Reporting and Publishing Research in the Biomedical Sciences Peush Sahni Rakesh Aggarwal Editors 123 Reporting and Publishing Research in the Biomedical Sciences Peush Sahni • Rakesh Aggarwal Editors Reporting and Publishing Research in the Biomedical Sciences Editors Peush Sahni Rakesh Aggarwal Department of Gastrointestinal Surgery and Department of Gastroenterology Liver Transplantation Sanjay Gandhi Postgraduate Institute of All India Institute of Medical Sciences Medical Sciences New Delhi, Delhi Lucknow, Uttar Pradesh India India ISBN 978-981-10-7061-7 ISBN 978-981-10-7062-4 (eBook) https://doi.org/10.1007/978-981-10-7062-4 Library of Congress Control Number: 2017964264 © The National Medical Journal of India; Yuan J. Hutin for chapter 6 2018 This work is a republication of 2015 edition. The work is co-published by Association (The National Medical Journal of India) and Springer Nature Singapore Pte. Ltd. This work is subject to copyright. All rights are reserved by the Publisher, whether the whole or part of the material is concerned, specifically the rights of translation, reprinting, reuse of illustrations, recitation, broadcasting, reproduction on microfilms or in any other physical way, and transmission or information storage and retrieval, electronic adaptation, computer software, or by similar or dissimilar methodology now known or hereafter developed. The use of general descriptive names, registered names, trademarks, service marks, etc. in this publication does not imply, even in the absence of a specific statement, that such names are exempt from the relevant protective laws and regulations and therefore free for general use. The publisher, the authors and the editors are safe to assume that the advice and information in this book are believed to be true and accurate at the date of publication. Neither the publisher nor the authors or the editors give a warranty, express or implied, with respect to the material contained herein or for any errors or omissions that may have been made. The publisher remains neutral with regard to jurisdictional claims in published maps and institutional affiliations. Printed on acid-free paper This Springer imprint is published by the registered company Springer Nature Singapore Pte Ltd. The registered company address is: 152 Beach Road, #21-01/04 Gateway East, Singapore 189721, Singapore Foreword Medicine is both an art and a science. Progress in medical science enables improve- ment of existing methods of diagnosis and treatment and, at times, leads to break- throughs in treatment of diseases that were hitherto beyond remedy. Such progress depends on research—in the laboratory, in the ward and in the field. Vital informa- tion gained through research is of little use unless it is shared among the peer group. This book addresses the methods by which such information can be disseminated effectively—and in a manner that even the humblest professional or research stu- dent is stimulated to imbibe and use for the benefit of patients or for further study. Many of us in India are educated in schools and work in institutions where English is a second language. Expression in this language does not come easily as we may think in our mother tongues and translate our thoughts into English each time we are required to communicate. This often leads to difficulties in understand- ing what we wish to convey. Special efforts are necessary to gain fluency in English and familiarity with its idiosyncrasies. This book has chapters that could help such aspects of communication. Transmission of research-related information for permanent record is principally through journals and books. We also transmit information through papers read at meetings, seminars and conferences. Each mode has its own preferred style that must be mastered for successful communication. These styles have evolved over time. Currently, we disfavour long-winded sentences and opt for brevity and crisp- ness. It is important to get to the point and convey the gist of our data, conclusions and suggestions as effectively as possible. Most books and journals on biomedicine published in India have a long way to go before they reach international standards. We are also prone to look upon ethics in relation to writing and publication with indifference if not disdain. The conse- quent malpractices make our publications unwelcome to local and international scholars of repute. The book you hold in your hands brings together principles and guidelines that will help you transmit your scientific findings and suggestions to your peers in a manner that is at once easy to understand and effective. The editors and authors have taken care to incorporate the latest advances in publication and have done their best to make this volume comprehensive. The standards laid down are those followed the world over. v vi Foreword When you have something important to communicate—that is, when you need to put pen to paper or start tapping your keyboard purposefully—this compilation of essays will stand you in good stead. Sunil Pandya Jaslok Hospital Mumbai, Maharashtra India Indian Journal of Medical Ethics Mumbai, Maharashtra India Editors’ Note on the Revised Edition We believe we owe an explanation to our readers as to why a revised edition of this book is being issued so soon after the appearance of the first edition in October 2015. The first edition was released by Dr. George Lundberg (the former editor of JAMA) during the first conference of the World Association of Medical Editors (WAME), held at New Delhi in October 2015 and attended by several contributors to this book. A limited number of copies were produced digitally, in time for release at the conference and distribution among the contributors and a few others. Our intention was to print more copies shortly thereafter. However, on publication, two of our well-wishers (John Mackrell and Dinesh Sinha, who had assisted with the editing and production of the original edition) submitted the text to analysis that might almost be described as forensic. They pro- posed substantial revisions, and we asked our contributors to review their chapters in the light of those suggestions. While some updated their contributions, others went along with much of what had been suggested. We now have a book with greater conformity across chapters and many more cross-references between them. For the limited number of readers who have access to copies printed for the con- ference, this book may be perceived as a revised edition. But for most of you, this will be the first version of the book now open (as indeed we are) to your valuable criticism. June 2016 Peush Sahni Rakesh Aggarwal vii Editors’ Note Biomedical research is essential for humankind. In the past century, it has played a major role in increasing average human longevity by more than two decades. In addi- tion, it has made it possible for us to eradicate some diseases (e.g. smallpox), brought us to the verge of eradicating others (e.g. polio) and has changed the outcome of several others (diabetes, cardiovascular disease, human immunodeficiency virus infection and hepatitis C). Dramatic as these successes are, new diseases are still emerging, for instance, H1N1 influenza and Ebola. Though the diseases we investi- gate may change, biomedical research will stay with humankind as long as it exists. Communicating research findings to peers—at meetings and, more importantly, through publications—is an integral part and the final step of the research cycle. As has been said about scientific research, ‘If it ain’t published, it never happened’. However, it is quite common to come across research studies that fail at this step. Though the fate of some may be due to the poor quality of science, many fail due to problems faced during writing and publishing, particularly in low- and middle- income countries. Medical schools and science faculties in universities give their students a good grounding in science, medicine, scientific experimentation and research methodol- ogy. However, they often do not prepare them well for the task of writing and pub- lishing research. Thus, when biomedical scientists start writing up their research findings, they often find themselves adrift and rudderless. This book, Reporting and Publishing Research in the Biomedical Sciences, attempts to bridge this gap. The late Professor S.R. Naik was in many respects a mentor to both of us. He was editor of the peer-reviewed Indian Journal of Gastroenterology, one of the few MEDLINE-indexed medical journals published in India at that time. He realized that a major impediment to running a journal in India was the poor quality of manu- scripts, mainly because physicians and scientists had little training and poor skills in writing. He decided to take the problem ‘by the horns’ and organized workshops for authors in the science, and art, of writing their research work. Of course, he could not conduct the 1- to 3-day workshops alone. So he ‘coerced’ us and others (some of whom have written chapters for this book) to join him. He would at times spend his own money to travel to these workshops, just as we often spent ours. Thus, we participated in several workshops with him—teaching skills in writing and pub- lishing to young and old alike while learning the ropes and catching the bug of ‘conducting writing workshops’. ix x Editors’ Note As we moved from one workshop to another, we realized the need for a book which would consolidate all the information in one place. Indeed, Professor Naik, too, had felt such a need. After being diagnosed with terminal cancer at an early age, he spent his remaining few months editing Communication for Biomedical Scientists. The volume was published by the Indian Council of Medical Research and distributed free of cost. However, it has been out of stock for quite some time now, and we hope that this book will fill the vacuum. In a sense, this work is our tribute to Professor Naik and an expression of our gratitude for all that we learnt from him, in scientific writing and otherwise. We have tried to get experienced writers, editors and researchers to write the chapters and have aimed to cover some of the recent developments in publishing that often stump the fledgling researcher. We are very grateful to all the authors, who have been so cooperative over the long gestation of this project. Their willing- ness to share their contributions with other authors has enabled us to bring informa- tion right up to date and avoid unnecessary duplication. We applaud their response to the consequent late changes and tight deadlines. Praise, if any, is due entirely to our collaborators. The responsibility for any faults rests entirely with us, the editors. We will value any reader suggestions and try to incorporate them in subsequent editions of this book. If this book eases the task of converting your research work into a manuscript, we will consider that our efforts have been worthwhile. Last, but not least, we wish to acknowledge the support of Mr. Dinesh Sinha of Byword Editorial Consultants without whose help this project might never have come to fruition. 4 September 2015 Peush Sahni Rakesh Aggarwal Preface My personal experience with courses and books on biomedical communication began around 1986 at the All India Institute of Medical Sciences (AIIMS), New Delhi, when Stephen Lock, who was then editor of the British Medical Journal (BMJ), brought with him three colleagues—Jane Smith, William Whimster and Alex Paton—to conduct a workshop on ‘better medical writing’. We had invited people interested in writing up research and were astonished when about 100 turned up. They sat through the day absolutely enthralled by the proceedings. The BMJ team in a single day made us aware of the problems faced by both authors and editors in their efforts to produce good papers and good journals. For authors it meant a lot of hard work. This included first spelling out clearly and con- cisely why the work was done, how it was done, what were the results obtained and what did they mean. Was the paper important enough to influence medical practice in India or even elsewhere? There were discussions on whether Indian authors were being discriminated against by Western editors and reviewers, which might be why few papers from India appeared in journals with high impact factors. (The answer to this was not ‘no’ but ‘maybe’, and the reasons they said were complex—it was true the papers from India were not always put together well, but the subjects they dealt with also did not always have a wider relevance.) Stephen Lock suggested that we publish more in, and concentrate on improving, our own journals, and that is where the idea of starting The National Medical Journal of India (NMJI) was born (the present editor of NMJI is involved in this book’s creation). The team also discussed the nitty-gritty of writing clearly and concisely, stressing that simple writing involved a lot of hard work with many, many revisions of the text. All of this would become easier, they said, if would-be writers had proper guidance from experts in the field either through personal contact or from their articles. I, for one, was introduced to many new ideas such as agreeing early on who a paper’s authors should be and their order of appearance, asking friends who were not involved in the work for help (colleague treatment), leaving the written piece alone for a week or so to ‘mature’ before returning to it and being realistic about choosing which journal to send it to and reading its ‘instructions to authors’ carefully. We recorded the proceedings and published a small booklet, also called Better Medical Writing, which sold out quickly. There was obviously a demand for such guidance relevant to the Indian situation. A year later, Subhash R. Naik held a xi
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