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SITUATIONS, LANGUAGE AND LOGIC STUDIES IN LINGUISTICS AND PHILOSOPHY formerly Synthese Language Library Managing Editors: ROBIN COOPER, University of Wisconsin ELISABET ENGDAHL, University of Wisconsin RICHARD GRANDY, Rice University Editorial Board: EMMON BACH, University of Massachusetts at Amherst JON BARWISE, CSLI, Stanford JOHAN VA N BENTHEM, Mathematics Institute, University of Amsterdam DAVID DOWTY, Ohio State University, Columbus GERALD GAZDAR, University of Sussex, Brighton EWA N KLEIN, University of Edinburgh BILL LAD USA W, University of California at Santa Cruz SCOTT SOAMES, Princeton University HENRY THOMPSON, University of Edinburgh VOLUME 34 SITUATIONS, LANGUAGE AND LOGIC by JENS ERIK FENSTA D Department of Mathematics, Oslo University, Norway PER-KRISTIAN HALVORSEN Intelligent Systems Laboratory, Xerox Palo Alto Research Center and CSLI, Stanford, U.S.A. TORELANGHOLM Department of Philosophy, Stanford University, U.S.A. and JOHAN V AN BENTHEM Department of Mathematics, University of Amsterdam, The Netherlands D. REIDEL PUBLISHING COMPANY ..... A MEMBER OF THE KLUWER " ACADEMIC PUBLISHERS GROUP DORDRECHT/BOSTON/LANCASTER/TOKYO or Libory Congress Cataloging in hbHcation Data Situations, language, and logic / Jens Erik Fenstad ... ret al.]. p. em - (Studies in linguistics and philosophy; v. 34) Bibliography: p. Includes index. ISBN-13:978-l-55608-049-4 e-ISBN-13:978-94-009-1335-6 DOl: 10.1007/978-94-009-1335-6 1. Content (Linguistics) 2. Semantics. I. Fenstad, Jens Erik. II. Series. P325.5.C65S58 1987 415-dc19 87-22305 CIP PUblished by D. Reidel Publishing Company, P.O. Box 17, 3300 AA Dordrecht, Holland. Sold and distributed in the U.S.A. and Canada by Kluwer Academic Publishers, 101 Philip Drive, Assinippi Park, Norwell, MA 02061, U.S.A. In all other countries, sold and distributed by Kluwer Academic Publishers Group, P.O. Box 322, 3300 AH Dordrecht, Holland. All Rights Reserved © 1987 by D. Reidel Publishing Company, Dordrecht, Holland Softcover reprint of the hardcover 1st edition 1987 No part of the material protected by this copyright notice may be reproduced or utilized in any form or by any means, electronic or mechanical including photocopying, recording or by any information storage and retrieval system, without written permission from the copyright owner TABLE OF CONTENTS PREFACE Vll I. INTRODUCTION 1 1. From linguistic form to situation schemata 1 2. Interpreting situation schemata 6 3. The logical point of view 10 II. FROM LINGUISTIC FORM TO SITUATION SCHEMATA 12 1. Levels of linguistic form determining meaning 12 2. Motivation for the use of constraints 17 3. The modularization of the mapping from form to meaning 19 4. Situation schemata 21 5. The algorithm from linguistic form to situation schemata 30 III. INTERPRETING SITUATION SCHEMATA 52 1. The art of interpretation 54 2. The inductive definition of the meaning relation 68 3. A remark on the general format of situation schemata 76 4. Generalizing generalized quantifiers 77 vi TABLE OF CONTENTS IV. A LOGICAL PERSPECTIVE 82 1. The mechanics of interpretation 82 2. A hierarchy of formal languages 87 2.1. Propositional logic 87 2.2. Predicate logic 94 2.3. Tense logic 97 2.4. Temporal predicate logic 105 2.5. Situated temporal predicate logic 106 3. Mathematical study of some formal languages 107 3.1. Definition of structure 107 3.2. The system La 109 3.3. Modal operators 122 4. On the model theoretic interpretation of situation schemata 127 4.1. The basic correspondence 127 4.2. The correspondence extended 129 V. CONCLUSIONS 131 APPENDICES A. Prepositional Phrases in Situation Schemata 133 by Erik Colban B. A Lyndon type interpretation theorem for many-sorted first-order logic 157 C. Proof of the relative saturation lemma 164 REFERENCES 177 INDEX 182 PREFACE This monograph grew out of research at Xerox PARC and the Center for the Study of Language and Information (CSLI) during the first year of CSLI's existence. The Center was created as a meeting place for people from many different research traditions and there was much interest in seeing how the various approaches could be joined in a common effort to understand the complexity of language and information. CSLI was thus an ideal environment for our group and our enterprise. Our original goal was to see how a well-developed linguistic the ory, such as lexical-functional grammar, could be joined with the ideas emerging from research in situation semantics in a manner which would measure up to the technical standards set by Montague grammar. The outcome was our notion of situation schemata and the extension of constraint-based grammar formalisms to deal with semantic as well as syntactic information. As our work progressed we widened our approach. We decided to also include a detailed study of the logic of situation theory, and to investigate how this logical theory is related to the relational theory of meaning developed in situation semantics. We are pleased that the first version of this work (Fenstad et al. 1985) has been used as a basis for further studies at a number of different sites. We include here a sample of such work in Appendix A where Erik Colban of the Mathematics Department, University of Oslo, presents his analysis of locative prepositional phrases. We believe that his analysis is an illustration of the openness and extendability of our basic approach. This book is a research monograph reporting on work in progress. We have restricted ourselves to basic facts of language and logic, and our aim has been to give a precise technical account of how to join linguistic form and semantic structure. We hope that the techniques for linguistic description which we illustrate here can be of wide applicability. vii viii PREFACE We are indebted to CSLI and the Xerox Palo Alto Research Cen ter for the support of our research. We are grateful for the assistance in the preparation of the manuscript which we received from Dikran Karagueuzian and Lynn Ruggles at CSLI, and Denise Pawson at Xe rox PARCo We also wish to thank Mr. Martin Scrivener of D. Reidel Publishing Company for his valuable advice. CHAPTER I INTRODUCTION In this monograph our aim is to give an overall framework for relating the linguistic form of utterances and their semantic interpretation which is based on the idea of constraint propagation. In Chapter II we present an algorithm which converts linguistic form into a format, which we call a situation schema, better suited for semantic interpretation. In Chapter III we spell out the meaning relation, i.e. the interpretation of the situation schemata into a system of situation semantics. In Chapter IV we investigate the structure of the semantic interpretation through a hierarchy of many-sorted formal languages. 1 FROM LINGUISTIC FORM TO SITUATION SCHEMATA The informational content of an utterance is determined not only by its linguistic form (i.e. its phonology, morphology and syntax), but also by a number of contextual factors. The interpretation of the utterance must satisfy all the constraints imposed by all the relevant aspects of the larger "utterance situation." Each semantically relevant aspect provides us with important, though partial, information about the interpretation of the utterance. There seems to be no firm empirical evidence that one component of linguistic form has primacy over the others in determining the interpretation, nor that the interpretation of the utterance proceeds in any particular order (e.g. the one suggested by the syntactic surface structure) . With this in mind we have chosen to represent the constraints which are imposed on the interpretation of the utterance by contextual and linguistic constituents of the utterance situation through a cumulative (or monotonic) system of constraint equations (Kay 1979; Kaplan and Bresnan 1982; Halvorsen 1983). Each equation makes a statement about properties of the interpretation, and the problem of systematically de- 1 2 CHAPTER I termining the interpretation becomes the problem of finding a solution to the constraint equations (Robinson 1965). The constraints flowing from various aspects of the utterance situation, whether contextual or formal, are all taken to be represented in the same equational form, which simplifies the integration of constraints from various levels. In part one we are primarily concerned with the constraints derived from the linguistic form; in part two we discuss how larger aspects of the utterance situation constrain the meaning relation. Our proposal contrasts with the traditional point of view that the meaning of larger phrases is determined through functional composition of word meanings where the control structure for the function com position is given exclusively by the syntactic structure of the phrase (Montague 1970). It is not our purpose to argue at length the deficien cies of the traditional point of view. But it does not seem to be the best interpretation strategy to "force" the full informational content of the utterance and the context through the syntactic tree to arrive at the meaning content. 1 Even restricting ourselves to linguistic form, syn tax is not the obvious repository for information regarding the semantic impact of intonation or for resolving questions of scope or anaphoric ref erence. These points become even more pronounced for languages with free word order. In such languages, the syntactically motivated surface constituent structure is flat and lacking in the hierarchical organization required for the "logical syntax." Taking certain liberties with traditional boundaries and hierarchies between linguistic modules does not imply disrespect. Obviously, there are natural syntactic and morphological (as well as other) clusters of con straint equations, and all the usual insights about the internal structure and interconnections of these components remain. Moreover, liberties should not degenerate into license. If a system of cumulative constraint equations is to acquire descriptive and theoretical "bite", we shall even- 10f course, by "packaging" enough contextual and interpretative factors into denotations, the letter of the compositionality principle can usually be obeyed after all, but often-in the process-its spirit has departed. Gawron (1986) suggests that the "descriptive content" of an utterance is determined exclusively by the syntactic analysis of the utterance, while its meaning de pends on other factors as well. Our interpretations are largely coextensive with Gawron's "descriptive content," but we prefer a less syntax oriented approach (see Chapter III for supporting arguments).

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