Can Chameleons Lead Change? The Effect of Resistance to Change on High Self-Monitoring Leaders’ Strength of Purpose Robert B. Morris II Submitted in partial fulfillment of the requirements for the degree of Doctor of Philosophy under the Executive Committee of the Graduate School of Arts and Sciences COLUMBIA UNIVERSITY 2011 © 2011 Robert B. Morris II All rights reserved ABSTRACT Can Chameleons Lead Change? The Effect of Resistance to Change on High Self-Monitoring Leaders’ Strength of Purpose Robert B. Morris II The evidence linking self-monitoring (Snyder, 1974) and leadership suggests that it is better to be high than low in self-monitoring regarding leader effectiveness (Day et al., 2002); however, social responsiveness could be a double-edged sword when it comes to leading organization change. It was hypothesized that high self-monitoring (HSM) leaders would launch change in a participative manner and create positive conditions for change, but they would lack strength of purpose for leading the effort in the face of resistance. Grit (Duckworth, Peterson, Matthews & Kelly, 2007), an individual characteristic introduced recently by positive psychologists, is potentially a positive characteristic of change leaders. It was also predicted that grit would be a positive predictor of leader strength of purpose for leading change. Drawing on these literatures, a theoretical model was developed and tested to examine the interaction effect of these two characteristics and a change leader's situation (resistance or support) on strength of purpose (commitment to change goals and intentions to stay with the organization). Two surveys, one scenario-based and one experience-based, were administered to senior leaders (mean age = 43) from across the globe representing a wide range of industries and job functions. The results provided some support that self-monitoring interacted with the leader situation to predict leader approach to change in the scenario survey group, but not in the experience survey group. The findings also demonstrated support for self-monitoring theory in that cultural context moderated the relationship between self-monitoring and leader approach to change, such that HSMs' approach varied significantly depending on whether they were leading change inside or outside their own country of origin (i.e., nationality) whereas LSMs did not vary their approach across these different contexts. The prediction that grit would predict leader strength of purpose was unsupported. It was also found that cultural context moderated the relationship between leader situation and intentions to stay with the organization such that, in conditions of less support (i.e., resistance) from one's established in-group (nationality or societal culture match between the leader and change recipients), leaders expressed higher intentions to leave than when unsupported in out-group conditions. These results and the implications for future research and practice are discussed. TABLE OF CONTENTS Chapter I: Introduction 1 Chapter II: Review of Existing Literature 9 Overview of Chapter 9 Introduction of the Theoretical Model 9 Creating the Conditions for Successful Change 11 Leader Approach to Launching Change 12 Leader Situation 17 Individual and Group Resistance 17 Leader Strength of Purpose 19 Self-Monitoring Orientation 22 Self-Monitoring Theory 23 Self-Monitoring and Leader Approach 24 Self-Monitoring and Strength of Purpose 27 Grit Personality 32 Grit and Strength of Purpose 33 Summary of Hypotheses and Predicted Results 37 Chapter III: Methodology 39 Overview of Chapter 39 Participants and Procedure 39 Measures 43 Analysis 51 i Chapter IV: Results 55 Overview of Chapter 55 Descriptive Statistics and Correlation Analysis 55 Testing Hypothesis 1 61 Testing Hypothesis 2 64 Testing Hypothesis 3a 68 Testing Hypothesis 3b 72 Testing Hypothesis 3c 72 Additional Analyses 76 Chapter V: Discussion 85 Overview of Chapter 85 Interpretation of Key Findings 87 Launching Change Efforts: Leader Approach Findings 87 Sticking with Difficult Change Efforts: Leader Strength of Purpose 95 Implications for Research and Practice 99 Limitations of Research 103 Conclusions 113 References 115 Appendices 123 Appendix A: Invitation to Participate in Research 123 Appendix B: Informed Consent 124 Appendix C: Scenario-Based Survey 127 Appendix D: Experience-Based Survey 137 ii LIST OF FIGURES FIGURE DESCRIPTION PAGE Figure 1 Lewin's (1947, 1951) change process 4 Figure 2 Proposed theoretical model for this research 11 Figure 3 Tannenbaum & Schmidt's (1958) continuum of leadership behavior 12 Figure 4 Interaction effect of self-monitoring and nationality match on leader 81 approach Figure 5 Interaction effect of leader situation and societal cluster match on 84 leader strength of purpose iii LIST OF TABLES TABLE DESCRIPTION PAGE Table 1 Industry, job function and nationality of sample population 42 (all respondents) Table 2 Standardized loadings for principle components analysis for Grit 44 Table 3 Standardized loadings for principle components analysis for 48 Strength of Purpose Table 4 List of variables that significantly predicted one or more of the 52 outcome variables Table 5 Data analysis plan by hypothesis 53 Table 6 Age, gender, education and job level of respondents by survey group 56 Table 7 Means, standard deviations and correlations for IV, DV, and control 58 variables (scenario survey) Table 8 Means, standard deviations and correlations for IV, DV and control 60 variables (experience survey) Table 9 Means, standard deviations and range for leader approach by survey group 61 Table 10 The effect of self-monitoring on leader approach by survey group 63 Table 11 Means, standard deviations, and range for leader situation by survey group 64 Table 12 Paired samples t-Tests for strength of purpose variables (scenario survey) 65 Table 13 The effect of leader situation on strength of purpose (experience survey) 67 Table 14 The effect of leader situation and self-monitoring on strength of purpose 70 (experience survey) Table 15 The effect of leader situation and grit on strength of purpose 74 (experience survey) Table 16 List of cross-cultural demographic variables 78 Table 17 Leader approach scores for each cultural group (experience survey) 79 iv Table 18 The interaction effect of nationality match and self-monitoring on leader 81 approach (experience survey) Table 19 Strength of purpose scores for each cultural group (experience survey) 82 Table 20 The effect of nationality match on leader affective commitment to change 83 (experience survey) Table 21 The interaction effect of societal cluster match and leader situation on 84 leader intentions to stay (experience survey) v ACKNOWLEDGEMENTS Although the research and writing of this dissertation has occurred over the past eighteen months, the end product is the result of thirty-nine years of experience and education. This is a great opportunity to express my respect and gratitude to all who have enabled and encouraged me along the way. First and foremost, to my wife and best friend Tina, for her encouragement, coaching, and love throughout the past fifteen years and especially during the arduous dissertation process. You always champion me and my adventures. Your partnership means more to me than words can describe, and my respect for you is beyond measure. To my parents Bob and Susie, who instilled within me a deep value and thirst for learning. The countless hours of supervision, summer workbooks, and your continuous pursuit of learning inspired me to be the lifelong learner that I am today. To my advisor and sponsor, Dr. W. Warner Burke, for his mentorship and for transferring to me the “license to learn.” Thank you for taking me under your wing and teaching me leadership, not only through rigorous study but also through your personal example. To my committee chair and mentor Dr. Debra Noumair, for her guidance and support during this dissertation process and throughout the past five years. Thank you for holding the boundaries and prioritizing the task. Your influence on my orientation as a coach and team developer has been profound and I cannot thank you enough. To my committee member and mentor Dr. L. Lee Knefelkamp, for her inspiration, love, and self-sacrifice. The three years we spent together learning deeply about human development vi
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