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Seapower : a guide for the twenty-first century PDF

445 Pages·2004·21.91 MB·English
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SEAPOWER A Guide for the Twenty-first Century GEOFF'REYT ILL L'K .lfoittt Scrtircs Commundu nd Stu.ll'Crtllegt FRANK CASS I,ONI)ON . PORI'I,ANt). OR Itirstp uhlishetiln 2001 in ()rett IJrirtin lt)' FRANK CASS PUBI,ISIIIIRS (.ror,n llouse, -17( .haseS ide, Southgltc l-ondon Nl+ 5BP tntl in tht (inittd.\tutts ttf lnt'rtttrl '.1' IiR.\\K O\SS PUBI,ISII I:RS c/o ISBS, 920 )'lll .5llth. {venue,# i()() Portland,O rcgon,9 7213-371t6 tr|ih' sit c : u u's.franlcass.cttm (.opvright al 2(X)1G . f ill British Librarl (,ataloguingin PublicationlJ atr 'I'ill, (ieoflicr Se:rpttscra: guide firr thc tuentr'-flrstc cnturr ((,rrsss crics. \aval policl anclh istori', 2.3) l. Sea-pou'c2r . Naral strateg) I. Title i-;9 ISBN 0-71+6-5-5-12(c-2lo th) ISII\ 0-7l'16-8-136(-plla per) ISS\ 1366-9171t Liblalr of (irngrcss( ,:rtaloging-in-I'ublicatiDonrt ir 'l'ill, (ieoflicr Se:rp oiler: a guide firr thc nventr-llrstc entun/Geotll'er''l'ill p cm ((.asss eriesn ar:rlp olici'anclh istorr' ISS\ 1166-9171J;2.j) Includesb ibliogr:rphicarel ferenccasn d incler. ISB\ 0-71+6-5-r-{2(-c2l oth) ISll\ 0-71+6-ll-1.i6(-p8t per) l. Scr-ptxrerl.. 'l'itle. Il Serics \-25.',f-;52 01)i 3.i9'.0.1d c2l 2{X)i05.;26.1 .Jll rightsr tstri.tl. \t) l)urt of thisp ublittttionn Lu.1'hrce prutltrtt,ls, torL'li il rtr inlnttlutr'l irtlt,u retrit-r.tstl) ,sl.no/ r rrunsmitteidn an.1'.fitronr h.Jt' trt),tttrtttt(sl(,( lrottit,r ncthunittl, phtttrtttp.),irrrrt!t.r trlin.! rtr rttherniscn, ,ithoutt hc lrior D't'ttl.ttp crnitstrtrt,tt.hf t Tuhlishcr ttf this huok. 'l'r pcscti n I 1.5/1 3.5ptE hrhardtb r I"iSII IiroLs. | .onclttn Plintecli n Cirelt lJritrin b1 \1PG llooks Ltd, \-ictorirrS qu:trel.l oclnrin,( .ornsall L/-1 ontents 'l'lblcs List of'Irigures ancl 1\ Prefacc xt Abbreviations X1\ 'l'hc Sca and Seapou'er I 1.1 International Rclations: Cooperation and Cirnflict I 1.2 Dcfining Seapou.er 2 1.3 T'hc Sca: liour Historic Attributcs t) 'Ihe l.+ Sea as a l{esource 1 'l'he 'l'ransportation l.-; Sca rs a \,{cdium of and Erchange tl 'l'he 1.6 Sea as a \lcdium for Infbrmirtion and thc Spread o1'I deas t2 1.7 'l'he Sea as a \Icdiurn for f)ominion 1.; Lu l,rplaining the Secret of Nlaritime Success Iu 1.9 Seirpuucr: Qualifications and Limitations 1/.;1'l \\'ho Said \\-hat and \\'hv it Matters 25 'l'he 2.1 \-rrlueo f''fl.reorr. in Nlaritime Opcrations 25 'l'1pes 'l'hcorr 2.2 On of 27 'l'heorr' 2.3 The F-arlr l)evelopmcnt of 3-5 2.+ Nlahan ancl thc lllue-u,ater Tcndencv 39 2.5 (.orbctt rnd the \laritimc Tradition +6 2.6 .\ltcrnltirc \-isions in X,{aritimeS tratcgr -;9 'l'hcorv 2.7 Opcrational -\rt irnd Ntodern Nlaritimc b6 2.8 F uturc Challenccs 11 'l'he 3 (irnstitucnts of ScaDuu'er l6 3.1 lntroductit-rn 76 3.2 lclcntifring the Constituents of Scapou'cr 1i 3..1 Population, Societv irnd Government t1 3.+ \IaritimcGeographr' rJ3 3.- ; Rcsourccs 91 3.6 A \laritinre l-conurnr 96 3.i Seirponer br Other \,Ieans I03 3.lJ I)octrine n1 S1.{P()\\ l'.R: \ GL ll)f: lrOR 'l FI}. 't \\ }.\1'\'-FIRS'l- (lr\TUR1 'fcchnolosv Naviesa nd 113 +.1 Introduction 113 +.2 (.lussiiln\ g \ar ies 113 1.3 F.stimatingR elatir.eE ffcctivcness 116 1.1 \avics and Tcchnoloev:A n Introcluction 120 -+.-5 Platf<rrms 121 1.6 S\-stems\.V caponsa nd Scnsors 12tt 1.7 An InformationR evolutioni 1:i0 'Iransformationa'lf cchnologr 4.lJ Thc f.hallengeo f 136 '+.9 A Strategvf or Innor,irtion 13u Ll0 Nar-icsa nd Tcchnolosr-S: ummarva nclf ,onclusi<lns l+6 Command of thc Sca llu 'fraditional -5.1 l-r'olution of a Conccpt 1+8 5.2 Lirnits ancl Qualifications 1+9 1-r+ -5.3 Pursuing Commancl in \{odcrirtion 5.1 Command of the Sea Yields to Sea (,<-rntrol 1. 5.s -5.-i Sca Denial 157 5.6 Conten-rprlrarvA ngles 159 Securing (,ommand of the Sea t62 6.1 Securing Command of the Sea: The Operation:rlApproach1 62 6.2 DecisiveB attle 163 6.3 liorms and Stvles of Decisive B:rttlc 169 6.1 Hou' to Achicvc a l)ecisive \-ictorv 173 6..5 \,'Iodern liorms :rnd Concepts of Battle li7 6.6 Opcrational Alternatir,est o Battle I ttO 6.i'I'hcF'leet-in-BcingApproach 180 6.lJ The filect Blockadc Iu6 Irxploiting Command of the Sea 193 7. l \'Iaritime Pou'cr Projcction: Definitions 193 i.2 \'laritimc Pou'er Projection: Aims l9-5 1..\ \mphibiousOpcrrrtions 199 7.+ Operational Nlanoeuvre from the Sea 20rl 7.5 Sea-BasccSl trategic N{issile Attack of thc Shorc 211 7.6 Dc{-cncc. \gainst N'Iaritimc Pou'cr Projcction 216 'l'he i .7 -{ttack on \{aritime (.ommunications 223 'l'he 7.lJ Dcfcncc of Nlirritime Communicrrtions 229 (,(-)\'t'LN1'S vir Irrpeditionar\O pcratlons 235 u.1 Origins irnd Background 235 It.2 Dcfinitions 236 'fhe lJ.3 Politicall )imcnsion 23lt 'l'hc ti.+ L rh:rnl )inrcnsion 211 8.-; Gcnerrl Demitndso n the Ntilitarl- 2+2 'l'he 8.6 \lantimc f)imension 2+-5 'l'he lJ.7 Staginga^ Sea-llasecElr pedition: Nlirritime Rcquiren-nrets 2.50 lJ.u (.onclusions 26i t't.9 -\ HumanitarianP ostscript 269 271 9 Naval Diplomao' 9.1 Coverageo 1'\ar-al l)iplomacl in thc Litcraturc: \\'ho Said \\ihat? 2i1 L).2 The l)iplomatic Valuc of Naval Poucr 273 9.3 '['he Rirngc and Ertent of Naval Diplomacl 216 9.+ Naval Prcsencc 27i 9..; \ aval Picture-Buildinq 281 9.6 \ar al C,riercion 2u.5 9.7 C,oalition-Builcling 29tt (.).8 Nlral I)ipl<)nrac\':I mplications fbr Strxtcg\-Ihkcrs 303 l0 Goocl Orclcl ilt Sca 310 10.1 Introcluction: Ordcr and Disorder 310 10.2 'fhe Scrra s a Rcsource 311 10.3 'l'hc Sca rs a \Ieans of 'lransportation 31+ 10.+ T'he Sca rrsa \lcans o1'Gaining and Erchanging Inlilrn.rltion 32-t 10.-; 'I'hc Sca rs rn ,\rel of'Dominion 327 10.6 'l'he Serra s an ltnvironment 329 10.7 The \cccl firr Good Ordcr at Sca .).).1 l0.ll Increrrsing\,l^a ritimc -\u'areness 33-+ 10.9 Doclopir-rg \laritimc Polio 337 10.10 Developing Integrirtcd -\'laritime Governancc 33ll 10.11 Policr Implcmentaion:T hc Narr- C,oastguirrSdp cctrum -\+L 3-+9 10.12 Implicationst br \avies \'1ll SE.{,PO\\'l'.R.:'\ GUII)ll }rOR 'l'l lt. 'l \\ l.\'l'\ -l"IRS'f (.F.\TUR\ il F'utureS eapou'er 351 11.1 Introduction 3.51 11.2 The Seaa s a Rcsource 351 'I'he ll.3 Seai rsa \,{edium for Transportationa ncll .rchange 352 I l.+ Thc Sea: rsa Nlcdium of Infrrrmationa nd the Srrrcad o1'Icleirs 353 'fhe 11..; Result:A Global NlaritimeS vstem 353 11.6 A Sr-stemU nder Thrcat 35+ 'l'hc ll.7 Sca,D ominiona nclS ovcrcigntv 3';'; I l.u Dcfendingt he N,{aritinrcS vstcm 3.t7 I 1.9 A NlaritimcC onsortiuma s thc Basisf or Action 361 'l'he I 1.10 F uture of Scaporver 36i 11.11N aral Forcel )et'elopmenti n thc Tu'cntr'-F'irsft,enturr' 376 Notcs 3i9 Bibliographr. 39i Inclcr t 1 ) List of figures and Tables TIIGURES ?uge 1.1 The Conflict/C.oopcratioSnp cctrum I l.Z Sclpuu'crl:t s Sctting 3 1.3 Rcspondingto thc Four Attributcso f'thc Sea l l.+ Oman'sS eaR outest o the Far East and EastA frica the Islamic- l,ges l3 'l'hc 1.5 Iirtuous \laritime Circle 20 'fhc 2.1 Principleso f War .tL 'fhc 2.2 l)octrincC rclc 3+ 2.3 Thc \brktou'n/(,hcsapcakCc ampaign,l 78l 38 2.+ The \Iaritinrc Stratcgr' ++ 'Ihc 2.5 Locls of \\'ar 6lt 2.6 CampaignPlanning'lirols i0 2.7 Operationa\l' lanocuvrcf rom the Sca i2 'l'he 3.1 Constituentso f Seapou,er 78 'l'he 3.2 GeographicC onfirrmirtiono f South-Iras,t' \sia [)ctcrmincsi ts StratcgicC haracteristics 8.t u7 3.3 Sprin and thc Sca 3.+ (a) and (b) Russiaa nd thc Seai n (bld \\rarD ars IJIJ9 3.5 Componcntso f'F'ightingP orvcr 111 +.1 Nctwork-CcntricWarf'arc t32 1.2 A PortugueseC irrirvel 139 1.3 Thc S C.urre l+3 .5.1 Thc Norual Campaign,1 9.+0 152 'l'he 6.1 Riverl tichelieuC ampaign1, 776 ri2 'I'hcatre 6.2 The \orth Sea of Opcrations,1 916 In3 i.l \ SorictI )csrrrrOt pcration 197 'I'he i.2 GallipoliL andings2, -5A pril 191.5 201 'l'hc i.3 Normandr'l ,andines.1 944 203 SF.1PO\\'ER:t (;UIl)ll |OR -I'll l.'l'\\ f.\'l'\'-l'lRs'l' (.I,\TUR\ 7. + (,ommancOl rganisationir t the Falklands,l 9ll2 20.5 7.5 The PeninsulaC ampaign:S trategicS ctting 208 7. 6 Dren'n-'sB lufl: XlanocuvreF rom the Sca 210 'l'hc i.1 CoalitionP lan, 1991:O pcrational\ Iirnoeuvref hrm the Sca 213 7.8 l)efcncci rgains\t' lissile Attack 223 'l'l-rc 1.9 Attirck on \,{irritime Communicati()ns 225 2+0 lJ.1 The ConscntH ierarchl U.2 PcaccO perationsir nd the Stagcso f Cirnflict 212 Il.3 Allicd Ship Positionsin the Gulf' 217 9.1 Naral Dipk)mac\'T: he Components 216 l0.l Good OrderA t Sca 310 10.2 South AmericirnD rug Routes 322 10.3 Good Order At Sea:G encralR equircments 33+ 3+0 10.-t N4aritimcZ ones 10.- 5 C.losingC irclcso f Jurisdiction 312 10.6 The Navl/(,oastguardS pectrum 31+ 10.7 l'he US Cirastguaradn d the US Nai'r 3+6 I 1.1 Dcfcndingt he Svstem 3.)7 'I'lrc 11.2 Declinc of thc Hish Seas 370 TAI]I,ES l)ug( 'I'hought 2.1 The Origins of Naval to 1900 36 4.1 A F'unction-IlaseId'i avalH icrarchr' 1l+ 'f1,pcs 5.1 of'Control of thc Seab 1-A rca andhr Time 1-;6 \\ihile reasonablca ttempts har,eb ccn made tcl contact all coprright holclers of illustrative rnatcrial rcproduced in this book, u'c itpologise for anl omissions.A nv such errors can bc rectifled in latcr eclitionso f thc bclok if the copr.right holcler notifies the publisher in advance. Preface 'f)ur nalv is addrcsseclo. ur Do\\'erc ollcctcd.' Shrkur'*..., r,rr' /l . /'r -'. l\ zl Thcse davs, King Henr\''s calm assurance that all is ccrtain in the naval u'orld rings quitc strangelr..W hile at the beginning of the trventv-first ccntur\, much has remained the same, a lot has changcd. And lr,hat has chang'cds cems likelv to afi'ectt he functions, importance and impact of the u'orlcl'sn avics in u'avsu hich raise questionsa bout the ertent tcl lvhich thcl necd tcl adapt, perhapsq uitc radicalll, to chirnget heir $'ills, to identifv neu' priorities. This hook attempts tcl erplore such mattcrs. One thing that rapidlr bccamc clcar is that nothing about navics cirn be taken in isolation. Likc thc occirni tself-,s eapoweri s'all joincd up'. For this rcason, contemporarv conccrns nced to be put into their overall contcxt backrvardsa nd fbru'ards in tcrms of timc, sidewavsi n tcrms of gcographic area, up and dorl'n on the spectrum of naval roles from thc militarv, through thc diplomatic to the constabularl' and bcvond. Seapower in the tucntr'-first ccntllrv is a big-s ubject, especiallvr vhen u'e trv to erplore its origins in thc \lcsolithic era! \{r- hope is that this book rvill hclp set the aglendir fbr the scirf'arcrs of thc tu'cntr'-first centurv and fbr ever\ onc interestecli n them. It is intcndccl to spark somc thoulihts that u.ill help thc u'orld's sailors navigittc thcir war. thrclugh some quite unccrtain \vaters. I have fbund that sailors are inclincd to think about the rt-rleo f narics and thcir rclatirc placc in the scheme of things much more than thcr- are commonll' preparcd to admit, and I har,cb cnefited a verl great deal simpli fiom trrlking to them. Nor is this restricted t<l Westcrn sailors.I havc found thirt n<ln-Western vieu's, u'hich both conflrm and dcnt' thc common maritimc assumptions of Amcricans and Europeans, have a great deal to oflcr. So this is rol a bo<,ikj ust about the US, British and othcr familiar 'I'he navies. problcms and opportunities thev f'aceh ave also to bc dcalt lr-ith br all the othcr navies <lf the rvorld, in their own \\:aJ and to their orvn dcgrcc. I har-c thercfirrc profitcd cnormouslr,- from mr- contact ruith the officers ancl students at various naval/staff collegcs around the lr'orld, especiallr during the period of'a p;enerousr esearchg rant fiom the llritish Acaclcmr', firr u'hich I lm cxtrcmclv plratcful. I irnr particularlv inclcbtcd to thc (,onrmandant, staff (cspcciallr Captain Saifu l Kabir) and studentso f thc BangladcshS taff College and the Nationirl Dcfcncc Collcgc, \lirpur, ancl thc Naval Collcgc at C,hittagong;t o the Con.rmandanat nd staff of the National Defence Colleec Delhi: Commodorc

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