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Second Language Acquisition of Mandarin Chinese Tones Utrecht Studies in Language and Communication Series Editor Paul van den Hoven Jan ten Thije VOLUME 33 The titles published in this series are listed at brill.com/uslc Second Language Acquisition of Mandarin Chinese Tones Beyond First-Language Transfer By Hang Zhang LEIDEN | BOSTON Library of Congress Cataloging-in-Publication Data Names: Zhang, Hang, author. Title: Second language acquisition of Mandarin Chinese tones : beyond  first-language transfer / by Hang Zhang. Description: Leiden ; Boston : Brill Rodopi, 2018. | Series: Utrecht studies  in language and communication ; volume 33 | Includes bibliographical  references and index. Identifiers: LCCN 2018003775 (print) | LCCN 2018012366 (ebook) | ISBN  9789004364790 (E-book) | ISBN 9789004305977 (hardback : alk. paper) Subjects: LCSH: Chinese language—Study and teaching—Foreign speakers. |  Chinese language—Tone. | Mandarin dialects—Phonology. | Second language  acquisition. Classification: LCC PL1065 (ebook) | LCC PL1065 .Z465 2018 (print) | DDC  495.181/3—dc23 LC record available at https://lccn.loc.gov/2018003775 Typeface for the Latin, Greek, and Cyrillic scripts: “Brill”. See and download: brill.com/brill-typeface. issn 0927-7706 isbn 978-90-04-30597-7 (hardback) isbn 978-90-04-36479-0 (e-book) Copyright 2018 by Koninklijke Brill NV, Leiden, The Netherlands. Koninklijke Brill NV incorporates the imprints Brill, Brill Hes & De Graaf, Brill Nijhoff, Brill Rodopi, Brill Sense and Hotei Publishing. All rights reserved. No part of this publication may be reproduced, translated, stored in a retrieval system, or transmitted in any form or by any means, electronic, mechanical, photocopying, recording or otherwise, without prior written permission from the publisher. Authorization to photocopy items for internal or personal use is granted by Koninklijke Brill NV provided that the appropriate fees are paid directly to The Copyright Clearance Center, 222 Rosewood Drive, Suite 910, Danvers, MA 01923, USA. Fees are subject to change. This book is printed on acid-free paper and produced in a sustainable manner. Contents Preface ix Acknowledgements x List of Tables xi List of Figures xii List of Selected Abbreviations xiii Mandarin Tones xiii 1 Introduction 1 1.1 Phonetics and Phonology of Mandarin Chinese Tones 2 1.1.1 Phonetics of Tones 2 1.1.2 Phonological Representations of Mandarin Chinese Tones 3 1.2 Chinese Tone Variations 8 1.2.1 Tone Coarticulation 8 1.2.2 Tone Sandhi in Chinese 9 1.2.2.1 The Variants of T3 9 1.2.2.2 Other Tone Sandhi Processes 12 1.3 Intonation in Chinese 13 1.4 The Acquisition of Mandarin Chinese Tones 15 1.4.1 Musical Ability and the Acquisition of Tones 15 1.4.2 The First Language Acquisition of Chinese Tones 17 1.4.3 Tone Perception by Adult Learners 18 1.4.4 The Second Language Acquisition of Mandarin Tones: A Historical Perspective 19 1.5 Organization of this Book 23 2 Three Puzzles in Mandarin L2 Tone Acquisition 26 2.1 Prosodic Structures of English, Japanese, and Korean 26 2.1.1 English Prosodic Structure 27 2.1.2 Japanese Prosodic Structure 28 2.1.3 Korean Prosodic Structure 29 2.2 Puzzles Surrounding the L2 Acquisition of Tones 30 2.2.1 Puzzle 1: Positional Effects of Contour Tones 30 2.2.2 Puzzle 2: Two Issues in L2 Studies on the Acquisition Order of Chinese Tones 31 2.2.3 Puzzle 3: T3 34 vi Contents 3 Methodology: Data Collection and Analysis 36 3.1 Test Materials 36 3.2 Participants and Recording Procedure 38 3.3 Assessment of L2 Tones 39 3.3.1 Correctness Judgments 39 3.3.2 Pitch Values 41 3.4 Data Analysis 42 4 Coarticulation Effects in L2 Chinese Tones 43 4.1 The Nature of Anticipatory Tone Coarticulation 44 4.2 Research Questions and Hypotheses 47 4.3 Results 49 4.3.1 Research Question 1: Accuracy Rates of Contour Tones 50 4.3.2 Research Question 2: Maximum F0 Values of T2 and T4 53 4.3.3 Research Question 3: Error Types of Contour Tones 55 4.4 Discussion 57 4.5 Conclusion 59 5 Phonological Universals and the Acquisition Order of Mandarin Tones 60 5.1 Phonological Background 61 5.1.1 Basic Concepts in Optimality Theory and the Tonal Markedness Scale 62 5.1.2 OT in Language Acquisition Studies: Grammar Restructuring 64 5.1.3 OCP Effects in Mandarin Chinese: An OT Account of T3 Sandhi 65 5.1.4 Present Study: Hypotheses Regarding the TMS and the OCP in L2 Tones 68 5.2 Results 70 5.2.1 Results of OCP Test 1: The Change Rate of ITC and NITC 71 5.2.2 OCP Test 2: The Acquisition Order of Tone Pairs and Effects of the TMS 73 5.2.3 The Acquisition of Tone 3 Sandhi 75 5.3 Discussion: An OT Account for the Acquisition of Identical Tone Sequences 76 5.3.1 OCP(WholeTone) or OCP(ConstTone) 76 5.3.2 Stages in L2 Tone Phonology Development 77 5.3.3 An Alternative Account for the Effect of the OCP Interacting with the TMS 80 5.4 Conclusion 81 Contents vii 6 Acquisition of the Third Tone 83 6.1 The Allophones and Sandhi Rules of Tone 3 84 6.2 The Second Language Acquisition of T3 85 6.2.1 The ‘Full-T3 First’ Method 85 6.2.2 The Present Study 87 6.3 Methodology 87 6.3.1 The Main Experiment (Experiment 1) 88 6.3.2 The Supplemental Experiment (Experiment 2) 90 6.3.2.1 Stimuli 90 6.3.2.2 Subjects and Recording Procedures 92 6.3.2.3 Analysis 92 6.4 Results 93 6.4.1 Perception of T3 Variants (Half-T3 and Full-T3) 93 6.4.2 Production of Half-T3 and Raised-T3 95 6.4.2.1 The Error Patterns of Half-T3 and Raised-T3 95 6.4.2.2 Substitutions Used for Half-T3 and Raised-T3 98 6.4.3 Production of Utterance-Final T3 102 6.5 Discussion 104 6.5.1 The Overproduction of Full-T3 104 6.5.2 Implications 106 6.5.2.1 Theoretical Implications: The Underlying Form of T3 107 6.5.2.2 The ‘Half-T3 First’ Method 108 6.6 Conclusion 110 7 Teaching Mandarin Chinese Tones 112 7.1 Pedagogical Implications 112 7.1.1 Pedagogical Implications of Chapters 4–6 112 7.1.2 From the Establishment of the Mental Representation of Tones to Motor Skills 114 7.2 Current Prevailing Teaching Materials 116 7.2.1 Tone Inventory Descriptions 118 7.2.2 Methods of Study 119 7.2.3 Exercises Aimed at Tone Training 122 7.3 Sample Exercises 123 References 133 Index 147 Preface This book examines non-native Mandarin Chinese tone productions made by speakers of English, Japanese, and Korean. Its goal is to show that there are factors influencing second-language acquisition that extend beyond trans- fer of structures from the learner’s first language and beyond characteristics extracted from the learner’s target language. The first two chapters provide background on the phonetics and phonology of Mandarin Chinese tones, and survey major findings from the past several decades on the first- and second-language acquisition of Chinese tones. The third chapter describes the procedure of one main experiment designed to answer several questions about second-language tone acquisition. The book’s three core chapters, Chapters 4–6, present research investigating the presence of influences that extend beyond learners’ first languages. The book concludes with a discussion in Chapter 7 of pedagogical implications and a review of current teaching ma- terials for Chinese tones. Practical suggestions and ten sets of sample teaching materials are provided to improve Chinese tonal pedagogy. This book will be of interest to researchers and graduate students in the fields of second-language acquisition and Chinese linguistics. Although pri- marily a research monograph, the book contains intensive reviews of previous studies on tone acquisition, presents new perspectives on tone pedagogy, and offers practical solutions. Thus it (especially Chapters 1, 2, 6, and 7) will also be of interest to educators and learners of the Chinese language.

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