Setting the Policy Framework Setting the Policy Framework for

13 Pages·2012·0.75 MB·English

SSSSeeeettttttttiiiinnnngggg tttthhhheeee PPPPoooolllliiiiccccyyyy FFFFrrrraaaammmmeeeewwwwoooorrrrkkkk
ffoorr IInnvveessttoorr EEdduuccaattiioonn
AAnnaannttaa BBaarruuaa
EExxeeccuuttiivvee DDiirreeccttoorr
SSEEBBII
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RRaattiioonnaallee ffoorr DDeevveellooppmmeenntt ooff IInnvveessttoorr
EEdduuccaattiioonn IInniittiiaattiivveess
• Direct participation of large number of retail
iinvesttors iin IIPPOO//capiittall markkett.
• Merit to disclosure regime.
• Complex Investment products and investment
vehicle.
• IInnaaddeeqquuaattee ssoocciiaall sseeccuurriittyy aanndd rreettiirreemmeenntt bbeenneeffiitt..
• India is a nation of savers .There was need to
convert savers into investors, off course, as a
informed investors.
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CCoommpplleexx && ttrroouubblleedd ffiinnaanncciiaall llaannddssccaappee
• Opaqueness of financial products & lack of
kknowlleddge on tthhe partt off tthhe consumers.
• Globalization-Financial Conglomerates are Global
but regulation is local.
• Technological advancement
• FFiinnaanncciiaall eedduuccaattiioonn ccaannnnoott bbee lleefftt ttoo mmaarrkkeett aalloonnee..
• Investor due diligence
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SSAAPP FFOORR IINNVVEESSTTOORR EEDDUUCCAATTIIOONN &&
AAWWAARREENNEESSSS
• SAP Seeks to provide a framework for a more effective
aapppprrooaacchhttooiinnvveessttoorreedduuccaattiioonn.
• Investor Education is a Critical component of Investor
Protectionmandate.Educatedinvestorisprotectedinvestor.
• SEBIsetsupaseparatedivisionforInvestorEducation.
• SEBIconstitutedIPEFJuly2007.
• FocusonexistingandPotentialInvestors.
• Adifferent approachthanmereprovisionofinformation.
• Investorout-reach programme.
• Trainingthetrainer
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IInnvveessttoorr EEdduuccaattiioonn GGooaall
• To build capacity of investors through education and
awareness to undertake transaction in Securities Market-
Investwithknowledge
• Endeavors to ensure that the investor learns investing, i.e.
he obtains and uses information required for investing,
evaluates various investment options to suit his specific
ggooaallss..
• Ascertains his rights and obligation in a particular
investment
• Knowswhereandhow toseekhelpandguidanceincaseof
need/grievance.
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CCoonntteenntt DDeevveellooppmmeenntt
• DedicatedInvestorWebsite–
http://investor.sebi.gov.in/test/index.html
• AwarenessMaterialonwebsiteandbrochures
Unbiasedprimeronvariousproducts&financialplanning.
Do’sandDon'tsandRightsandResponsibilities
FrequentlyaskedQuestions
Investorgrievancesredressalmechanism
• FinancialEducationStudymaterialforsixtargetgroups
(Availablein13regionallanguagesapartfromEnglish)
• Pocketmoneyprogramforschoolchildren
• MassMediaCampaign
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DDeelliivveerryy CChhaannnneellss
• Investoreducationprogrammesthrough:
 2277IInnvveessttoorrAAssssoocciiaattiioonnss((IIAAss))-111188((22001100-1111)),2244((22001111-1122)).
 Industry/Tradebodies-AMFI,Exchanges,Depositories.
 Resource Person’s–297RP
 ThroughNationalInstituteofSecuritiesMarkets(NISM)
•• BByySSEEBBIIssttaaffff– 114444
• VisittoSEBI–31
• RegionalSeminars–35
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PPrrooggrraammss ccoonndduucctteedd bbyy TTrraaddee
bbooddiieess,, EExxcchhaannggeess //
DDeeppoossiittoorriieess
 PPrograms condducttedd bby AAMMFFII , EExchhanges
Depositories – till date conducted around
8110
 144 Joint Programs since April 2011
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FFiinnaanncciiaall EEdduuccaattiioonn tthhrroouugghh RRPPss
Year No: of Programs
ccoonndduucctteedd
2010 100
2011 1773
2012 237
TToottaall 22111100
297 RPs trained by NISM/SEBI.
Impact assessment planned through NISM.
RRPPss WWoorrkksshhooppss -- TTaarrggeett GGrroouuppss
wwiissee
SHG 74 No. of …
Retired People 14
Middle Income
118
Group
Home Maker 78
Executives 98
College Students / 933
Young Investors
School Students 795
0 200 400 600 800 1000
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TThhrroouugghh NNGGOOss
 Pilotprogram through MelJol2009-2010
 238teacherstrained
 14550studentsfrom197schoolscovered.
 Rural and tribal areas of Maharashtra - Akola and
Thanedistricts
PPoocckkeett MMoonneeyy PPrrooggrraamm
 SScchhoooollTTeeaacchheerrss ttrraaiinneedd bbyy NNIISSMM // SSEEBBII
 Program undersupervision of NISM
 5783 students from 256 schools across the
country have taken the program so far
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Few photos of the
workshops /
programmes conducted
bby SSEEBBII
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WWoorrkksshhoopp ffoorr SScchhooooll cchhiillddrreenn
14
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WWoorrkksshhoopp ffoorr SScchhooooll cchhiillddrreenn
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WWoorrkksshhoopp ffoorr YYoouunngg IInnvveessttoorrss
16
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WWoorrkksshhoopp ffoorr HHoommee MMaakkeerrss
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WWoorrkksshhoopp ffoorr MMiiddddllee IInnccoommee
GGrroouupp
18
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WWoorrkksshhoopp ffoorr EExxeeccuuttiivveess
19
WWoorrkksshhoopp ffoorr SSeellff HHeellpp GGrroouupp
20
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