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Principles of Fermentation Technology Second Edition Other books of related interest BIRCH, G. G., CAMERON, A. G. & SPENCER, M. Food Science, 3rd Edition COULSON, J. M. & RICHARDSON, J. F. Chemical Engineering GAMAN, P. M. & SHERRINGTON, K. B. The Science of Food, 4th Edition Principles of Fermentation Technology PETER F. STANBURY B.Sc., M.Sc., D.Le. Division (}f Biosciences, University of Hertfordshire, Hatfield, u.K. ALLAN WHITAKER M.Sc., Ph.D., A.R.e.S., D.Le. Division ofBiosciences, University of Hertfordshire STEPHEN J. HALL B.Sc., M.Sc., Ph.D. Division of Chemical Sciences, University (}f Herifordshire UTTERWORTH EINEMANN OXFORD AMSTERDAM BOSTON LONDON NEW YORK PARIS SAN DIEGO SAN FRANCISCO SINGAPORE SYDNEY TOKYO Butterworth-Heinemann An imprint of Elsevier Science 200 Wheeler Road, Burlington MA 01803 First published 1984 Reprinted 1986, 1987, 1989, 1993 (twice) Second edition 1995 Reprinted 1999 (twice), 2000, 2003 Copyright © Elsevier Science Ltd. All rights reserved. No part of this publication may be reproduced in any material form (including photocopying or storing in any medium by electronic means and whether or not transiently or incidentally to some other use of this publication) without the written permission of the copyright holder except in accordance with the provisions of the Copyright, Designs and Patents Act 1988 or under the terms of a licence issued by the Copyright Licensing Agency Ltd, 90 Tottenham Court Road, London, England WIT 4LP. Applicatious for the copyright holder's written permission to reproduce any part of this publication should be addressed to the publishers. Permissions may be sought directly from Elsevier's Science and Technology Rights Department in Oxford, UK: phone: (+44) (0) 1865 843830; fax: (+44) (0) 1865 853333; e-mail: This book is dedicated to the memory of David L. Cohen Microbiologist, teacher, colleague and, above all, friend. Acknowledgements We wish to thank the authors, publishers and manufactur- British Mycological Society: Fig. 7.48. ing companies listed below for allowing us to reproduce either British Valve and Actuator Manufacturers Association original or copyright material. (BVAMA): Fig. 7.28, 7.29, 7.30, 7.31, 7.32, 7.33, 7.34, 7.35, 7.37 and 7.38. Authors Butterworth-Heinemann: Fig. 6.10, 7.22 and 7.25 from S. Abe (Fig. 3.13), A. W. Nienow (Figs 9.13 B-F and 7.10, Collins, C. H. and Beale, A. J. (1992) Safety in Industrial 7.11 and9.19 from Trends in Biotechnology, 8 (1990)), (Figs Microbiology and Biotechnology; Table 3.7 from Vanek, Z. and 5.2a, 5.2b, 5.2c, 5.3a, 5.3b, 5.5, 5.7, 7.18 and Table 5.2 from Hostelek, Z. (1986) Overproduction of Microbial Metabolites. Introduction to Industrial sterilization, Academic Press, London Strain Improvement and Process Strategies. (1968)), F. G. Shinskey (Fig. 8.11, R. M. Talcott (Figs 10.11, Canadian Chemical News, Ottawa: Figs 10.33a and 1O.33b. 10.12 and 10.13) and D. 1. C. Wang (Table 12.7). Chapman and Hall: Fig. 7.46 from Hough, J. S. et al. (1971) Publishers and manufacturing companies Malting and Brewing Science. Academic Press, London and new York: Fig. 1.2 from Chilton Book Company Ltd, Radnor, Pennsylvania, USA: Turner, W. B. (1971) Fungal Metabolites; Fig. 6.7 from Norris, Figs 8.2, 8.3, 8.4,8.5, 8.8 and 8.9 Reprinted from Engineers J. R. and Ribbons, D. W. (1972) Methods in Microbiology, 7b, Handbook, Vol. 1 by B. Liptak. Copyright 1969 by the author. Fig. 7.9 from Solomons, G. 1.. (1969) Materials and Methods in Reprinted with the permission of the publisher. Fermentation; Fig. 7.14 from Journal ofApplied Bacteriology 21 Marcel Dekker Inc.: Figs 6.4, 6.5 and 6.6. Reprinted with (1958); Fig. 7.45 from Rose, A. H. (1978), Fig. 7.51 from permission from Vandamme, E. J. (1984) Biotechnology of Economic Microbiology, Vol. 4 (1979), Economic Microbiology, Industn'al Antibiotics. Vol. 2; Figs 7.1 and 10.27 and Table 12.2 from Rose, A. H. Elsevier Science Ltd, Kidlington: Fig. 2.12 reprinted from (1979) Economic Microbiology, Vol. 3.; Fig.7.55 from Spiers, R. Process Biochemistry, 1 (1966); Figs 5.4, 5.5, 5.12, 5.20 reprinted E. and Griffiths, J. B. (1988) Animal Cell Biotechnology, Vol. from Process Biochemistry, 2 (1967); Fig. 10.4 reprinted from 3; Figs 9.21 and 12.1 from Nisbet, 1.. 1. and Winstanley, D. 1. Process Biochemistry, 16 (1981); Table 6.2 reprinted from (1983) Microbial Products 2. Development and Production; Fig. Process Biochemistry, 13 (1978); Table 2.3 reprinted from Jour- 10.6 from Advances in Applied Microbiology, 12; Table 4.5 nal of Biotechnology, 22 (1992); Fig. 7.47a from Endeavour from Cook, A. H. (1962) Barley and Malt, Biochemistry and (NS), 2 (1978), Fig. 8.12, 8.20, 8.22 and 8.24 reprinted from Technology; Tables 8.3 from Aiba, S., Humphrey, A. E. (1973) Biochemical Engineering (2nd Edition). Cooney, C. 1.. and Humphrey, A. E. (1985) Comprehensive AJfa Laval Engineering Ltd, Brentford: Figs 5.8, 5.9 and Biotechnology, Vol 2; Figs 9.2 and 10.34 reprinted from Moo- 5.11. Young, M. et al. (1980) Advances in Biotechnology, Vol. 1; Fig. Alfa Laval Sharples Ltd, Camberiey: Fig. 1O.16a, 10.16b, 10.3 from Blanch, H. W. et al (1985) Comprehensive Biotech- 1O.17a, 1O.17b and 10.20. nology 3, Figs 1O.9a and 1O.9b reprinted from Coulson, J. M. American Chemical Society: Fig. 7.43 reprinted with and Richardson, J. F. (1968) Chemical Engineering (2nd edi- permission from Industrial and Engineering Chemistry, 43 tion), Fig. 10.30 reprinted from Journal of Chromatography, 43 (1951); Fig. 7.49 reprinted with permission from Ladisch, M. (1969). R. and Bose, A. (1992) Harnessing Biotechnology for the 21st Elsevier Trends Journals, Cambridge: Fig. 3.33, reprinted Century. ACS Conference Proceedings Series. from Trends in Biotechnology, 10 (1992), 7.10, 7.11 and 9.19 American Society for Microbiology: Fig. 3.36, 5.11 and 9.17. reprinted from Trends in Biotechnology, 8 (1990). American Society for Testing and Materials: Fig. 6.11. Ellis Horwood: Fig. 9.16 and 10.5. Tables 3.5 and 9.3 Copyright ASTM, reprinted with permission. Dominic Hunter, Birtley: Fig. 5.19. Applikon dependable Instruments BV, Gloucester, UK: Fig. Inceltech LH, Reading: Figs 7.4 and 7.17. 7.16 and Table 7.5. International Thomson Publishing Services: Figs 5.13 and Blackwell Scientific Publications Ltd: Figs 1.1 and 2.8. 7.24 from Yu, P. 1.. (1990) Fermentation Technologies; Indus- Bio/Technology: Table 3.6. trial Applications; Fig. 6.3 from Vandamme, E. J. (1989) vii Acknowledgements Biotechnology of Vitamins, Pigments and Growth Factors and Society for Industrial Microbiology, USA: Fig. 9.18. Fig. 3.9 from Fogarty, W. M. and Kelly, K. T. (1990) Microbial Southern Cotton Oil Company, Memphis, USA: Table 4.8. Enzymes and Biotechnology, (2nd Edition). Spirax Sarco Ltd, Cheltenham, UK: Figs 7.39, 7.40, 7.41 and Institute of Chemical Engineering: Fig. 11.6 from Effluent 7.42. Treatment in the Process Industries (1983). Springer Verlag GmbH and Co. KG: Table 7.4 reproduced Institute of Water Pollution Control: Fig. 11.5. from Applied Microbiology and Biotechnology 30 (1989), Fig. IRL Press, Fig. 4.3. from Poole et al. Microbial Growth 8.7 reproduced from Advances in Biochemical Engineering, 13 Dynamics, (1990), Fig. 6.1 from McNeil, B. and Harvey, L. M. (1979), Table 12.2 from Advances in Chemical Engineering, 37 Fermentation-A Practical Approach (1990), Fig. 8.26. from (1988). Bryant, T. N. and Wimpenny, J. W. T. Computers in Microbi- John Wiley and Sons Inc., New York: Fig. 3.2 from Journal ology: A Practical Approach (1989). of Applied Chemistry Biotechnology 22 (1972) Fig. 3.13 from Japan Society for Bioscience, Biotechnology and Agrochem- Yamada, K. et al. (1972) The Microbial Production of Amino istry: Fig. 3.23 from Agricultural and Biological Chemistry, 36 Acids.: Fig. 7.50 from Biotechnology and Bioengineering, 42 (1972). (1993), Fig. 7.53 from Biotechnology and Bioengineering Sympo- Kluwer Academic Publishers: Fig. 7.52 reprinted with sium, 4 (1974), Fig. 7.44 from Biotechnology Bioengineering 9 permission from Varder-Sukan, F. and Sukan, S. S. (1992) (1967), Fig. 9.4 from Biotechnology and Bioengineering, 12 Recent Advances in Biotechnology. (1970), Table 12.6 from Biotechnology and Bioengineering;, 15 Life Science Laboratories Ltd, Luton: Figs 7.6 and 7.7. (1973); Fig. 8.11 from Shinskey, F. G. (1973) pH and pIon MacMillan: Table 1.1 from Prescott and Dunn's Industrial Control in Process and Waste Streams.; Figs 10.11, 10.12 and Microbiology, edited by Reed, G. (1982). 10.13 from Kirk-Othmer Encyclopedia of Chemical Technology, Marshall Biotechnology Ltd: Fig. 7.23. 3rd Edition (1980); Figs 10.21 and 10.22 from Biotechnology Mcgraw Hill, New York: Fig. 7.27 reproduced with permis- and Bioengineering, 16 (1974); Fig. 10.23 from Biotechnology sion from Chemical Engineering, 94 (1987), also Fig. 7.36 from and Bioengineering, 19 (1977); Table 12.7 from Wang, D. I. C. King, R. C. (1967) Piping Handbook (5th edition), also Figs et al. (1979) Fermentation and Enzyme Technology. 8.21 and 8.23 from Considine, D. M. (1974)Process Instrumen- We also wish to thank Mr Jim Campbell (Pall Process tation and Control Handbook (2nd Edition) and also Fig. 10.10 Filtration Ltd, Portsmouth), Mr Nelson Nazareth (Life Sci- from Perry, R. H. and Chilton, C. H. (1973) Chemical Engi- ence Laboratories Ltd, Luton), Mr Peter Senior (Applikon neer's Handbook (5th Edition). Dependable Instruments BV, Tewkesbury) and Mr Nicholas Microbiology Research Foundation of Japan, Tokyo: Fig. Vosper (New Brunswick Ltd, Hatfield) for advice on fermenta- 3.21 from Journal of General and Applied Microbiology, 19 tion equipment and Dr Geoffrey Leaver and Mr Ian Stewart (1973). (Warren Spring Laboratories, Stevenage) for advice on safety New Brunswick Ltd, Hatfield, Figs 7.5, 7.15, 7.26, 7.54. and containment and Mr Michael Whitaker for his comments New York Academy of Sciences: Figs 2.14, 3.3, 3.4 and 3.31. on a student friendly book design. Pall Process Filtration Ltd, Portsmouth: Figs 5.14, 5.15, Last but not least we wish to express our thanks to Lesley, 5.16,5.17 and 5.18. John, David and Abigail Stanbury and Lorna, Michael and Royal Netherlands Chemical Society: Table 12.4 Ben Whitaker for their encouragement and patience during Royal Society of Chemistry: Fig. 6.9 and Table 3.8. all stages in the preparation of this edition of the book. The Royal Society, London: Fig. 7.47b. Science and Technology Letters, Northwood, UK: Figs 9.20a and 9.20b. Society for General Microbiology: Figs 3.29, 3.34 and 3.35 December, 1994. and Tables 3.2 and 9.2. viii Contents 1. AN INTRODUCTION TO FERMENTATION PROCESSES 1 The range of fermentation processes 1 Microbial biomass 1 Microbial enzymes 2 Microbial metabolites 3 Recombinant products 4 Transformation processes 5 The chronological development of the fermentation industry 5 The component parts of a fermentation process 9 References 10 2. MICROBIAL GROWTH KINETICS 13 Batch culture 13 Continuous culture 16 Multistage systems 19 Feedback systems 19 Internal feedback 19 External feedback 20 Comparison of batch and continuous culture in industrial processes 21 Biomass productivity 21 Metabolite productivity 22 Continuous brewing 24 Continuous culture and biomass production 25 Comparison of batch and continuous culture as investigative tools 26 Fed-batch culture 27 Variable volume fed-batch culture 27 Fixed volume fed-batch culture 28 Cyclic fed-batch culture 29 Application of fed-batch culture 29 Examples of the use of fed-batch culture 30 References 31 3. THE ISOLATION, PRESERVATION AND IMPROVEMENT OF INDUSTRIALLY IMPORTANT MICRO-ORGANISMS 35 The isolation of industrially important micro-organisms 35 ix Contents Isolation methods utilizing selection of the desired characteristic 37 Enrichment liquid culture 37 Enrichment cultures using solidified media 39 Isolation methods not utilizing selection of the desired characteristic 39 Screening methods 40 The preservation of industrially important micro-organisms 42 Storage at reduced temperature 42 Storage on agar slopes 42 Storage under liquid nitrogen 42 Storage in a dehydrated form 42 Dried cultures 42 Lyophilization 42 Quality control of preserved stock cultures 43 The improvement of industrial micro-organisms 43 The selection of induced mutants synthesizing improved levels of primary metabolites 45 Modification of the permeability 47 The isolation of mutants which do not produce feedback inhibitors or repressors 48 Examples of the use of auxotrophs for the production of primary metabolites 50 The isolation of mutants that do not recognize the presence of inhibitors and repressors 53 The isolation of induced mutants producing improved yields of secondary metabolites where directed selection is difficult to apply 57 The isolation of auxotrophic mutants 61 The isolation of resistant mutants 62 Mutants resistant to the analogues of primary metabolic precursors of the secondary metabolite 63 Mutants resistant to the feedback effects of the secondary metabolite 63 The isolation of mutants resistant to the toxic effects of the secondary metabolite in the trophophase 64 The isolation of mutants in which secondary metabolite synthesis gives resistance to toxic compounds 64 The isolation of revertant mutants 65 The isolation of revertants of mutants auxotrophic for primary metabolites which may influence the production of a secondary metabolite 65 The isolation of revertants of mutants which have lost the ability to produce the secondary metabolite 65 The use of recombination systems for the improvement of industrial micro-organisms 66 The application of the parasexual cycle 66 The application of protoplast fusion techniques 68 The application of recombinant DNA techniques 70 The production of heterologous proteins 71 The use of recombinant DNA technology for the improvement of native microbial ~~~ TI The improvement of industrial strains by modifying properties other than the yield of ~~ ~ The selection of stable strains 79 The selection of strains resistant to infection 80 The selection of non-foaming strains 80 The selection of strains which are resistant to components in the medium 81 x

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