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PRINCIPLES AND PRACTICE OF MODERN CHROMATOGRAPHIC METHODS PRINCIPLES AND PRACTICE OF MODERN CHROMATOGRAPHIC METHODS SECOND EDITION K R EVIN OBARDS EmeritusProfessor,CharlesSturtUniversity,WaggaWagga,NSW,Australia D R ANIELLE YAN SeniorLecturerinChemistry,CharlesSturtUniversity,WaggaWagga,NSW,Australia Preface My(KR)firstencounterwithchromatographywasatthetailendofthe1960swithpaperandthinlayerchroma- tographyandthenwithagaschromatographmanufacturedintheworkshopsoftheUniversityofNewSouthWales, Sydney,Australia.Outputfromthegaschromatographwascapturedonachartrecorderwhichconstantlyslippeda gearorfailedcompletely,abortingachromatographicrun.However,lookingbackIwasfortunateasIdidnothaveto generatemychromatogramsbyplottingthemfromspotgalvanometerreadingsasdidtheveryearlypioneers.Onthe otherhand,perhapsIwastheunfortunateoneasIamsurethattheexperienceofthoseearlypioneersdevelopedan associationwith,andfeelfor,thetechniqueofwhichwelatecomerscanonlydream.Itisappropriatethatthesecond author(DR)wasinvolvedintheearlydaysoftwo-dimensionalcomprehensiveGCwithPhilMarriottforitwasthe introduction of this modificationthat heralded theneed fornew demandsoninstrumentation andmethods of data management.a Ourbasicgoal in re-writing isunchanged from the first edition and that is to provide: (cid:129) newusersofchromatographywithanhistoricalcontextandthebasicknowledgeandterminologytogetstartedin this field, and (cid:129) experienced users with a revision of the fundamentals of chromatography and its various techniques. Whytheinterestinterminologyanddefinitions?Thesayingthat“preciselogicaldefinitionsofconceptsareafun- damentalprerequisitetotrueknowledge”isattributedtoSocrates.Itisdoubtfulthatanindividualcandevelopafull comprehensionofthescienceofchromatographywithouttheappropriatelanguage.Theterminologyassociatedwith chromatographyhasoftenbeenusedratherlooselywithmanytextsfailingtodistinguishdifferentterminologiesand classificationsystems.Clearenunciationanddifferentiationofclassificationsystemswasastrengthofthefirstedition thathasbeenbuiltuponinthissecondeditionwhichisclearerandmorelogicalparticularlyintheexpositionofchro- matographic theorywhich has been extensively revised and expanded. Asinanyarea,thelanguageandassociateddefinitionsmustevolveanddevelopwithprogressfor,indeed,nothing inthislifeisconstant;changeisuniversal.Theextent,nature,andrateofchangehavedifferedgreatlybothwithinand betweenthedifferentareasofchromatography.Forexample,gaschromatographyasamaturefieldhasundergone evolutionarychangeinthelast30yearswhererevolutionarychangehascharacterizedsomeotherareas.Columnsin gaschromatographyareessentiallythesamenowastheywerein1990althoughnewcolumnchemistrieshavebeen developed.Onethingthathaschangedistheaccelerationintheabuseofnomenclature.Coupled,hyphenated,multi- dimensional,etc.havealwayspresentedanomenclatureproblemandtherehavebeennumerousattemptstoresolve thesituation.Thehistoricaldevelopmentofthefieldofchromatographyandtheindependentdevelopmentandtiming ofdevelopmentscontributedtotheseproblemswithnomenclature.However,insteadoflearningfrompastmistakes theproblemhasproliferatedwithtermssuchashighspeed,fast,andmicrogaschromatographybeingusedwithwild abandonpresumablyinsomeinstancestomakeapapermoreappealingtoreadersandconvinceeditorstoacceptfor publication. Thisis confusing and obfuscates the ability of anewcomer to integrate with the field. Searching the literature demonstrates a large change in research output since the first edition was written. Then, research into chromatographic techniques and instrumentation including consumables was relatively prolific; now itismuchmoresparseexceptinafewisolatedinstances.Theothermajordifferenceacrossallareasofchromatography hasbeentheembraceofcomputertechnology.Computersystemsnowbothcontroltheinstrumentandprocessand reporttheresults.Onemightexpectthatthiswouldallowmoretimeforcontemplationofthesystemandhowitfunc- tions. However, just the opposite has occurred with many chromatographers becoming operators with very little knowledge of the fundamental processes that control the separation. The result is a generation of ill-prepared analysts.b,c aColinF.Poole,J.Chromatogr.A1421(2015)1. bLauraBush,LCGCNorthAmerica30(8)(2012)656. cColinF.Poole,andSalwaK.Poole,JournalofChromatographyA,1184(2008)254.ColinPooleJ.Chromatogr.A1250(2012)157. vii viii Preface It is fortunate that within all this change, some things are constant apart from death and taxes; the fundamental chemistry and basic principles of chromatography are unaltered from its inception although our understanding mayhaveimproved.“Thedeepandconcreteknowledgeofbasictheorybehindseparationscienceandmainlychro- matographictechniquesisfundamentalforanyanalystorlabpractitioner.Theusersofchromatographicinstruments mustbeawareofthetheoreticalaspectsoftheirtechniquesinordertobeabletodevelopandapplyspecificanalytical methodsaccordingtotheirneeds”(unknown).Thisbookprovidesthisessentialinformationtoreadersinaclearand concise style. Thebookhasbeenextensivelyrevisedandupdatedwiththeadditionofanumberofnewtopicsplusupdatedsche- maticoverviewsofthecontentofeachchapter.Topiccoverageisbothintegratedandcomprehensivebasedonchro- matographic bibliometrics and survey reports on the relative usage of chromatographic techniques. However, the philosophicalapproachhasnotchangedfromthefirstedition.Thebookuseslanguagethatisclearandconcisewith a style and format that engages the reader and facilitates a deeper understanding – a clear, logical development of concepts and ideas that avoids the obfuscation of different terminologies and classification systems prevalent in thearea.Thisapproachmakesiteasierforbothspecialistandnon-specialistreaderstobridgegapsbetweenexisting knowledgeandtheirneeds(e.g.specialisttomovefromonetechniqueinchromatographytoanother;non-specialistto obtain acomprehensive overview of chromatography). Thisbookwillbeofvalueandinteresttobothpostgraduatestudentsandundergraduatestudents,notonlythose studyingchemistry,butotherscientifictopicsaswell,e.g.biology,pharmacy,forensictoxicology,etc.Itwillbenefitall practitioners/analystsinvolvedinallfieldsofapplicationsofchromatography;notonlythosewholackthefundamen- tal background in chromatography but also those who wish to refresh their knowledge with updated information. Thoseinvolvedincriminalforensiclawwillfinditausefulintroductiontoanareathatfeaturesprominentlyinforensic cases.dThebookwillbenefitusersofchromatography,eitherthoseexperiencedinoneareaofchromatographythat need to moveto another, or new users who want to understandthe backgroundof what they do. Preface to first edition Chromatographyisanestablishedanalyticalprocedurewithahistoryofusespanningatleastsevendecades.Itis, nevertheless,acontinuouslyevolvingtechniquewithnewvariantsandmodifiedprocedures.Inmanywaysthishas led to a plethora of terms that are confusing to the specialist and beginner alike. Most texts currently available are written for the specialist and concentrate on one particular form of chromatography. This is understandable, given the volume of information available on each of them but it is not of much help to the user requiring an overview of developments across all areas of chromatography. Certainly, a unified approach is essential for the novice but shouldalsobeofassistance tothespecialistsuddenlyfaced with theneedtoswitch from onetechniquetoanother. Theauthorshavetaughtandresearchedextensivelyinbothacademicandindustrialareas.Theintentioninwriting thistextwastoappealtoaswideanaudienceaspossible.Tothenon-chemistitishopedthatthismaterialwillprovide aneasy-to-readoverviewinanareathathashadaprofoundeffectinfieldsasdiverseasclinicalchemistry,geology, andfoodscience.Formanyscientistsengagedintheseareas,theirfirstrealcontactwithchromatographycomeswhen facedwithananalyticalproblemrequiringtheseparatingpowerthatonlychromatographycanprovide.Totheprac- tising chromatographer involved in research or routine analyses it will provide an update in those techniques with which they are less familiar. Students will find the materialsuitableas an undergraduate text. dhttps://www.paduiblog.com/pa-dui/a-large-problem-in-gas-chromatography-no-uniform-standard-for-gc-run-position-or-composition/. C H A P T E R 1 Introduction and overview 1.1 Introduction Thisisaseeminglysimpleandlogicalquestion.Atthemostbasiclevel,chromatogra- phy is a separation technique or process. Its value depends on the ability to resolve or separate the components of mixtures with a large number of either similar (molecular size, polarity, etc.) and/or dissimilar analytes. The result ispresentedinachromatogram,thenatureofwhichisdifferentdependingontheactualprocess.Inpaperchroma- tography, it is a piece of chromatography paper with a series of visible spots. However, the most common form of PrinciplesandPracticeofModernChromatographicMethods 1 Copyright©2022ElsevierLtd.Allrightsreserved. https://doi.org/10.1016/B978-0-12-822096-2.00006-2 2 1. Introductionandoverview chromatogramisnowacomputer-generatedprint-outcomprisingaseriesofpeaksrisingfromabaselinedrawnona timeaxis.Eachpeakrepresentsthedetectorresponseforadifferentcompound.Thetimefromthepointofinjectionof sample into the chromatograph to the apex or peak maximum is referred to as the retention time of that particular compound. Anexampleofa2019state-of-the-artseparationbychromatographyisshowninthechromatogramofFig.1.1for 12analytesin6min.Thechromatogram(aplotofdetectorresponseversustime)providesdirectlybothqualitativeand quantitativeinformation.Eachcompoundinthemixturehasitsowncharacteristicelutionorretentiontime(thetime pointatwhichthesignalappearsinthechromatogram)underagivensetofconditions(qualitativeanalysis)andthe areaandheightofeachsignalareproportionaltotheamountofthecorrespondingsubstance(quantitativeanalysis). This makes chromatography avery powerfulanduseful technique. Chromatography was originally developed by the Russian botanist M. S. Tswett (1872–1919) (Fig. 1.2) as a tech- nique for the separation of coloured plant pigments. A clear definition of chromatography is clearly desirable and should answer our question. Tswett gave a very pragmatic definition [1,2]. However, the first detailed definition FIG.1.1 Anexampleofthemostcommonformofachromatogram in which the x-axis represents time and the y-axis is the detector response.Thechromatogramshowstheseparationof12analytesin 6min.Thepeaksobservednear1minarecomponentsofthesample solvent and some minor peaks are also seen throughout the chromatogram. FIG.1.2 PhotographofMikhailTswett(1872–1919),thesonofaRussianforeignserviceoffi- cialandanItalianmother.HestudiedattheUniversityofGenevabutthenreturnedtoRussia beforeworkingatWarsawUniversityandthenbeingevacuatedtoMoscowinWorldWarI. Credit:Elsevier. 3 1.1 Introduction appearstobeduetoZechmeister[3]andvarioussubsequentdefinitionshavesincebeenformulated.Ageneralized definitionwasprovidedin1974[4]andessentiallyconfirmedwithminorrefinementsin1993[5]byaspecialcommit- teeoftheInternationalUnionofPureandAppliedChemistrywhichregardschromatographyas‘…amethod,used primarilyforseparationofthecomponentsofasample,inwhichthecomponentsaredistributedbetweentwophases, oneofwhichisstationarywhiletheothermoves.Thestationaryphasemaybeasolid,liquidsupportedonasolid,ora gel.Thestationaryphasemaybepackedinacolumn,spreadasalayer,ordistributedasafilm…Themobilephase maybegaseousorliquid’.Thisdefinitionneglectedthepossibilityofusingasupercriticalfluidasthemobilephase which highlights the difficulties associated withproviding an adequate definition. While the IUPAC definition regards chromatography as a ‘method’, the Scientific Council on Chromatography, Russian Academy of Sciences [6] definedchromatography as follows: (cid:129) Science of intermolecular interactions and transport of molecules or particles in a system of mutually immiscible phases movingrelative to each other; (cid:129) Processof multiple differentiated repeated distribution of chemicalcompounds (or particles), as a result of molecular interactions, between mutually immiscible phases (one of which is stationary)moving relative to each otherleadingtoformationofconcentrationzonesofindividualcomponentsoforiginalmixturesofsuchsubstances or particles; and (cid:129) Methodofseparationofmixturesofsubstancesorparticlesbasedondifferencesinvelocitiesoftheirmovementina systemof mutually immisciblephases moving relative to each other. Thisdefinitionrecognizesthatchromatographyissimultaneouslyaprocess,amethod,andabranchofscience.Itis identifiedas‘anewbranchofscience’[7]andas‘abodyofknowledgethatisnowtoolargeformanyscientiststofully grasp?’Thisreferenceisanexcellenttributetothepioneersandbuildersofchromatographyandtotheirachievements. Whilethedefinitionmightappearirrelevant,inactualfact,Socratesheldtheviewthatthe‘preciselogicaldefinitionsof concepts are a fundamental prerequisite to true knowledge’. Indeed, there has been considerable debate on this topic [8]. Novákapproachesthisproblemfromadifferentperspectiveandprovidesaphenomenologicaldefinition,amolec- ularkineticdefinitionandvariousworkingdefinitions[9].Whatisofinterestisthatwitheachsuccessivedefinitionthe criteriaforaprocesstobecalledchromatographyhavegenerallybeenliberalized.Thisisnotsurprisingaschroma- tography,likemostscientificdisciplines,iscontinuouslyevolving.Thusweshouldnotallowourselvestobedistracted by the need for a clear and concise definition, but rather regard chromatography as a group of separation methods whichareundergoingcontinuousdevelopmentandrefinement.Alternatively,itisalsoappropriatetoseechromatog- raphy[10]asaunifiedscientificdiscipline:‘the“bridge”—asacentralscience—akeyfoundationbuiltonthetwentieth century formajor advancesand discoveries yet to comeacross manysciences of the twenty-firstcentury’. Theoriginsoftheword‘chromatography’arenolessobscure[11,12].A1952paper[11]commentedontheuseofthe wordchromatographyforoveracenturyandahalfpriortoTswett’suseofthetermalthoughwithadifferent con- notation. In Tswett’s papers, it was coined by combining two Greek words, chroma, ‘colour’ and graphein, ‘to write’ selectedtoindicatetheindividualcolouredbandsobservedbyTswettinhisseparations(Fig.1.3).Atthesametime Tswettemphasizedthatcolourlesssubstancescanbeseparatedinthesameway.However,itmaywellbethatTswett, whowasinvolvedinabittercontroversywithhispeers,gavereferencetotheGreekwordsonlyasanexcuseforas Purnell[13]states‘…itwouldbenicetothinkthatTswett,whosename,inRussian,meanscolour,tookadvantageof the opportunity to indulge his sense of humour’. The Germanic transcription of his Cyrillic name, Tswett is mostly used but it occasionallyappears as the Englishtranscription, Tsvet. Irrespectiveofsuchconsiderationschromatographyisauniversalandversatiletechnique.Whilethemorelimited IUPACdefinitionjustifiesthoseinvolvedinapplicationsofchromatographyinfieldsasdiverseasmedicineandengi- neering,thebroaderconceptofascientificdisciplinelegitimizesbasicresearchinthefieldwhichisanessentialsupport for the applied aspects. It is equally applicable in all areas of chemistry and biochemistry, biology, quality control, research, analysis, preparative scale separations, and physicochemical measurements. It can be applied with equal successonthemacroandmicroscale.Chromatographyisusedindustriallyinthepurificationofsuchdiversemate- rials as cane sugar, pharmaceuticals, and rare earths. On the other hand, it is widely used in the laboratory for the separationofminutequantitiesofsubstance, asintheinitialchromatographicexperimentsleadingtothediscovery of element number 100 which involved only about 200 atoms. This surely represents one of the most remarkable achievements of modern science [14]. The achievement of such separations demonstrates the role of chromatography not only in chemistry but also in science and medicine where the importance of chromatography is indisputable. Two Nobel Prizes in Chemistry (to A. Tiselius of Sweden in 1948 and to A.J.P. Martin and R.L.M. Synge of Great Britain in 1952) have been awarded 4 1. Introductionandoverview FIG. 1.3 Illustration (idealized) of classical column chromatography showing the column priortoadditionofsampleandatfourdifferent stages of development illustrating the separa- tion of three analytes from a mixture. Sand is addedtothetopofthecolumntominimizedis- turbance to the sorbent as sample and mobile phaseareadded.Thisisessentiallythesystem asusedbyTswettinhisoriginalexperiments. Priorto1935thecolumnpackingwasremoved from the column after use and the separated zones were extracted in order to recover the ‘pure’components. forworkdirectlyinthefieldofchromatography.Inaddition,chromatographyplayedavitalroleinworkleadingto the awardof afurther 25Nobel Prizes in the 62yearsbetween 1937 and 1999, and 19 between 2000and 2007[10]. Theuseandimportanceofchromatographytosocietycanbeillustratedinmanyways.Thevalueofsalesofchro- matographic equipment demonstrates a direct economic importance to the community. However, there are many other economic impacts that are difficult to assess. For example, the use of chromatography in ensuring the health oftheenvironment,qualityofourfood,waterandairsupply,andclinicalmonitoring,amongothers,arelesstangible andmoredifficulttoassignadollarvalue.Equipmentsalesalsoprovideanindirectmeasureofhowwidelychroma- tography is used. Another measure is the use of scientific publications but this reflects research output rather than routine dailyuse occurring in governmentorganizationsand departments, food and pharmaceutical industrylabo- ratories,hospitals,racingclubs,sportingorganizations,themobilesciencelabinFerrari’sF1garage(theovenwitha 30-mcoilinsideisagaschromatograph)[15],thePhilaelanderonComet67Plocatedover500millionkilometresfrom Earth [16],or any one of themanylaboratories worldwideusing chromatography. Theauthorsofapaperontheself-imageofchemistsbetweentheyears1950and2000[17]identifiedthe1960sasthe period of ‘chromatographic takeover.’ They noted the existence at that time of two worlds, ‘that of traditional chemistry, basically unchanged for two or three centuries, and that of modern chemistry, with a plethora of new and powerfulphysical methods’with chemists seeing themselves with a foot ineach of thetwo worlds.Hopefully, there are atleastsome chemists still straddling both of these worlds. 1.2 Coverage Inthisbookweexaminealltechniquesthatfitthedefinitionofchromatographyprovidedearlierinthischapter.The orderofpresentationoftopicshaschangedfromthefirsteditiontobetterreflectthedistinctionbetweenplanarand columntechniques.Newchaptershavebeenaddedonhyphenatedtechniquesandpreparativechromatographywhile the chapteron theory has been extended and re-written. References have been updated and extended and partly for this reason but also reflecting the greater ease of literature searching, the bibliography with each chapter has been deleted. Electrophoretic techniques bear some similarity to chromatography in that a mobile and stationary phase are involved and, on this basis, it is easy to argue for the inclusion of modern electrophoretic techniques in the current book.Sixtypesofcapillaryelectroseparation(Fig.1.4)canbeidentifiedas:capillaryzoneelectrophoresis(CZE),cap- illarygelelectrophoresis(CGE),micellarelectrokineticcapillarychromatography(MEKC),capillaryelectrochromato- graphy (CEC), capillary isoelectric focusing (CIEF),andcapillary isotachophoresis (CITP) [18]. 5 1.3 Chromatographicseparationsimplyexplained FIG.1.4 Flowchartshowingthecategoriza- tionofelectrophoretictechniques. Themeansofdrivingthemobilephaseinliquidchromatographicseparationshasevolvedfromgravityinclassical columnchromatographythroughcapillaryactioninpaperandthinlayerchromatographytohydrodynamicpressure inhigh-performanceliquidchromatography.However,inthecaseofelectrophoresis,solutemigrationisalsounder the influence of anexternal force in the form of an electric field. Ofthesixtechniques,CECisatruehybridofelectrophoresisandchromatographyandastrongerargumentcould bemadeforitsinclusion.TheCECprocesstakesplaceinacapillarycolumn,containingaselectedstationaryphase, wherethemobilephaseisdeliveredbyanelectro-osmoticflowcontrolledbytheapplicationofarelativelyhighelectric field.CECpresentsanumberofadvantagesrelativetohigh-performanceliquidchromatography(HPLC)[19]butthe most significant consideration is the improved chromatographic efficiency. The flow rate in CEC is independent of particlediameterandcolumnlengthandthereisnopressuredependencyunlikeHPLC,wherethecolumnpressure isinverselyproportionaltotheparticlediametersquaredanddirectlyproportionaltocolumnlength,So,CEChasthe potentialtogeneratehigherplatecountsthanHPLC.Theplug-likeflowvelocityprofileintheelectro-drivensystem further reduces band dispersion and thus achieves a higher efficiency [20] to the parabolic or Gaussian profile associated with hydraulic-driven flow in HPLC. TherearedivergentviewsontheutilityofCEC.Accordingtoonesourcepublishedin2018[21],interestinopen- tubularCEC(OT-CEC)continuestothrivewhereasa2009paperposedthequestion‘whateverhappenedtocapillary electrochromatography?’[22].Cantheseviewsbereconciledorhasthetechniqueexperiencedaresurgencebetween 2009and2017?Between1998and2009therewasanaverageofaround150publishedpapersperyear.Thetechnique doesappeartohavehadarenaissancesince2009basedonpublicationnumbersbutthesearestillrelativelyfewcom- paredwithHPLCandCEChasfailedtobecomeamainstreamseparationtechnique[20].Lookingatthetitlesofpub- lished papers gives a feeling that it is a technique seeking application areas. The development of novel stationary phases[23]hasalwaysbeentheresearchfocus.ThetheoreticalbasisofCEChasbeenfirmlyestablishedsothataspect isnotanimpedance.Ratherthemajorissuesinthelackofwidespreadacceptancearetheabsenceofdedicatedcom- mercialinstruments[24]withthefeaturesneededtocompetewithHPLCandCE,andthelackofapplicationswhere establishedmethodsfail.However,scientistsarestillinvestigatingtheparametersforCECanddevelopingapplica- tions despite the lack of commercial support. Indeed, the development of rapid, effective, and selective chiral sepa- ration methods is getting increasingly important for drug quality control, pharmacodynamic and pharmacokinetic studies, and toxicologicalinvestigations [25] and this is one area in which CEC may compete. WehaveexcludedtreatmentofCECinthisbookfortworeasons.Firstly,themeansofdrivingthemobilephasein electrophoresisisnotencapsulatedbythedefinitionwehavegivenofchromatography.Secondly,CEChasnotdevel- oped into a routine technique or established particular niche markets. The authors acknowledge the potential CEC offersandrecognizethatitsinclusioninthenexteditionofthisbookmaybewarrantedtotheexclusionor,morelikely, reductionin treatment of another technique(s). 1.3 Chromatographic separation simply explained Thedefinitionofchromatographyimpliesthattheseparationofthecomponentsofasampleoccursbydistribution ofthecomponentsbetweentwophases,oneofwhichisstationary(asolidorliquid)andtheothermovingormobile(a liquid,gasorsupercriticalfluid).Consideratwo-component mixturewhich isintroducedattime,t ,intoamoving o phasewhichisincontactwithasecondphase,thestationaryphase.Acontinuoussupplyoffreshmobilephaseisthen providedtotransportthesamplecomponentsthroughthestationaryphase.Astheanalytescomeintocontactwiththe stationary phase, they distribute or partition between the two phases depending on their relative affinities for the phases as determined by molecular structures and intermolecular forces. This process is depicted in Fig. 1.5 where

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