Self-Stratifying Antimicrobial Coatings PROEFSCHRIFT ter verkrijging van de graad van doctor aan de Technische Universiteit Eindhoven, op gezag van de rector magnificus, prof.dr.ir. C.J. van Duijn, voor een commissie aangewezen door het College voor Promoties in het openbaar te verdedigen op maandag 16 januari 2012 om 16.00 uur door Mustafa Barış Yağcı geboren te Istanboel, Turkije Dit proefschrift is goedgekeurd door de promotor: prof.dr. G. de With Copromotor: dr.ir. J.P.A. Heuts Yağcı, M.B. Self-Stratifying Antimicrobial Coatings/ by Mustafa Barış Yağcı Technische Universiteit Eindhoven, the Netherlands, 2012. ISBN: 978-90-386-3065-6 A catalogue record is available from the Eindhoven University of Technology Library (in PDF format at w3.tue.nl/nl/diensten/bib). Subject headings: Antimicrobial coatings/ quaternary ammonium compounds/ ionic liquids/ self-stratification/ inverse self-stratification/ angle-resolved XPS/ contact angle/ bacterial log reduction/ contact killing/ zone of inhibition. The research described in this thesis forms part of the research program of the Dutch Polymer Institute (DPI), DPI project number 570. Cover design by Atike Dicle Pekel Duhbaci, Atike Design, Eindhoven. Cover photo by ©iStockphoto.com/Linde1 Printed by Eindhoven University Press Annem ve Kerem’ ime … TTaabbllee ooff CCoonntteennttss 1. General Introduction ............................................................................... 1 1.1. Organic Coatings ................................................................................. 2 1.2. Self-Stratifying/Segregating Coatings ................................................. 3 1.3. Antimicrobial Polymers ...................................................................... 5 1.4. Objectives and the Scope of the Thesis ............................................... 7 1.5. References ........................................................................................... 9 2. Preparation of Polyurethane Coatings Based on Hydrocarbon Tailed Quaternary Ammonium Compounds ................................................... 15 2.1. Introduction ....................................................................................... 16 2.2. Experimental ..................................................................................... 18 2.2.1. Materials ...................................................................................... 18 2.2.2. Synthesis of Solventless Liquid Oligoester ................................. 18 2.2.3. Synthesis of Quaternary Ammonium Compounds ...................... 19 2.2.4. Polyurethane Film Preparation .................................................... 20 2.2.5. Characterization Techniques ....................................................... 22 2.2.6. Antimicrobial Test Procedure ...................................................... 23 2.2.6.1. Bacterial Log Reduction Test ............................................... 24 2.2.6.2. Kirby-Bauer (Zone of Inhibition) Test ................................. 26 2.3. Results and Discussion ...................................................................... 27 2.3.1. Synthesis and Characterization of the Solventless Liquid Oligoester .................................................................................. 27 2.3.2. Synthesis and Characterization of the Hydrocarbon Tailed Quaternary Ammonium Compounds ........................................ 30 2.3.3. Preparation of Coatings ............................................................... 31 2.3.4. Surface Properties of the Coatings .............................................. 32 2.3.4.1. Contact Angle Results .......................................................... 32 2.3.4.2. X-ray Photoelectron Spectroscopy Results .......................... 34 2.3.5. Antimicrobial Activity of the Coatings ....................................... 39 2.3.5.1. Zone of Inhibition Test ......................................................... 41 2.4. Conclusions ....................................................................................... 43 2.5. References ......................................................................................... 44 3. Preparation of Polyurethane Coatings Based on Fluorinated Quaternary Ammonium Compounds .................................................. 47 3.1. Introduction ....................................................................................... 48 3.2. Experimental ..................................................................................... 49 3.2.1. Materials ...................................................................................... 49 3.2.2. Synthesis of Solventless Liquid Oligoester ................................. 50 3.2.3. Synthesis of Quaternary Ammonium Compounds ...................... 50 3.2.4. Synthesis of Partially Fluorinated Isocyanate Crosslinker .......... 51 3.2.5. Polyurethane Film Preparation .................................................... 52 3.2.6. Characterization Techniques ....................................................... 55 3.2.7. Antimicrobial Test Procedure ..................................................... 56 3.3. Results and Discussion ...................................................................... 56 3.3.1. Synthesis and Characterization of the Perfluorinated Quaternary Ammonium Compounds ........................................................... 56 3.3.2. Thermal Curing and Characterization of the Coatings ................ 58 3.3.3. Surface Properties of the Coatings .............................................. 60 3.3.3.1. Contact Angle Results .......................................................... 60 3.3.3.2. X-ray Photoelectron Spectroscopy Results .......................... 63 3.3.3.3. Atomic Force Microscopy Results ....................................... 69 3.3.4. Antimicrobial Activity of the Coatings ....................................... 70 3.3.4.1. Zone of Inhibition Test ......................................................... 73 3.4. Conclusions ....................................................................................... 74 3.5. References ......................................................................................... 75 4. Preparation of Polyurethane Coatings Based on Ionic Liquid Quaternary Ammonium Compounds ................................................... 79 4.1. Introduction ....................................................................................... 80 4.2. Experimental ..................................................................................... 81 4.2.1. Materials ...................................................................................... 81 4.2.2. Polyurethane Film Preparation .................................................... 82 4.2.3. Characterization Techniques ....................................................... 83 4.3. Results and Discussion ...................................................................... 84 4.3.1. Preparation and Characterization of the Coatings ....................... 84 4.3.2. Surface Properties of the Coatings .............................................. 86 4.3.3. Antimicrobial Activity of the Coatings ....................................... 89 4.3.3.1. Zone of Inhibition Test ......................................................... 91 4.4. Conclusions ....................................................................................... 92 4.5. References ......................................................................................... 93 5. Preparation of Polyurethane Coatings via an “Inverse” Self- Stratification Approach .......................................................................... 97 5.1. Introduction ....................................................................................... 98 5.2. Experimental ..................................................................................... 99 5.2.1. Materials ...................................................................................... 99 5.2.2. Synthesis of Solventless Liquid Oligoester ................................. 99 5.2.3. Synthesis of Hydrophilic Quaternary Ammonium Compound . 100 5.2.4 Preparation of Hydrophilic External Layers .............................. 101 5.2.5. Polyurethane Film Preparation .................................................. 102 5.2.6. Characterization Techniques ..................................................... 104 5.2.7. Antimicrobial Test Procedure ................................................... 105 5.3. Results and Discussion .................................................................... 105 5.3.1. Preparation of Coatings ............................................................. 105 5.3.2. Surface Properties of the Coatings ............................................ 107 5.3.2.1. Contact Angle Results ........................................................ 107 5.3.2.2. X-ray Photoelectron Spectroscopy Results ........................ 108 5.3.3. Antimicrobial Activity of the Coatings ..................................... 109 5.4. Conclusions ..................................................................................... 110 5.5. References ....................................................................................... 112 6. Conclusions ........................................................................................... 113 Summary ............................................................................................... 116 Curriculum Vitae ................................................................................. 118 Acknowledgements ............................................................................... 119 11 CChhaapptteerr GGeenneerraall IInnttrroodduuccttiioonn Chapter 1 ____________________________________________________ 1.1. Organic Coatings A coating is a liquid, powder, or paste-like material covering that is applied to the surface of an object, which is called substrate. Today, coatings are present almost everywhere in daily life, such as on the walls, refrigerators, cabinets, furniture, wires, CDs, houses, cars computer systems, aircrafts, papers etc. [1]. One can distinguish between inorganic and organic coatings. That comes to the mind with respect to the very first term organic coatings is paint taking us back 20.000 years [2,3]. Organic coatings principally consist of polymeric material, pigments, fillers and various additives. The polymer works as the binder, and constitutes a matrix in which all other constituents are solubilized or dispersed. Although coatings are distinguished as organic and inorganic, many coatings consist of inorganic pigment particles dispersed in an organic matrix [1]. There are several methods available for applying a coating layer to the surfaces, such as brushing, dip coating, flow coating, curtain coating, roller coating, spraying, electrodeposition and chemiphoretic deposition. The ultimate choice of the application method depends on many factors: whether the coating mixture is a solid, liquid or powder, whether coated films are thick or thin, water-borne or oil-based. In addition, the nature and the shape of the surface are also very important to choose the application method [4-6]. Industrial organic coatings are mostly used for protection of materials against the environmental effects (e.g. UV-radiation, moisture), chemicals, corrosion etc. [1,7]. In that respect, highly crosslinked coating structures render a proper protection for the substrates by possessing high resistance to solvents and mechanical stress. 2
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