IETRADAR,SONAR,NAVIGATION ANDAVIONICSSERIES21 SeriesEditors:DrN.Stewart ProfessorH.Griffiths Principles of Space- Time Adaptive Processing 3rd Edition Othervolumesinthisseries: Volume1 OptimisedradarprocessorsA.Farina(Editor) Volume2 Radardevelopmentto1945R.W.Burns(Editor) Volume3 WeibullradarclutterM.SekineandY.H.Mao Volume4 AdvancedradartechniquesandsystemsG.Galati(Editor) Volume7 UltrawidebandradarmeasurementsL.Yu.AstaninandA.A.Kostylev Volume8 Aviationweathersurveillancesystems:advancedradar andsurfacesensorsforflightsafetyandairtrafficmanagementP.Mahapatra Volume10 RadartechniquesusingarrayantennasW.D.Wirth Volume11 AirandspaceborneradarsystemsP.Lacomme, J.C.Marchais,J.P.HardangeandE.Normant Volume12 Principlesofspace-timeadaptiveprocessing,2ndeditionR.Klemm Volume13 IntroductiontoRFStealthD.Lynch Volume14 Applicationsofspace-timeadaptiveprocessingR.Klemm(Editor) Volume15 Groundpenetratingradar,2ndeditionD.J.Daniels(Editor) Volume16 TargetdetectionbymarineradarJ.Briggs Volume17 Strapdown inertial navigation technology, 2nd edition D. H. Titterton and J.L.Weston Volume18 IntroductiontoradartargetrecognitionP.Tait Volume19 RadarimagingandholographyA.PasmurovandS.Zinoviev Principles of Space- Time Adaptive Processing 3rd Edition By Richard Klemm TheInstitutionofEngineeringandTechnology Publishedby:TheInstitutionofEngineeringandTechnology,London, UnitedKingdom ©2006:TheInstitutionofEngineeringandTechnology ThispublicationiscopyrightundertheBerneConventionandtheUniversal CopyrightConvention.Allrightsreserved.Apartfromanyfairdealingforthe purposesofresearchorprivatestudy,orcriticismorreview,aspermittedunderthe Copyright,DesignsandPatentsAct,1988,thispublicationmaybereproduced, storedortransmitted,inanyformsorbyanymeans,onlywiththepriorpermission inwritingofthepublishers,orinthecaseofreprographicreproductionin accordancewiththetermsoflicencesissuedbytheCopyrightLicensingAgency. 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BritishLibraryCataloguinginPublicationData Klemm,Richard Principlesofspace-timeadaptiveprocessing.–3rded.– (Radar,sonar,navigations&avionics;no.21) 1.Movingtargetindicatorradar2.Adaptivesignalprocessing I.TitleII.InstitutionofElectricalEngineers (cid:1) 621.3848 ISBN(10digit)0863415660 ISBN(13digit)978-086341-566-1 TypesetinIndiabyNewgenImagingSystems(P)Ltd,Chennai,India PrintedintheUKbyMPGBooksLtd,Bodmin,Cornwall To my dear Eka Contents Biography xv Prefacetothe(cid:2)rstedition xvii Prefacetothesecondedition xxi Prefacetothethirdedition xxiii 1 Introduction 1 1.1 Preliminaryremarks. . . . . . . . . . . . . . . . . . . . . . . . . . . 1 1.1.1 BasicsofMTIradar . . . . . . . . . . . . . . . . . . . . . . 3 1.1.2 One-dimensionalcluttercancellation . . . . . . . . . . . . . 4 1.1.3 Aspectsofair-andspaceborneradar . . . . . . . . . . . . . . 5 1.1.4 Impactofplatformmotion . . . . . . . . . . . . . . . . . . . 6 1.1.5 Somenotesonphasedarrayradar . . . . . . . . . . . . . . . 11 1.1.6 Systemsandexperiments . . . . . . . . . . . . . . . . . . . . 12 1.1.7 Validityofmodels . . . . . . . . . . . . . . . . . . . . . . . 14 1.1.8 Historicaloverview . . . . . . . . . . . . . . . . . . . . . . . 15 1.2 Radarsignalprocessingtools . . . . . . . . . . . . . . . . . . . . . . 17 1.2.1 Theoptimumprocessor. . . . . . . . . . . . . . . . . . . . . 17 1.2.2 Orthogonalprojection . . . . . . . . . . . . . . . . . . . . . 25 1.2.3 Linearsubspacetransforms. . . . . . . . . . . . . . . . . . . 27 1.2.4 Cluttersuppressionwithdigital(cid:2)lters . . . . . . . . . . . . . 34 1.2.5 Examples . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39 1.2.6 Angleorfrequencydomainprocessing . . . . . . . . . . . . 41 1.3 Spectralestimation . . . . . . . . . . . . . . . . . . . . . . . . . . . 44 1.3.1 Signalmatch(SM) . . . . . . . . . . . . . . . . . . . . . . . 45 1.3.2 Minimumvarianceestimator,MVE . . . . . . . . . . . . . . 46 1.3.3 Maximumentropymethod,MEM . . . . . . . . . . . . . . . 47 1.3.4 Orthogonalprojection,MUSIC . . . . . . . . . . . . . . . . 48 1.3.5 Comparisonofspectralestimators . . . . . . . . . . . . . . . 49 1.4 Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 50 viii Contents 2 Signalandinterferencemodels 51 2.1 Transmitandreceiveprocess . . . . . . . . . . . . . . . . . . . . . . 51 2.2 TheDopplereffect . . . . . . . . . . . . . . . . . . . . . . . . . . . 52 2.3 Space-timesignals . . . . . . . . . . . . . . . . . . . . . . . . . . . 53 2.3.1 Thespatialdimension:arraygeometry . . . . . . . . . . . . 53 2.3.2 Thetemporaldimension:pulsetrains . . . . . . . . . . . . . 55 2.4 Interference . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 57 2.4.1 Groundclutter . . . . . . . . . . . . . . . . . . . . . . . . . 57 2.4.2 Movingclutter . . . . . . . . . . . . . . . . . . . . . . . . . 59 2.4.3 Jamming . . . . . . . . . . . . . . . . . . . . . . . . . . . . 59 2.4.4 Noise . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 60 2.5 Decorrelationeffects . . . . . . . . . . . . . . . . . . . . . . . . . . 60 2.5.1 Temporaldecorrelation . . . . . . . . . . . . . . . . . . . . . 61 2.5.2 Spatialdecorrelation:effectofsystembandwidth . . . . . . . 63 2.5.3 Dopplerspreadwithinrangegate . . . . . . . . . . . . . . . 64 2.5.4 SystemDopplerspread . . . . . . . . . . . . . . . . . . . . . 67 2.5.5 Totalcorrelationmodel . . . . . . . . . . . . . . . . . . . . . 67 2.6 Thestandardparameterset . . . . . . . . . . . . . . . . . . . . . . . 68 2.6.1 Multiple-timearoundclutter . . . . . . . . . . . . . . . . . . 68 2.6.2 Remarkonimagequality . . . . . . . . . . . . . . . . . . . . 69 2.7 Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 69 3 Propertiesofairborneclutter 71 3.1 Space-Dopplercharacteristics . . . . . . . . . . . . . . . . . . . . . 71 3.1.1 Isodops . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 71 3.1.2 Doppler-azimuthcluttertrajectories . . . . . . . . . . . . . . 73 3.2 Thespace-timecovariancematrix . . . . . . . . . . . . . . . . . . . 79 3.2.1 Thecomponents . . . . . . . . . . . . . . . . . . . . . . . . 82 3.2.2 Thedisplacedphasecentreantenna(DPCA)principle . . . . 86 3.2.3 Eigenspectra . . . . . . . . . . . . . . . . . . . . . . . . . . 98 3.3 Powerspectra . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 102 3.3.1 Fourierspectra . . . . . . . . . . . . . . . . . . . . . . . . . 103 3.3.2 High-resolutionspectra . . . . . . . . . . . . . . . . . . . . . 105 3.4 Effectofradarparametersoninterferencespectra . . . . . . . . . . . 106 3.4.1 Arrayorientation . . . . . . . . . . . . . . . . . . . . . . . . 106 3.4.2 Temporalandspatialsampling . . . . . . . . . . . . . . . . . 107 3.4.3 Decorrelationeffects . . . . . . . . . . . . . . . . . . . . . . 109 3.4.4 Clutterandjammerspectra . . . . . . . . . . . . . . . . . . . 114 3.5 Aspectsofadaptivespace-timeclutterrejection . . . . . . . . . . . . 114 3.5.1 Illustrationoftheprinciple . . . . . . . . . . . . . . . . . . . 114 3.5.2 Someconclusions . . . . . . . . . . . . . . . . . . . . . . . 115 3.6 Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 118 Contents ix 4 Fullyadaptivespace-timeprocessors 121 4.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 121 4.2 Generaldescription . . . . . . . . . . . . . . . . . . . . . . . . . . . 122 4.2.1 Theoptimumadaptiveprocessor(OAP) . . . . . . . . . . . . 122 4.2.2 Theorthogonalprojectionprocessor(OPP) . . . . . . . . . . 127 4.3 Optimumprocessingandmotioncompensation . . . . . . . . . . . . 129 4.3.1 PrincipleofRFmotioncompensation . . . . . . . . . . . . . 129 4.3.2 Correctionpatterns . . . . . . . . . . . . . . . . . . . . . . . 131 4.3.3 Interrelationwiththeoptimumprocessor . . . . . . . . . . . 133 4.4 In(cid:3)uenceofradarparameters . . . . . . . . . . . . . . . . . . . . . . 139 4.4.1 Transmitbeamwidth . . . . . . . . . . . . . . . . . . . . . . 139 4.4.2 Arrayandsamplesize . . . . . . . . . . . . . . . . . . . . . 141 4.4.3 Samplingeffects . . . . . . . . . . . . . . . . . . . . . . . . 142 4.4.4 In(cid:3)uenceoftheCNR . . . . . . . . . . . . . . . . . . . . . . 145 4.4.5 Bandwidtheffects . . . . . . . . . . . . . . . . . . . . . . . 146 4.4.6 Movingclutter . . . . . . . . . . . . . . . . . . . . . . . . . 153 4.5 Range-DopplerIFmatrix . . . . . . . . . . . . . . . . . . . . . . . . 153 4.6 Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 155 5 Space-timesubspacetechniques 159 5.1 Principleofspace-timesubspacetransforms . . . . . . . . . . . . . . 160 5.2 Theauxiliaryeigenvectorprocessor(AEP) . . . . . . . . . . . . . . . 163 5.2.1 Comparisonwiththeoptimumadaptiveprocessor(OAP) . . . 165 5.2.2 Reductionofthenumberofchannels . . . . . . . . . . . . . 166 5.2.3 Bandwidtheffects . . . . . . . . . . . . . . . . . . . . . . . 167 5.3 Auxiliarychannelprocessor(ACP) . . . . . . . . . . . . . . . . . . . 170 5.3.1 Comparisonwithoptimumprocessor . . . . . . . . . . . . . 172 5.3.2 Reductionofthenumberofchannels . . . . . . . . . . . . . 172 5.3.3 Bandwidtheffects . . . . . . . . . . . . . . . . . . . . . . . 172 5.4 Otherspace-timetransforms . . . . . . . . . . . . . . . . . . . . . . 173 5.4.1 Singleauxiliaryelementsandechosamplestransform . . . . 173 5.4.2 Space-timesamplesubgroups . . . . . . . . . . . . . . . . . 173 5.4.3 Space-timeblockingmatrices . . . . . . . . . . . . . . . . . 174 5.4.4 TheJDL-GLR . . . . . . . . . . . . . . . . . . . . . . . . . 174 5.5 Aspectsofimplementation . . . . . . . . . . . . . . . . . . . . . . . 175 5.5.1 Generalproperties . . . . . . . . . . . . . . . . . . . . . . . 175 5.5.2 Auxiliaryeigenvectorprocessor . . . . . . . . . . . . . . . . 176 5.5.3 Auxiliarychannelprocessor . . . . . . . . . . . . . . . . . . 177 5.6 Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 177 6 Spatialtransformsforlineararrays 179 6.1 Subarrays . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 180 6.1.1 Overlappinguniformsubarrays(OUS). . . . . . . . . . . . . 181 6.1.2 Effectofsubarraydisplacement . . . . . . . . . . . . . . . . 183 6.1.3 Non-uniformsubarrays . . . . . . . . . . . . . . . . . . . . . 187 6.2 Auxiliarysensortechniques. . . . . . . . . . . . . . . . . . . . . . . 191
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