J. Fru¨hauf Shape and Functional Elements of the Bulk Silicon Microtechnique Joachim Fru¨hauf Shape and Functional Elements of the Bulk Silicon Microtechnique A Manual of Wet-Etched Silicon Structures With 165 Figures and 75 Tables Author Prof. JoachimFru¨hauf TechnischeUniversita¨tChemnitz Fakulta¨tfu¨rElektrotechnikundInformationstechnik FachgruppeWerkstoffederElektrotechnik/Elektronik ReichenhainerStr. 70 09107Chemnitz Germany ISBN3-540-22109-3 SpringerBerlinHeidelbergNewYork LibraryofCongressControlNumber: 2004112723 Thisworkissubjecttocopyright. Allrightsarereserved, whetherthewholeorpartofthe materialisconcerned, specificallytherightsoftranslation, reprinting, reuseofillustrations, recitation, broadcasting, reproduction on microfilm or in other ways, and storage in data banks. Duplicationofthispublicationorpartsthereofispermittedonlyundertheprovisions oftheGermanCopyrightLawofSeptember9,1965,initscurrentversion,andpermissionfor usemustalwaysbeobtainedfromSpringer-Verlag. Violationsareliabletoprosecutionunder GermanCopyrightLaw. SpringerisapartofSpringerScience+BusinessMedia springeronline.com (cid:1)c Springer-VerlagBerlinHeidelberg2005 PrintedinGermany Theuseofgeneraldescriptivenames,registerednames,trademarks,etc. inthispublication doesnotimply,evenintheabsenceofaspecificstatement,thatsuchnamesareexemptfrom therelevantprotectivelawsandregulationsandthereforefreeforgeneraluse. Typesetting: Dataconversionbytheauthors. FinalprocessingbyPTP-BerlinProtago-TEX-ProductionGmbH,Germany Cover-Design: design&productionGmbH,Heidelberg Printedonacid-freepaper 62/3020Yu-543210 Preface The idea for this manual was created by the author and Birgit Hannemann (now Professor atthe UniversityofApplied Sciences, Bremen, Germany) asaninternal catalogue of results of several years of investigations at the Chemnitz University of Technology, Germany. At this base supplying investigations and the elabora- tion of the manuscript were supported by the Stiftung Industrieforschung, Bonn, Germany. In the course of this the coworkers of the author Eva Gärtner, Steffi KrönertandCorneliaKowolweredirectlyinvolved. All the SEM pictures result from preparations performed at the Centre of Mi- crotechnologies at the Chemnitz University of Technology (Head: Prof. Thomas Gessner). The author and his coworkers wish to express their thanksto WolfgangBräuer (mask design), Norbert Zichner (processes), Iris Höbelt (SEM pictures) and the student Karin Preißler (manuscript layout support). Inparticular thanksare due to the Stiftung Industrieforschung for the financial support and to the Springer Ver- lagfortheeditionofthismanual. Chemnitz, June 2004 Joachim Frühauf Table of Contents Symbols................................................................................................................XI 1Introduction.........................................................................................................1 2TechnologicalBasisofBulk-Silicon-Microtechnique......................................5 2.1Thesiliconwaferasabasismaterialofmicrotechnique..............................5 2.2Technologicalprocesses...............................................................................6 2.2.1Thebasicconceptionofthebulk-silicon-microtechnique....................6 2.2.2Depositionandstructuringofpassivationlayers..................................7 2.2.3Wetanddryetchingofsilicon..............................................................8 2.2.4Metallization.......................................................................................10 2.2.5Waferbonding....................................................................................11 2.2.6Plasticreshapingofsiliconmicrostructures.......................................13 3OrientationDependentEtchingofSilicon......................................................17 3.1Fundamentalprinciplesofthegenerationofshapes..................................17 3.1.1Atomicscalefeaturesofsiliconetching.............................................17 3.1.2Theformationofshapesbyetchingmaskedwafers...........................20 3.1.3TheimportanceofdifferentorientedSi-wafersinthemicrotechnique: {100},{110},{112}and{111}..................................................................30 3.1.4Detectionofthecorrectorientationbetweenwaferandmask............33 3.2Chemistryandtechniquesofwetsiliconetching.......................................37 3.2.1Chemicalreactionsanddependenceontemperature..........................37 3.2.2Influenceofcomposition....................................................................39 3.2.3Influenceofdoping.............................................................................41 3.2.4Equipmentandetchingtechnology.....................................................43 3.2.5Isotropicetching.................................................................................44 3.3Etchmaskdesignandsimulationofsiliconetching...................................46 3.3.1Calculationoftheetchmask...............................................................46 3.3.2Additionofcompensationmasks.......................................................49 3.3.3Simulationanddesigntools................................................................50 3.4Basicprocessesofthebulk-silicon-microtechnique..................................52 3.4.1Shapedefinitionbyvariationofetchsteps.........................................52 3.4.2Changingofthemaskbetweentwoetchsteps...................................55 3.4.3Examplesofthemostimportantbasicprocessesandprocess interfaces......................................................................................................57 VIII Table of Contents 4GeneralOverviewoftheShape-andFunctionalElementsandthe ProcedureoftheirDesign....................................................................................71 4.1Surveyandmethodicalprocedure..............................................................71 4.2Guideforthedesignprocedure..................................................................73 4.3Legendofthesketches...............................................................................73 5SimpleShapeElements....................................................................................75 5.1Definitionsofshapesbythecombinationofsidewalls..............................75 5.1.1Typesofsidewallsarisingfromone-stepetchprocesses....................75 5.1.2Typesofsidewallsarisingfromtwo-stepetchprocesses...................78 5.1.3Combinationsofsidewalls..................................................................85 5.2Qualitiesofetchgroundandsidewall-facesandoftheedgesbetween them.................................................................................................................86 5.2.1Qualityoftheetchground..................................................................87 5.2.2Qualityofsidewalls............................................................................91 5.2.3Qualityofedges..................................................................................93 5.3Shapeelementsmadebyone-stepetchprocesses......................................94 5.3.1Hollows(Deepenings)........................................................................94 5.3.2Mesas(Elevations)...........................................................................101 5.3.3Grooves(Trenches)..........................................................................106 5.3.4Walls.................................................................................................109 5.3.5Front-backcombinations..................................................................113 5.4Shapeelementsmadebytwo-stepetchprocesses....................................114 5.4.1Generalremarks................................................................................114 5.4.2Alterationoftheetchmask...............................................................115 5.4.2Changeofthetypeoforientationdependentetchant........................119 5.4.3Changebetweenorientationdependentandisotropicetchants.........122 6ElementsforMechanicalApplications.........................................................127 6.1Springelements........................................................................................127 6.1.1Overviewandusedcrystalfaces.......................................................127 6.1.2Bendingsprings................................................................................128 6.1.3Torsion-barsprings...........................................................................130 6.2Levers/Springhinges..............................................................................143 6.2.1Overview..........................................................................................143 6.2.2Levers/Hingesforout-of-planemovements...................................144 6.2.3Levers/Hingesforin-planemovements..........................................144 6.3Slidingguides...........................................................................................146 6.3.1Overview..........................................................................................146 6.3.2Four-wafer-guide..............................................................................147 6.3.3Two-wafer-guide..............................................................................147 6.3.4Three-wafer-guide............................................................................147 6.3.5Slidingguidewithplasticallydeformedelements............................147 6.4Bearings...................................................................................................149 6.4.1Overview..........................................................................................149 6.4.2Edgebearings...................................................................................150 6.4.3Tipbearings......................................................................................150 X TableofContents 8.6InfraredPrisms.........................................................................................193 8.6.1Generalremarks................................................................................193 8.6.2Theprismedgeliesinsidethewaferplane.......................................193 8.6.3Theprismedgeliesperpendiculartothewaferplane......................193 Appendix.............................................................................................................199 PhysicalPropertiesofSilicon........................................................................201 Surveyandcomparisonwithpropertiesofothermaterials........................201 Mechanicalproperties................................................................................206 Thermalandcaloricproperties..................................................................211 Opticalproperties......................................................................................213 Index...................................................................................................................217 Table of Contents IX 7ElementsforFluidicApplications.................................................................159 7.1Channels...................................................................................................159 7.2Alterationsofcrosssectionofchannels...................................................162 7.2.1Generalremarks................................................................................162 7.2.2Abruptalterationsofthecrosssection..............................................163 7.2.3Gradualalterationsofthecrosssection............................................163 7.3Elbows......................................................................................................163 7.3.1Generalremarks................................................................................163 7.3.2Elbowsout-of-plane..........................................................................164 7.3.3Elbowsin-plane................................................................................164 7.4Branchings(Mixers).................................................................................166 7.4.1Generalremarks................................................................................166 7.4.2Branchingout-of-plane.....................................................................166 7.4.3Branchingin-plane............................................................................167 7.5Caverns(Cavities)....................................................................................169 7.6Nozzles.....................................................................................................171 8 ElementsforOpticalApplications................................................................177 8.1Groovesforfibrepositioning...................................................................177 8.1.1Generalremarks................................................................................177 8.1.2Groovesinanangleof0or90°totheflat........................................179 8.1.3Grooveswithanangleof45°totheflat...........................................179 8.1.4Groovesinadirectionrangeof∆αaroundthe0°or90°directionsto theflat........................................................................................................179 8.1.5Groovesinanydirectiontotheflat...................................................180 8.1.6Grooveswithinclineddirectiontothewaferplane..........................180 8.2Micromirrors...........................................................................................180 8.2.1Useablemirrorfacesonthe{100}-wafer.........................................180 8.2.2Reflectionatthe{100}-wafersurfaceor{100}-etchground...........181 8.2.3Reflectionatsidewallfacesoutofthe{100}-waferplane...............181 8.2.4Reflectionatsidewallfacesinsidethe{100}-waferplane...............182 8.2.5Useablemirrorsonthe{110}-wafer.................................................184 8.3BeamSplitters..........................................................................................185 8.3.1Principlesofbeamsplittingandsuitablecrystalfaces......................186 8.3.2Beamsplittingatamembranebuiltbytheetchgroundandthewafer backside....................................................................................................186 8.3.3Beamsplittingoutofthewaferplane...............................................186 8.3.4Beamsplittinginsidethewaferplane...............................................187 8.4ConcaveMicroMirrors............................................................................188 8.4.1Introduction......................................................................................188 8.4.2Parabolicconcavemirrors................................................................188 8.4.3Sphericalconcavemirrors................................................................188 8.5Gratings....................................................................................................189 Symbols a maskextensionsforthecompensationofunderetchingofconvexcorners b maskextensionsforthecompensationofunderetchingofconvexcorners b widthofthewindow d etchdistance D fibrediameter d distanceofoppositeloweredges(trench) LE d depth T d displacementoftheupperedgeofthesidewall u d distanceofoppositeupperedges(trench) UE d distanceofunderetching U d waferthickness W E energyofactivationbyARRHENIUS A K pre-exponentialconstant k´ proportionalityconstant l maskextensionsforthecompensationofunderetchingofconvexcorners l maskextensionsforthecompensationofunderetchingofconvexcorners 1 l maskextensionsforthecompensationofunderetchingofconvexcorners 2 l guidinglengthofthefibre f p projectedwidthofthesidewall PV maximumpeaktovalleyofaprofile R universalgasconstant r aspectratio A R roughness a R radiusofcurvature c R radiusofspheres iso T (absolute)temperature t etchtime v etchrate v* certainetchrate v isotropicetchrate iso v etchrateinthedepth T v rateofthefaceatthetopofthesidewall TF v rateofunderetching U w widthofthemaskwindow W widthofthegroove (cid:303) inclinationangle ∆α rotationangle