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Quantum Information and Consciousness a gentle introduction Danko D. Georgiev CRC Press Taylor & Francis Group 6000 Broken Sound Parkway NW, Suite 300 Boca Raton, FL 33487-2742 © 2018 by Taylor & Francis Group, LLC CRC Press is an imprint of Taylor & Francis Group, an Informa business Version Date: 20171025 International Standard Book Number-13: 978-1-138-10448-8 (Hardback) Visit the Taylor & Francis Web site at http://www.taylorandfrancis.com and the CRC Press Web site at http://www.crcpress.com Contents Foreword xi Preface xiii I Introduction 1 1 Themainproblemsofconsciousness 3 1.1 Thephysicalboundaryproblem . . . . . . . . . . . . . . . . . . . . . 5 1.2 Thebindingproblem . . . . . . . . . . . . . . . . . . . . . . . . . . . 11 1.3 Thecausalpotencyproblem . . . . . . . . . . . . . . . . . . . . . . . 13 1.4 Thefreewillproblem . . . . . . . . . . . . . . . . . . . . . . . . . . . 16 1.5 Theinnerprivacyproblem . . . . . . . . . . . . . . . . . . . . . . . . 20 1.6 Themind–brainrelationship . . . . . . . . . . . . . . . . . . . . . . 23 1.7 Thehardproblem . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25 II Somebackgroundforbeginners 29 2 Thescientificconceptionoftheworld 31 2.1 Subjectiveandobjectiveknowledge . . . . . . . . . . . . . . . . . . 32 2.2 Scienceandscientifictheories . . . . . . . . . . . . . . . . . . . . . . 33 2.2.1 Logicalconsistency . . . . . . . . . . . . . . . . . . . . . . . . 33 2.2.2 Communicability . . . . . . . . . . . . . . . . . . . . . . . . . 35 2.2.3 Explanatorypower . . . . . . . . . . . . . . . . . . . . . . . . 36 2.2.4 Empiricalcorroboration . . . . . . . . . . . . . . . . . . . . . 40 2.3 Axiomsoflogic . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 41 2.4 Rulesofinference . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 43 2.5 Axiomsofnaturalscience . . . . . . . . . . . . . . . . . . . . . . . . 44 3 Theworldofclassicalphysics 45 3.1 Matter . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 45 3.2 Determinism . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 48 3.3 Observability . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 49 3.4 Realnumbers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 49 3.5 Functions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 51 3.6 Derivatives . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 52 3.7 Vectors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55 3.8 Integrals . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 57 3.9 Sets . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 61 3.10 Classicalprobabilitytheory . . . . . . . . . . . . . . . . . . . . . . . 64 3.11 Particleandfieldfluxes . . . . . . . . . . . . . . . . . . . . . . . . . . 67 3.12 Axiomsofclassicalmechanics . . . . . . . . . . . . . . . . . . . . . . 68 3.13 SolvingHamilton’sequations . . . . . . . . . . . . . . . . . . . . . . 69 3.14 Classicalelectrodynamics . . . . . . . . . . . . . . . . . . . . . . . . 71 3.15 Vectoroperators . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 76 3.16 Maxwell’sequations . . . . . . . . . . . . . . . . . . . . . . . . . . . 77 3.17 Light . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 79 3.18 Specialrelativity . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 81 3.19 Classicalinformation . . . . . . . . . . . . . . . . . . . . . . . . . . . 82 4 Theworldofquantumphysics 85 4.1 Complexnumbers . . . . . . . . . . . . . . . . . . . . . . . . . . . . 86 4.2 Wavefunctions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 90 4.3 Vectorspaces . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 92 4.4 Innerproductspaces . . . . . . . . . . . . . . . . . . . . . . . . . . . 93 4.5 Metric . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 94 4.6 Hilbertspace . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 94 4.7 Bra-ketnotation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 95 4.8 Matrixmultiplication . . . . . . . . . . . . . . . . . . . . . . . . . . . 98 4.9 Operators . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 99 4.10 Orthonormalbasis . . . . . . . . . . . . . . . . . . . . . . . . . . . . 101 4.11 Quantumwavefunctionrepresentations . . . . . . . . . . . . . . . . 102 4.12 Two-levelquantumsystems . . . . . . . . . . . . . . . . . . . . . . . 105 4.13 Three-levelquantumsystems . . . . . . . . . . . . . . . . . . . . . . 107 4.14 Tensorproducts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 109 4.15 Axiomsofquantummechanics . . . . . . . . . . . . . . . . . . . . . 111 4.16 Quantumsuperpositions . . . . . . . . . . . . . . . . . . . . . . . . . 112 4.17 Quantumentanglement . . . . . . . . . . . . . . . . . . . . . . . . . 113 4.18 Densitymatrices . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 114 4.19 SolvingtheSchro¨dingerequation . . . . . . . . . . . . . . . . . . . . 120 4.20 Quantuminformation . . . . . . . . . . . . . . . . . . . . . . . . . . 124 III Aquantuminformationtheoryofconsciousness 141 5 Consciousnessinclassicalphysics 143 5.1 Physicalboundaryofconsciousnessinclassicalphysics . . . . . . . 143 5.2 Bindingofconsciousnessinclassicalphysics . . . . . . . . . . . . . 147 5.2.1 Neuralconvergence . . . . . . . . . . . . . . . . . . . . . . . . 148 5.2.2 Neuralassembly . . . . . . . . . . . . . . . . . . . . . . . . . . 149 5.2.3 Neuralsynchrony . . . . . . . . . . . . . . . . . . . . . . . . . 152 5.2.4 Integratedinformation . . . . . . . . . . . . . . . . . . . . . . 153 5.2.5 EEGwaves . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 158 5.3 Causalpotencyofconsciousnessinclassicalphysics . . . . . . . . . 160 5.3.1 Classicalfunctionalismimpliesepiphenomenalism . . . . . . 160 5.3.2 Classicalreductionismimpliestrivialimmortality . . . . . . 165 5.4 Freewillinclassicalphysics . . . . . . . . . . . . . . . . . . . . . . . 167 5.4.1 Debunkingcompatibilism . . . . . . . . . . . . . . . . . . . . 167 5.4.2 Determinismimpliesmoralnonresponsibility . . . . . . . . . 169 5.4.3 Instabilityandchaoscannotrescuefreewill . . . . . . . . . . 171 5.4.4 Beliefinfreewillandhumanconduct . . . . . . . . . . . . . 175 5.5 Innerprivacyofconsciousnessinclassicalphysics . . . . . . . . . . 176 5.6 Mind–brainrelationshipinclassicalphysics . . . . . . . . . . . . . . 178 5.6.1 Idealism . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 179 5.6.2 Eliminativism . . . . . . . . . . . . . . . . . . . . . . . . . . . 179 5.6.3 Functionalism . . . . . . . . . . . . . . . . . . . . . . . . . . . 180 5.6.4 Reductionism . . . . . . . . . . . . . . . . . . . . . . . . . . . 181 5.6.5 Dualism . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 181 5.6.6 Panpsychism . . . . . . . . . . . . . . . . . . . . . . . . . . . . 182 5.7 Thehardproblemofconsciousnessinclassicalphysics . . . . . . . 183 6 Consciousnessinquantumphysics 185 6.1 Axiomsofquantuminformationtheoryofconsciousness . . . . . . 185 6.2 Physicalboundaryofconsciousnessinquantumphysics . . . . . . . 186 6.3 Bindingofconsciousnessinquantumphysics . . . . . . . . . . . . . 188 6.4 Causalpotencyofconsciousnessinquantumphysics . . . . . . . . 194 6.4.1 Onthenatureofquantumstates . . . . . . . . . . . . . . . . 195 6.4.2 Quantumindeterminismavoidsepiphenomenalism . . . . . 199 6.5 Freewillinquantumphysics . . . . . . . . . . . . . . . . . . . . . . 200 6.5.1 Actualizationofpossibilitiesandchoicemaking . . . . . . . 202 6.5.2 Freewillversussuperdeterminism . . . . . . . . . . . . . . . 204 6.5.3 Wheredoesfreewillcomefrom? . . . . . . . . . . . . . . . . 205 6.5.4 Schro¨dinger’scatandobjectivereduction . . . . . . . . . . . 207 6.5.5 Debunkingfree-willskepticism . . . . . . . . . . . . . . . . . 210 6.5.6 Quantumexistentialism . . . . . . . . . . . . . . . . . . . . . 211 6.6 Innerprivacyofconsciousnessinquantumphysics . . . . . . . . . . 212 6.6.1 Observabilityandunobservability . . . . . . . . . . . . . . . 212 6.6.2 Quantumpurity . . . . . . . . . . . . . . . . . . . . . . . . . . 213 6.6.3 Quantumentropy . . . . . . . . . . . . . . . . . . . . . . . . . 214 6.6.4 Quantumcoherence. . . . . . . . . . . . . . . . . . . . . . . . 216 6.6.5 Communicabilityandincommunicability . . . . . . . . . . . 218 6.6.6 Quantumsupportofclassicalinformation . . . . . . . . . . . 221 6.6.7 Quantumversusclassicalcomputation . . . . . . . . . . . . . 221 6.7 Mind–brainrelationshipinquantumphysics . . . . . . . . . . . . . 223 6.7.1 Quantuminteractionism . . . . . . . . . . . . . . . . . . . . . 224 6.7.2 Quantumpanpsychism . . . . . . . . . . . . . . . . . . . . . . 226 6.7.3 Comparisonwithotherquantumtheoriesofmind . . . . . . 229 6.7.4 Intertwiningconsciousnessandquantummechanics . . . . . 233 6.8 Thehardproblemofconsciousnessinquantumphysics . . . . . . . 237 7 Towardaquantumneuroscience 239 7.1 Proteinenginesoflife . . . . . . . . . . . . . . . . . . . . . . . . . . 239 7.2 Neuronalionchannelsandelectricexcitability . . . . . . . . . . . . 242 7.3 Dynamictimescaleofindividualconscioussteps . . . . . . . . . . . 245 7.3.1 Consciousperceptionoftimeandtimeagnosia . . . . . . . . 245 7.3.2 Reactiontimesandinnermonologue . . . . . . . . . . . . . . 247 7.4 Quantumtunnelinginsynapticcommunication . . . . . . . . . . . 250 7.4.1 SNAREproteinsandsynapticvesicleexocytosis . . . . . . . . 253 7.4.2 Proteinα-helixstructureandconformationaldistortions . . 254 7.4.3 Quantumtunnelingthroughrectangularpotentialbarrier . . 255 7.4.4 SNAREproteinsandvolatileanesthesia . . . . . . . . . . . . 262 7.4.5 ComparisonwithinteractionismproposedbyJohnEccles . . 263 7.5 Memorystorageandretrieval . . . . . . . . . . . . . . . . . . . . . . 265 8 Researchprogramsandconsciousexperiences 267 8.1 Verificationismandfalsificationism . . . . . . . . . . . . . . . . . . . 267 8.2 Theory-ladenobservationsandsharedknowledge . . . . . . . . . . 269 8.3 Bayesianinferenceandassessmentoftheories . . . . . . . . . . . . . 270 8.4 Comparisonofscientificresearchprograms . . . . . . . . . . . . . . 273 8.5 Consciousexperiencesandprotocolsentences . . . . . . . . . . . . 276 8.6 Testingthequantuminformationtheoryofconsciousness . . . . . . 277 8.6.1 Testsforlogicalconsistency . . . . . . . . . . . . . . . . . . . 277 8.6.2 Testsforempiricaladequacy . . . . . . . . . . . . . . . . . . . 278 8.6.3 Testsforempiricalcorroboration . . . . . . . . . . . . . . . . 279 8.6.4 Testsforexplanatorypower . . . . . . . . . . . . . . . . . . . 281 References 283 Glossary 319 Index 339 Foreword Quantum Information and Consciousness: what a dazzling mosaic of ideas pre- sented by Dr. Danko Georgiev in this book. Here we are escorted on a panoramic excursion of the essential groundwork covering a wealth of intellectually chal- lenging concepts. But for whom is this book intended? Much of its contents, as they unfold chapter by chapter, are to an extent introductory; true for the first partatleast.Thedevelopmentoftopicsseemsaccessibletothereaderwhowants to take stock of how logic and classical physics pass over to the quantum realm, and to see what thereafter may spring out, as when biology comes into the pic- ture, for instance. If the reader had been inclined to step into the subject for the firsttime,withouthavingtoenslaveagoodsearchengine,thenmuchofwhatone wants to (or perhaps, should) know is amply stored here under one roof, mainly for getting started upon what may turn out to be a captivating, though often a very perplexing voyage. Having some background in mathematics, physics, and biology, of course helps. So to say this is a ‘gentle’ introduction depends to some extent on the reader’s background, openness of mind, and the willingness to fill out the margins with red ink as she/he makes it to the very end. It may be worth theexercise,asinfuriatingasthatmightbecomefortheastutemindedreader.Soit ishardtothinkthattherearenorewardsatstakeincommittingtoaseriousstudy ofthevarioustopics,workedthroughinwhateverwaywithwhichthereaderfeels somecomfort. All said and done, the book is actually a very good introduction to the basic theory of quantum systems. But on stepping beyond, we further advance into a world of weirdness riddled with controversy. It may be worth keeping in mind that the problem with a crazy idea is to determine if it is crazy enough, as Niels Bohr would have said it. And Richard Feynman has cautioned us of the dubious credibility of those proclaiming to possess an expert understanding of quantum phenomena. A ‘gentle’ introduction, or otherwise, Dr. Georgiev’s book aptly pre- paresthereadertoconfrontwhatevermightbeinstorelater. I was pleased to have been invited to write this Foreword, and also pleased that the author has deemed it worthwhile to include in his book aspects of our ownjointworkthatspannedseveralyears.Iverymuchthankhiminthisrespect. JamesF.Glazebrook ProfessorEmeritus EasternIllinoisUniversity Charleston,IllinoisUSA Preface Our minds are constituted by subjective conscious experiences through which we access ourselves and the surrounding world. Examples of conscious experiences are the pain of the toothache, the smell of the rose, or the perceived blueness of thebluesky.Despitethelargeamountofclinicalevidencesuggestinganintimate relationshipbetweenthebrainfunctionandtheconsciousmind,thenatureofthis relationship has been subject to a long-lasting controversy. The main culprit in thisstateofaffairshasbeenthealmostexclusiverelianceofcurrentneuroscience on classical physics. Thus, some philosophers have promoted flawed theories of consciousness, e.g., we hallucinate that we have conscious experiences (while in fact having none), our consciousness is a causally ineffective epiphenomenon, or ourfreewillisanillusion. To restore our common sense view of ourselves as conscious minds with free will,weneedtoadoptaradicallynewconceptualframeworkforapproachingthe physicalworldsuchastheoneprovidedbyquantuminformationtheory.Because it is impossible to understand the quantum information theory of consciousness without knowing any quantum physics at all, in the first half of the book I gen- tlyintroducethereaderintothewondrousworldofquantummechanicsthatwas revealed to us by the discovery of the Schro¨dinger equation in 1926. Only after I derivethedifferencesbetweenclassicalandquantuminformationinasetofrigor- oustheorems,Imoveforwardtodiscusstheclassicaloriginofsevenlong-standing problems related to consciousness including the physical boundary problem, the binding problem, the causal potency problem, the free will problem, the inner privacyproblem,themind–brainrelationshipandthehardproblemofconscious- ness,andthenshowhowtheseproblemscanbeaddressedusingthespecifictools of quantum information theory. Finally, I discuss the theory-ladenness of exper- imental observations and highlight the importance of conscious experiences for providingprotocolsentencesthatareusedbothinthetheoreticalconstructionof scientific theories and in the critical assessment of these theories in the light of newexperimentaldata. Because consciousness is of utmost importance for virtually all forms of hu- man activity, I have written this book with the expectation that it will be of in- terest to a wide target audience with diverse backgrounds. Consequently, I have attemptedtomaketheexpositionself-containedandequallyaccessibleforunder- graduate/graduate students and academic professionals. Even though individual chapters are didactically arranged in the order in which they should be read, dif- ferent readers may proceed with different speeds through the chapters depend- ing on their previous knowledge of the topics discussed. To enhance the overall reading experience and prevent the reader from skipping over essential details, below I provide a general map that displays at a glance the logical relationships between different chapters. This map could be very useful for fast navigation be- tween chapters in a second reading of the book aimed at appreciating the fine detailsinthepresentedtheories.Thespecifictasksperformedbyeachchapterfor addressingthemainproblemsofconsciousnesscouldbesummarizedasfollows. Chapters1,5and6comprisethecoreofthebookthatcontainsalargenumber of original results in the form of theorems and solved examples. Chapter 1 for- mulatesclearlythesevenmainproblemsofconsciousnessusingintrospectiveex- periments whose understanding does not require any scientific background. The rest of the book, however, requires mastering of a theoretical minimum of math- ematical and physical concepts that are duly introduced in Chapters 2, 3 and 4. Chapter 5 explains the origin of various difficulties encountered when one ap- pliesclassicalinformationtheoremsto studyconsciousnessandintroducesmany oftheconstraintsthataphysicaltheoryofconsciousnessshouldrespect.Twochar- acteristic features of classical physics, namely, determinism and observability of physical states, are singled out as the worst adversaries to consciousness and free will.Chapter6constructsanaxiomaticquantuminformationtheoryofconscious- nessandshowshowfundamentalquantuminformationtheoremscanbeapplied to address all of the main problems of consciousness. Chapters 5 and 6 are con- trastedtoeachothertherebyenablingthereadertofullygraspwhatthequantum information theory of consciousness is, what it is not, and why its axioms are not arbitrary due to the large number of constraints that had to be respected. For a complete picture on any one of the seven problems of consciousness, one has to takeintoconsiderationatrioofcorrespondingsectionsfromChapters1,5and6. Chapter 8 Research programs and conscious experiences Chapter 1 Chapter 6 Chapter 5 The main problems Consciousness in Consciousness in of consciousness quantum physics classical physics Chapter 4 Chapter 3 The world of The world of quantum physics classical physics Chapter 7 Toward a quantum neuroscience Chapter 2 The scientific conception of the world The necessity of axiomatizing science with subsequent proving of valid theo- remsisintroducedinChapter2,wherethereaderisalsoacquaintedwiththecri- teria for rigor expected from any physical theory. Chapters 3 and 4 introduce the basicsoftheclassicalorquantumdescriptionofthephysicalworldandwouldbe especially valuable for non-physicists. Even though advanced readers could skip overthebasics,acquaintancewithSections3.19and4.20ishighlyrecommended as these provide proofs of the fundamental physical theorems pertaining to clas- sical or quantum information that are subsequently used in Chapters 5 and 6. Chapters 3 and 4 are also contrasted to each other thereby providing a deeper insightintothephysicalrealityofthequantumworld. Chapters7and8discusstheimportanceandpossibleapplicationsofquantum information theory of consciousness. Chapter 7 illustrates how quantum theory could be applied to neurosciences, presents previously published quantum mod- els of synaptic communication between neurons, and provides a number of open questions for future work. Chapter 8 wraps up the presentation by highlighting the importance of conscious experiences for the growth of scientific knowledge through Bayesian inference and assessment of competing scientific research pro- gramsbasedondifferentscientifictheories.Italsoprovidesapostponedjustifica- tionofthemethodologyforparallelpresentationofcompetingtheoriesandusing contrastsforadvancingondifficultscientificproblems. My expectations from the reader are minimal and include only a basic famil- iarity with numbers, mathematical equations, the parts of the human body, and thenaturalevolutionoflifeonEarth.Fromthere,Itakethereaderontoacompre- hensible journey through logic, mathematics, classical and quantum information theory,neuroscience,andphilosophyofmind.Thescopeoftheexpositionineach of these disciplines is limited only to a theoretical minimum of concepts, theo- rems and experimental facts that are essential for understanding and addressing thesevenlong-standingproblemsofconsciousness.Reducingthenumberofthe- oretical concepts, however, leaves room for presenting a detailed explanation of what these concepts really are, why they are needed and how they relate to the problemsstudied.Attheendofourjourney,thereaderwillconfidentlyknowthat the world of classical information that can be observed, copied, stored or erased is not a complete description of all there is. Instead, the physical world is made of quantum particles that are packets of complex-valued probability amplitudes that evolve in space and time according to the Schro¨dinger equation until a cer- tainenergythresholdisreachedforanobjectivereductiontooccur.Thequantum information that is carried by the quantum particles cannot be observed, cannot be copied and cannot be erased, and it is exactly this quantum information that is the fabric of which our conscious minds are made. The conscious free will is exercised through the aforementioned objective reductions and the brain is the classical physical record of past mind choices. Thus, the quantum information theoryofconsciousnessprovidesaphysicalsupportforphilosophicalexistential- ismaccordingtowhichyouarebornfreetochoosewhatyouwanttobewithinthe limits of the physically possible and that ultimately it is you who is responsible foryourowndecisionsandactions.

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