New Directions in Wireless Communications Research Vahid Tarokh Editor New Directions in Wireless Communications Research 123 Editor VahidTarokh HarvardUniversity SchoolofEngineering& AppliedSciences 33OxfordSt. CambridgeMA02138 USA [email protected] ISBN978-1-4419-0672-4 e-ISBN978-1-4419-0673-1 DOI10.1007/978-1-4419-0673-1 SpringerDordrechtHeidelbergLondonNewYork LibraryofCongressControlNumber:2009928505 (cid:2)c SpringerScience+BusinessMedia,LLC2009 Allrightsreserved.Thisworkmaynotbetranslatedorcopiedinwholeorinpartwithoutthewritten permission of the publisher (Springer Science+Business Media, LLC, 233 Spring Street, New York, NY10013,USA),exceptforbriefexcerptsinconnectionwithreviewsorscholarlyanalysis.Usein connection with any form of information storage and retrieval, electronic adaptation, computer software,orbysimilarordissimilarmethodologynowknownorhereafterdevelopedisforbidden. The use in this publication of trade names, trademarks, service marks, and similar terms, even if they are not identified as such, is not to be taken as an expression of opinion as to whether or not theyaresubjecttoproprietaryrights. Printedonacid-freepaper SpringerispartofSpringerScience+BusinessMedia(www.springer.com) ThisbookisdedicatedtoDr.VijayK. BhargavaoftheUniversityofBritish Columbiabyhisfriends,colleagues, collaboratorsandformerstudents,indeep respectandadmirationforhisover30years ofextraordinaryleadershipandinnovationin thefieldofcommunications research. Preface In recent years, there has been significant progress in the area of wireless system design. Wireless local area networks have had enormous success and this is ex- pected to continue on into the foreseen future. Third-generation cellular systems have been successfully deployed and are witnessing growing consumer demand. Fourth-generation systems are being deployed in the near future. Other emerging systems include sensor networks, body area networks, wireless personal area net- worksandpositioningsystems. The above commercial success has ignited enormous advances in research in wirelesssystemdesigninthelasttwodecades.Asaresult,newconceptshavebeen inventedwithamazingspeed.Thismakesitimportanttohavebooksavailablethat areclosetoongoingresearch.Thisissuewasfirstpointedoutbyanumberofcol- leagueswhoencouragedmetoeditthisworkbasedoncontributionsfromsomeof theforemostresearchersintheareaofwirelesscommunications. The book addresses a selected number of important emerging topics in wire- less system design. The authors were chosen from among leading international researchers in their area. No system design is possible without understanding the underlying channels, thus Chapter 1 focuses on this topic. Much of modern sys- tems use orthogonal division frequency multiplexing (OFDM) as the underlying air interface. This is an old technology, but only recently has been put to massive commercial use in wireless local area networks and cellular systems. Chapter 2 discusses this important technology in great detail. Contention between multiple users, channel estimation, synchronization, and various other issues in system de- signrequiressequenceswithlowcorrelationpropertiesandthisisthetopicofChap- ter 3. Chapter4 considers the scheduling problem, i.e., allocation of resources to multiple users in a wireless system, an issue of critical importance in a multiuser system.Chapter5considersthedesignofiterativereceiversinordertoachieveeffi- cienciesneartheoreticallimits.Chapter6considersmultiple-inputmultiple-output (MIMO)andmultiusermultiple-inputmultiple-output(MU-MIMO)systems.These techniquespromisesignificantincreaseinspectralefficienciesofwirelesssystems. Yetanotherpromisingwaytoincreasespectralefficiencyisbyproducingdirectional beampatternsandChapter7considerstheuseofdistributednodesforthispurpose. vii viii Preface This is a special co-operation between elements of a network. Other methods of co-operationarediscussedinChapter8.Interferenceisthemainlimitingfactorin reducing the spectral efficiency of wireless systems, thus management, avoidance, andrejectionofinterferenceareimportanttopicsdiscussedinChapter9.Aninter- estingsolutiontoavoidinterferenceisbyusingintelligentdevicesthatcansensethe environment and avoid transmission in occupied space–time–frequency resources. Thesecognitivedeviceshavewitnessedarecentexplosionofinterestfortransmis- sion in TV band by secondary devices and other applications. This is the topic of Chapter10. Chapters 11 and 12 study bidirectional-coded co-operation and their moregeneralextensionsknownasnetworkcoding.FinallyChapters13,14,and15 discuss modern fourth-generation standards (LTE and WiMax) and standard pro- posals(UMB)andtherealizationofsomeofthetopicscoveredinpreviouschapters inpractice. TheeditorisgratefultoIanBlakeforhisassistanceincompilingthisvolume. Cambridge,MA VahidTarokh December,2008 Contents 1 MeasurementandModelingofWirelessChannels ............... 1 DavidG.MichelsonandSaeedS.Ghassemzadeh 1.1 Introduction.............................................. 1 1.2 ABriefHistory ........................................... 3 1.3 CharacterizationofWirelessChannels........................ 4 1.4 DevelopmentofNewChannelModels........................ 9 1.5 MeasurementofWirelessChannels .......................... 11 1.6 RecentAdvancesinChannelModeling ....................... 13 1.6.1 ChannelModelsforUltrawidebandWirelessSystems ... 13 1.6.2 ChannelModelsforMIMO-BasedWirelessSystems.... 16 1.6.3 ChannelModelsforBodyAreaNetworks ............. 18 1.6.4 ChannelModelsforShort-RangeVehicularNetworks ... 20 1.6.5 ChannelModelsfor60GHzandTerahertzSystems..... 22 1.7 Conclusions.............................................. 24 References..................................................... 25 2 OFDM:PrinciplesandChallenges ............................ 29 Nicola Marchetti, Muhammad Imadur Rahman, Sanjay Kumar, andRamjeePrasad 2.1 Introduction.............................................. 29 2.2 HistoryandDevelopmentofOFDM ......................... 30 2.3 TheBenefitofUsingMulti-carrierTransmission ............... 31 2.4 OFDMTransceiverSystems ................................ 34 2.5 AnalyticalModelofOFDMSystem.......................... 35 2.5.1 Transmitter....................................... 35 2.5.2 Channel ......................................... 37 2.5.3 Receiver ......................................... 38 2.5.4 Sampling ........................................ 41 2.6 AdvantagesofOFDMSystem............................... 42 2.6.1 CombatingISIandReducingICI .................... 42 2.6.2 SpectralEfficiency ................................ 43 ix x Contents 2.6.3 SomeOtherBenefitsofOFDMSystem ............... 44 2.7 DisadvantagesofOFDMSystem ............................ 45 2.7.1 StrictSynchronizationRequirement .................. 45 2.7.2 Peak-to-AveragePowerRatio(PAPR) ................ 45 2.7.3 Co-channelInterferenceinCellularOFDM............ 46 2.8 OFDMSystemDesignIssues ............................... 46 2.8.1 OFDMSystemDesignRequirements................. 46 2.8.2 OFDMSystemDesignParameters ................... 47 2.9 Multi-carrierBasedAccessTechniques ....................... 49 2.9.1 DefinitionofBasicSchemes ........................ 49 2.10 Single-CarriervsMulti-carrier,TDEvsFDE .................. 52 2.10.1 Single-CarrierFDE................................ 52 2.10.2 Single-CarriervsMulti-carrier,FDEvsTDE .......... 54 2.10.3 AnalogiesandDifferencesBetweenOFDMandSCFDE. 54 2.10.4 InteroperabilityofSCFDEandOFDM................ 56 2.11 OFDMA:AnExampleofFutureApplications ................. 58 2.12 Conclusions.............................................. 60 References..................................................... 61 3 RecentAdvancesinLow-CorrelationSequences ................. 63 GaganGarg,TorHelleseth,andP.VijayKumar 3.1 Introduction.............................................. 63 3.2 CyclicHadamardDifferenceSets............................ 64 3.2.1 Introduction ...................................... 64 3.3 TheMeritFactorofBinarySequences........................ 71 3.3.1 Introduction ...................................... 71 3.4 Low-CorrelationQAMSequences ........................... 76 3.4.1 Preliminaries ..................................... 77 3.4.2 QuaternaryFamilyA .............................. 78 3.4.3 Canonical16-QAMFamilyCQ ..................... 78 3.4.4 ExtensionsandImprovements ....................... 80 3.4.5 Example:Generationofa16-QAMSequence.......... 83 3.5 Low-CorrelationZoneSequences............................ 84 3.6 AdditionalNotes.......................................... 86 3.6.1 MeritFactor...................................... 86 3.6.2 QAMSequences .................................. 87 3.6.3 Low-CorrelationZoneSequences .................... 87 3.7 Conclusions.............................................. 88 References..................................................... 88 4 ResourceAllocationinWirelessSystems ....................... 93 JonW.MarkandLianZhao 4.1 Introduction.............................................. 93 4.2 SystemModel ............................................ 95 4.3 TheInverseof(cid:2) ......................................... 99 S 4.4 ConvergenceofPowerDistributionLaw ......................100 Contents xi 4.4.1 WithZeroDisturbance .............................100 4.4.2 WithNonzeroDisturbance..........................102 4.4.3 WithPowerConstraints ............................103 4.4.4 CapacityAnalysis .................................105 4.5 OptimalDataRateAllocation...............................106 4.5.1 Assumptions .....................................106 4.5.2 OptimalSpreadingFactor(OSF)Selection ............107 4.5.3 RateSelectionforGRP.............................107 4.6 JointRateandPowerAdaptation ............................108 4.6.1 OSF-PC .........................................108 4.6.2 GRP-PC .........................................109 4.7 NumericalResults.........................................111 4.8 Conclusions..............................................115 References.....................................................116 5 IterativeReceiversandTheirGraphicalModels ................. 119 EzioBiglieri 5.1 Introduction..............................................119 5.2 MAPSymbolDetection....................................119 5.2.1 FactorGraphsandtheSum–ProductAlgorithm ........121 5.2.2 TheBasicFactorization ............................123 5.3 ChannelandCodes:AMenagerieofFactorGraphs.............124 5.3.1 ModelingtheChannel..............................124 5.3.2 ModelingtheCode ................................126 5.4 Equalization..............................................127 5.5 MultiuserDetection .......................................130 5.6 MIMODetection .........................................131 5.7 MultilevelCodedModulation ...............................133 5.8 ConvergenceoftheIterativeAlgorithm .......................133 5.9 Conclusions..............................................135 References.....................................................136 6 FundamentalsofMulti-userMIMOCommunications ............ 139 LucaSanguinettiandH.VincentPoor 6.1 Introduction..............................................139 6.2 SystemModel ............................................140 6.3 Capacity.................................................141 6.3.1 CapacityRegionoftheGaussianMIMOMAC.........142 6.3.2 GaussianMIMOBroadcastChannel..................150 6.4 Open-andClosed-LoopSystems ............................158 6.4.1 Open-LoopSystems ...............................159 6.4.2 Closed-LoopSystems..............................160 6.5 SystemDesign ...........................................160 6.5.1 ReceiverDesignforUplinkTransmissions ............160 6.5.2 TransmitterDesignforDownlinkTransmissions........161 6.6 LimitedFeedbackSystems .................................167
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