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Quantum Chemistry and Dynamics of Excited States_ Methods and Applications-Wiley (2021) PDF

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(cid:2) QuantumChemistryandDynamicsofExcitedStates (cid:2) (cid:2) (cid:2) (cid:2) Quantum Chemistry and Dynamics of Excited States Methods and Applications Edited by Leticia González InstituteofTheoreticalChemistry,FacultyofChemistry UniversityofVienna Austria (cid:2) (cid:2) Roland Lindh DepartmentofChemistry–BMC UppsalaUniversity Sweden (cid:2) (cid:2) Thiseditionfirstpublished2021 ©2021JohnWiley&SonsLtd Allrightsreserved.Nopartofthispublicationmaybereproduced,storedinaretrievalsystem,ortransmitted,inany formorbyanymeans,electronic,mechanical,photocopying,recordingorotherwise,exceptaspermittedbylaw. Adviceonhowtoobtainpermissiontoreusematerialfromthistitleisavailableathttp://www.wiley.com/go/ permissions. TherightofLeticiaGonzálezandRolandLindhtobeidentifiedastheauthorsoftheeditorialmaterialinthiswork hasbeenassertedinaccordancewithlaw. RegisteredOffices JohnWiley&Sons,Inc.,111RiverStreet,Hoboken,NJ07030,USA JohnWiley&SonsLtd,TheAtrium,SouthernGate,Chichester,WestSussex,PO198SQ,UK EditorialOffice TheAtrium,SouthernGate,Chichester,WestSussex,PO198SQ,UK Fordetailsofourglobaleditorialoffices,customerservices,andmoreinformationaboutWileyproductsvisitusat www.wiley.com. Wileyalsopublishesitsbooksinavarietyofelectronicformatsandbyprint-on-demand.Somecontentthatappears instandardprintversionsofthisbookmaynotbeavailableinotherformats. LimitofLiability/DisclaimerofWarranty (cid:2) (cid:2) Inviewofongoingresearch,equipmentmodifications,changesingovernmentalregulations,andtheconstantflow ofinformationrelatingtotheuseofexperimentalreagents,equipment,anddevices,thereaderisurgedtoreview andevaluatetheinformationprovidedinthepackageinsertorinstructionsforeachchemical,pieceofequipment, reagent,ordevicefor,amongotherthings,anychangesintheinstructionsorindicationofusageandforadded warningsandprecautions.Whilethepublisherandauthorshaveusedtheirbesteffortsinpreparingthiswork,they makenorepresentationsorwarrantieswithrespecttotheaccuracyorcompletenessofthecontentsofthisworkand specificallydisclaimallwarranties,includingwithoutlimitationanyimpliedwarrantiesofmerchantabilityor fitnessforaparticularpurpose.Nowarrantymaybecreatedorextendedbysalesrepresentatives,writtensales materialsorpromotionalstatementsforthiswork.Thefactthatanorganization,website,orproductisreferredtoin thisworkasacitationand/orpotentialsourceoffurtherinformationdoesnotmeanthatthepublisherandauthors endorsetheinformationorservicestheorganization,website,orproductmayprovideorrecommendationsitmay make.Thisworkissoldwiththeunderstandingthatthepublisherisnotengagedinrenderingprofessionalservices. Theadviceandstrategiescontainedhereinmaynotbesuitableforyoursituation.Youshouldconsultwitha specialistwhereappropriate.Further,readersshouldbeawarethatwebsiteslistedinthisworkmayhavechangedor disappearedbetweenwhenthisworkwaswrittenandwhenitisread.Neitherthepublishernorauthorsshallbe liableforanylossofprofitoranyothercommercialdamages,includingbutnotlimitedtospecial,incidental, consequential,orotherdamages. LibraryofCongressCataloging-in-PublicationDataappliedfor ISBNHB:9781119417750 CoverDesign:Wiley CoverImage:CoverimagebyIgnacioFernandezGalvan; ©ThomasEngzell/EyeEm/GettyImages Setin9.5/12.5ptSTIXTwoTextbySPiGlobal,Chennai,India 10 9 8 7 6 5 4 3 2 1 (cid:2) (cid:2) Toourfamilies, fortheirunconditionalloveandendlesssupport. (cid:2) (cid:2) (cid:2) (cid:2) vii Contents ListofContributors xix Preface xxiii 1 MotivationandBasicConcepts 1 SandraGómez,IgnacioFdez.Galván,RolandLindh,andLeticiaGonzález 1.1 MissionandMotivation 1 1.2 AtomicUnits 4 1.3 TheMolecularHamiltonian 5 1.4 DiracorBra-KetNotation 6 1.5 IndexDefinitions 7 (cid:2) 1.6 SecondQuantizationFormalism 7 (cid:2) 1.7 Born–OppenheimerApproximationandPotentialEnergySurfaces 9 1.8 AdiabaticVersusDiabaticRepresentations 10 1.9 ConicalIntersections 11 1.10 FurtherReading 12 1.11 Acknowledgments 12 PartI QuantumChemistry 13 2 Time-DependentDensityFunctionalTheory 15 MiquelHuix-Rotllant,NicolasFerré,andMarioBarbatti 2.1 Introduction 15 2.2 TDDFTFundamentals 16 2.2.1 TheRunge–GrossTheorems 16 2.2.2 TheTime-DependentKohn–ShamApproach 18 2.2.3 SolutionsofTime-DependentKohn–ShamEquations 19 2.2.3.1 Real-TimeTDDFT 19 2.2.3.2 Linear-ResponseTDDFT 20 2.3 Linear-ResponseTDDFTinAction 22 2.3.1 VerticalExcitationsandEnergySurfaces 22 2.3.1.1 VerticalExcitations:HowGoodareThey? 23 2.3.1.2 ReconstructedEnergySurfaces:HowGoodareThey? 25 2.3.2 ConicalIntersections 28 2.3.3 CouplingTermsandAuxiliaryWaveFunctions 30 (cid:2) (cid:2) viii Contents 2.3.3.1 TheCasidaAnsatz 30 2.3.3.2 Time-DerivativeNon-AdiabaticCouplings 31 2.3.4 Non-AdiabaticDynamics 32 2.4 ExcitedStatesandDynamicswithTDDFTVariantsandBeyond 34 2.5 Conclusions 35 Acknowledgments 36 References 36 3 Multi-ConfigurationalDensityFunctionalTheory:Progressand Challenges 47 ErikDonovanHedegård 3.1 Introduction 47 3.2 WaveFunctionTheory 50 3.3 Kohn–ShamDensityFunctionalTheory 50 3.3.1 DensityFunctionalApproximations 53 3.3.2 DensityFunctionalTheoryforExcitedStates 54 3.3.2.1 IssuesWithintheTime-DependentDensityFunctionalTheoryAnsatz 55 3.3.2.2 Self-InteractionError 55 3.3.2.3 Degeneracies,Near-DegeneraciesandtheSymmetryDilemma 56 3.4 Multi-ConfigurationalDensityFunctionalTheory 57 3.4.1 Semi-EmpiricalMulti-ConfigurationalDensityFunctionalTheory 57 3.4.2 Multi-ConfigurationalDensityFunctionalTheoryBasedtheOn-TopPairDensity 58 (cid:2) 3.4.2.1 DensityMatricesandtheOn-TopPairDensity 59 (cid:2) 3.4.2.2 EnergyFunctionalandExcitedStateswiththeOn-TopPairDensity 60 3.4.3 Multi-ConfigurationalDensityFunctionalTheoryBasedonRange-Separation 61 3.4.3.1 EnergyFunctionalandExcitedStatesinRange-SeparatedMethods 62 3.4.3.2 TheRange-SeparationParameterinExcitedStateCalculations 62 3.5 IllustrativeExamples 64 3.5.1 ExcitedStatesofOrganicMolecules 64 3.5.2 ExcitedStatesforaTransitionMetalComplex 65 3.6 Outlook 66 Acknowledgments 67 References 67 4 Equation-of-MotionCoupled-ClusterModels 77 MonikaMusiał 4.1 Introduction 77 4.2 TheoreticalBackground 79 4.2.1 Coupled-ClusterWaveFunction 79 4.2.2 TheEquation-of-MotionApproach 80 4.2.3 Similarity-TransformedHamiltonian 81 4.2.4 DavidsonDiagonalizationAlgorithm 82 4.3 ExcitedStates:EE-EOM-CC 84 4.3.1 EE-EOM-CCSDModel 84 4.3.2 EE-EOM-CCSDTModel 86 4.3.3 EE-EOM-CCResults 87 4.4 IonizedStates:IP-EOM-CC 89 (cid:2) (cid:2) Contents ix 4.4.1 IP-EOM-CCSDModel 89 4.4.2 IP-EOM-CCSDTModel 89 4.4.3 IP-EOM-CCResults 90 4.5 Electron-AttachedStates:EA-EOM-CC 91 4.5.1 EA-EOM-CCSDModel 92 4.5.2 EA-EOM-CCSDTModel 92 4.5.3 EA-EOM-CCResults 92 4.6 Doubly-IonizedStates:DIP-EOM-CC 94 4.6.1 DIP-EOM-CCSDModel 95 4.6.2 DIP-EOM-CCSDTModel 95 4.6.3 DIP-EOM-CCResults 96 4.7 DoublyElectron-AttachedStates:DEA-EOM-CC 97 4.7.1 DEA-EOM-CCSDModel 98 4.7.2 DEA-EOM-CCSDTModel 98 4.7.3 DEA-EOM-CCResults 98 4.8 Size-ExtensivityIssueintheEOM-CCTheory 100 4.9 FinalRemarks 102 References 103 5 TheAlgebraic-DiagrammaticConstructionSchemeforthePolarization Propagator 109 AndreasDreuw (cid:2) 5.1 OriginalDerivationviaGreen’sFunctions 110 (cid:2) 5.2 TheIntermediateStateRepresentation 112 5.3 CalculationofExcitedStatePropertiesandAnalysis 114 5.3.1 ExcitedStateProperties 114 5.3.2 Excited-StateWaveFunctionandDensityAnalyses 116 5.4 PropertiesandLimitationsofADC 117 5.5 VariantsofEE-ADC 119 5.5.1 ExtendedADC(2) 119 5.5.2 UnrestrictedEE-ADCSchemes 120 5.5.3 Spin-FlipEE-ADCSchemes 121 5.5.4 Spin-Opposite-ScaledADCSchemes 122 5.5.5 Core-ValenceSeparated(CVS)EE-ADC 123 5.6 DescribingMolecularPhotochemistrywithADCMethods 125 5.6.1 PotentialEnergySurfaces 125 5.6.2 EnvironmentModelswithinADC 126 5.7 BriefSummaryandPerspective 126 Bibliography 127 6 FoundationofMulti-ConfigurationalQuantumChemistry 133 GiovanniLiManni,KaiGuther,DongxiaMa,andWernerDobrautz 6.1 ScalingProbleminFCI,CASandRASWaveFunctions 136 6.2 FactorizationandCouplingofSlaterDeterminants 138 6.2.1 SlaterCondonRules 140 6.3 ConfigurationStateFunctions 141 6.3.1 TheUnitaryGroupApproach(UGA) 142 (cid:2) (cid:2) x Contents 6.3.1.1 AnalogybetweenCSFsandSphericalHarmonics 143 6.3.1.2 Gel’fand-TsetlinBasis 143 6.3.1.3 PaldusandWeylTables 145 6.3.1.4 TheStep-Vector 148 6.3.2 TheGraphicalUnitaryGroupApproach(GUGA) 148 6.3.3 EvaluationofNon-VanishingHamiltonianMatrixElements 153 6.3.3.1 One-BodyCouplingCoefficients 154 6.3.3.2 Two-BodyMatrixElements 157 6.4 ConfigurationInteractionEigenvalueProblem 158 6.4.1 IterativeMethods 159 6.4.1.1 LanczosAlgorithm 159 6.4.1.2 DavidsonAlgorithm 160 6.4.2 Direct-CIAlgorithm 162 6.5 TheCASSCFMethod 165 6.5.1 TheMCSCFParameterization 167 6.5.2 TheMCSCFGradientandHessian 169 6.5.3 One-StepandTwo-StepProcedures 170 6.5.4 AugmentedHessianMethod 171 6.5.5 MatrixformoftheFirstandSecondDerivativesinMCSCF 171 6.5.6 QuadraticallyConvergingMethodwithOptimalConvergence 175 6.5.7 Orbital-CICouplingTerms 178 6.5.8 Super-CIfortheOrbitalOptimization 179 (cid:2) 6.5.9 RedundancyofActiveOrbitalRotations 181 (cid:2) 6.6 RestrictedandGeneralizedActiveSpaceWaveFunctions 182 6.6.1 GUGAAppliedtoCAS,RASandGASWaveFunctions 184 6.6.2 RedundanciesinGASSCFOrbitalRotations 186 6.6.3 MCSCFMolecularOrbitals 187 6.6.4 GASSCFAppliedtotheGd Molecule 188 2 6.7 ExcitedStates 189 6.7.1 Multi-StateCISolver 190 6.7.2 State-SpecificandState-AveragedMCSCF 191 6.8 StochasticMulticonfigurationalApproaches 191 6.8.1 FCIQMCWorkingEquation 192 6.8.2 Multi-WaveFunctionApproachforExcitedStates 196 6.8.3 SamplingReducedDensityMatrices 196 Bibliography 198 7 TheDensityMatrixRenormalizationGroupforStrongCorrelationinGround andExcitedStates 205 LeonFreitagandMarkusReiher 7.1 Introduction 205 7.2 DMRGTheory 207 7.2.1 RenormalizationGroupFormulation 207 7.2.2 MatrixProductStatesandMatrixProductOperators 210 7.2.3 MPS-MPOFormulationofDMRG 214 7.2.4 ConnectionbetweentheRenormalizationGroupandtheMPS-MPOFormulationof DMRG 217 (cid:2) (cid:2) Contents xi 7.2.5 DevelopmentstoEnhanceDMRGConvergenceandPerformance 218 7.3 DMRGandOrbitalEntanglement 218 7.4 DMRGinPractice 220 7.4.1 CalculatingExcitedStateswithDMRG 220 7.4.2 FactorsAffectingtheDMRGConvergenceandAccuracy 220 7.4.3 Post-DMRGMethodsforDynamicCorrelationandEnvironmentEffects 221 7.4.4 AnalyticalEnergyGradientsandNon-AdiabaticCouplingMatrixElements 222 7.4.5 TensorNetworkStates 224 7.5 ApplicationsinQuantumChemistry 225 7.6 Conclusions 230 Acknowledgment 231 References 231 8 Excited-StateCalculationswithQuantumMonteCarlo 247 JonasFeldtandClaudiaFilippi 8.1 Introduction 247 8.2 VariationalMonteCarlo 249 8.3 DiffusionMonteCarlo 252 8.4 WaveFunctionsandtheirOptimization 256 8.4.1 StochasticReconfigurationMethod 258 8.4.2 LinearMethod 259 8.5 ExcitedStates 261 (cid:2) (cid:2) 8.5.1 Energy-BasedMethods 261 8.5.2 Time-DependentLinear-ResponseVMC 263 8.5.3 Variance-BasedMethods 264 8.6 ApplicationstoExcitedStatesofMolecularSystems 265 8.7 AlternativestoDiffusionMonteCarlo 269 Bibliography 270 9 Multi-ReferenceConfigurationInteraction 277 FelixPlasserandHansLischka 9.1 Introduction 277 9.2 Basics 278 9.2.1 ConfigurationInteractionandtheVariationalPrinciple 278 9.2.2 TheSize-ExtensivityProblemofTruncatedCI 280 9.2.3 Multi-ReferenceConfigurationSpaces 282 9.2.4 Many-ElectronBasisFunctions:DeterminantsandCSFs 286 9.2.5 Workflow 287 9.3 TypesofMRCI 289 9.3.1 UncontractedandContractedMRCI 289 9.3.2 MRCIwithExtensivityCorrections 291 9.3.3 TypesofSelectionSchemes 293 9.3.4 ConstructionofOrbitals 293 9.4 PopularImplementations 294 9.5 Conclusions 295 References 295 (cid:2) (cid:2) xii Contents 10 Multi-ConfigurationalReferencePerturbationTheorywithaCASSCF ReferenceFunction 299 RolandLindhandIgnacioFdez.Galván 10.1 Rayleigh–SchrödingerPerturbationTheory 300 10.1.1 TheSingle-StateTheory 300 10.1.1.1 TheConventionalProjectionalDerivation 300 10.1.1.2 TheBi-VariationalApproach 304 10.1.2 ConvergencePropertiesandIntruderStates 308 10.1.2.1 RealandImaginaryShiftTechniques 310 10.2 Møller–PlessetPerturbationTheory 313 10.2.1 TheReferenceFunction 314 10.2.2 ThePartitioningoftheHamiltonian 315 10.2.3 TheFirst-OrderInteractingSpaceandSecond-OrderEnergyCorrection 316 10.3 State-SpecificMulti-ConfigurationalReferencePerturbationMethods 320 10.3.1 TheGenerationoftheReferenceHamiltonian 321 10.3.2 CAS-MP2Theory 322 10.3.3 CASPT2Theory 323 10.3.3.1 ThePartitioningoftheHamiltonian 324 10.3.3.2 TheFirst-OrderInteractingSpace 325 10.3.3.3 OtherActiveSpaceReferences 328 10.3.3.4 BenchmarkResults 329 10.3.3.5 IPEAShift 330 (cid:2) 10.3.4 MRMP2Theory 331 (cid:2) 10.3.4.1 ThePartitioningoftheHamiltonian 331 10.3.4.2 TheFirst-OrderInteractingSpace 332 10.3.5 NEVPT2Theory 333 10.3.5.1 ThePartitioningoftheHamiltonian 333 10.3.5.2 TheFirst-OrderInteractingSpace 335 10.3.6 PerformanceImprovements 336 10.4 Quasi-DegeneratePerturbationTheory 338 10.5 Multi-StateMulti-ConfigurationalReferencePerturbationMethods 341 10.5.1 Multi-StateCASPT2Theory 341 10.5.2 ExtendedMS-CASPT2Theory 342 10.6 SummaryandOutlook 343 Acknowledgments 345 References 345 Appendix 350 PartII NuclearDynamics 355 11 ExactQuantumDynamics(WavePackets)inReducedDimensionality 357 SebastianReiter,DanielKeefer,andReginadeVivie-Riedle 11.1 Introduction 357 11.2 FundamentalsofMolecularQuantumDynamics 358 11.2.1 WavePacketDynamics 358 (cid:2)

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