have become of gen- Orbis Terrarum (Cologne, 1572–1617). Seventeenth- eral interest for a far greater range of topics and mo- century artists such as Wenceslaus Hollar engraved re- tifs. Representative recent kite aerial photography, for markable urban panoramas that showed cities from an example, includes Wilson’s (2006) beautiful views of oblique bird’s-eye view. Wisconsin in the United States, Tielkes’s (2003) work in George Catlin was another leading practitioner of Africa, and N. Chorier’s magnificent pictures of India aerial vantages in the early 1800s (Fig. 1-3). It was not until (Chorier 2016). the mid-1800s, however, that two innovations combined, Drone photography has already become a subdisci- namely manned flight and photochemical imagery, to pline of photography, and photo-sharing communities make true aerial photography possible. Since then, pho- such as Dronestagram testify to the fascination of SFAP tography and flight have developed in myriad ways 1-2 BrIEF hIStory 3 Fig. 1-3 Bird’s-eye view of Niagara Falls, Canada and the United States. George Catlin, 1827, gouache, ~45 × 39 cm. Adapted from Dippie et al. (2002, p. 36). leading to many manned and unmanned methods for to take aerial photographs was made by Colonel Aimé documenting the Earth from above. Laussedat of the French Army Corps of Engineers (Wolf et al. 2014). In 1849, he experimented with kites and balloons, but was unsuccessful. The first documented 1-2.1 Nineteenth Century aerial photograph was taken from a balloon in 1858 Louis-Jacques-Mandé Daguerre invented photogra- by Gaspard Félix Tournachon, later known as “Nadar” phy based on silver-coated copper plates in the 1830s, (Colwell 1997). He ascended in a tethered balloon to a and this process was published by the French govern- height of several hundred meters and photographed ment in 1839 (Romer 2007). The earliest known attempt the village of Petit Bicêtre, France. Later that same year,

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