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Predictive Modeling of Drug Sensitivity Predictive Modeling of Drug Sensitivity Ranadip Pal TexasTechUniversity,Lubbock,TX,UnitedStates AMSTERDAM (cid:129) BOSTON (cid:129) HEIDELBERG (cid:129) LONDON NEW YORK (cid:129) OXFORD (cid:129) PARIS (cid:129) SAN DIEGO SAN FRANCISCO (cid:129) SINGAPORE (cid:129) SYDNEY (cid:129) TOKYO Academic Press is an imprint of Elsevier AcademicPressisanimprintofElsevier 125LondonWall,LondonEC2Y5AS,UnitedKingdom 525BStreet,Suite1800,SanDiego,CA92101-4495,UnitedStates 50HampshireStreet,5thFloor,Cambridge,MA02139,UnitedStates TheBoulevard,LangfordLane,Kidlington,OxfordOX51GB,UnitedKingdom Copyright©2017ElsevierInc.Allrightsreserved. Nopartofthispublicationmaybereproducedortransmittedinanyformorbyanymeans,electronic ormechanical,includingphotocopying,recording,oranyinformationstorageandretrievalsystem, withoutpermissioninwritingfromthepublisher.Detailsonhowtoseekpermission,further informationaboutthePublisher’spermissionspoliciesandourarrangementswithorganizationssuch astheCopyrightClearanceCenterandtheCopyrightLicensingAgency,canbefoundatourwebsite: www.elsevier.com/permissions. Thisbookandtheindividualcontributionscontainedinitareprotectedundercopyrightbythe Publisher(otherthanasmaybenotedherein). Notices Knowledgeandbestpracticeinthisfieldareconstantlychanging.Asnewresearchandexperience broadenourunderstanding,changesinresearchmethods,professionalpractices,ormedical treatmentmaybecomenecessary. Practitionersandresearchersmustalwaysrelyontheirownexperienceandknowledgeinevaluating andusinganyinformation,methods,compounds,orexperimentsdescribedherein.Inusingsuch informationormethodstheyshouldbemindfuloftheirownsafetyandthesafetyofothers,including partiesforwhomtheyhaveaprofessionalresponsibility. Tothefullestextentofthelaw,neitherthePublishernortheauthors,contributors,oreditors,assume anyliabilityforanyinjuryand/ordamagetopersonsorpropertyasamatterofproductsliability, negligenceorotherwise,orfromanyuseoroperationofanymethods,products,instructions,or ideascontainedinthematerialherein. LibraryofCongressCataloging-in-PublicationData AcatalogrecordforthisbookisavailablefromtheLibraryofCongress BritishLibraryCataloguing-in-PublicationData AcataloguerecordforthisbookisavailablefromtheBritishLibrary ISBN978-0-12-805274-7 ForinformationonallAcademicPresspublications visitourwebsiteathttps://www.elsevier.com/ Publisher:JoeHayton AcquisitionEditor:TimPitts EditorialProjectManager:CharlotteKent ProductionProjectManager:Julie-AnnStansfield CoverDesigner:MarkRogers TypesetbySPiGlobal,India Preface Inrecentyears,thestudyofthepredictivemodelingofdrugsensitivitieshasreceived aboostduetotheever-growinginterestinprecisionmedicineandtheavailabilityof large-scale pharmacogenomics datasets. However, predictive modeling in this area is confronted with significant challenges, due to the high dimensionality of feature setsandthepresenceoflimitedsamplescombinedwiththecomplexitiesofgenetic diseases that includes nonlinearities and variability among individual patients. Re- searchershavetriedtotackletheseissuesbyrefiningmodelinferenceforcommonly used predictive models and designing new models specific to drug sensitivity prediction,alongwithincorporatingadditionaldatasources,suchashigh-throughput datafromDNA,epigenomic,transcriptomic,proteomic,andmetabolomiclevels.It has been observed that the accuracy and precision of a drug sensitivity predictive model is often exceedingly dependent on the approaches considered for data processing,featureselection,parameterinference,andmodelerrorestimationrather thanthespecifictypeofmodelused.Thus,aproperunderstandingoftheunderlying biologyalongsidetheissuesrelatedtogenomicdatameasurementtechniques,feature extraction,accuracyestimation,andmodelselectionishighlyrelevantfordesigning drug sensitivity predictive models that can have an actual impact on personalized medicine. This book is an attempt to cover the basic principles underlying the predictive modeling of drug efficacy for genetic diseases, especially cancer. A significant portion of the book is based on collaborative research carried out in my laboratory for last 6 years, including a top performance in an NCI-DREAM drug sensitivity predictionchallenge,andthedesignofanovelframeworktointegratefunctionaland genomicinformationinpredictivemodeling.Thebookisstructuredasfollows:the introductory chapter discusses the current personalized medicine landscape, along withfuturetrends.Areviewofmolecularbiologyandpharmacologyconcepts,along with data characterization methodologies, are discussed in Chapter 2. Chapter 3 discusses techniques and issues related to extracting relevant information from availabledatasources.ModelvalidationtechniquesareconsideredinChapter4,and are followed by a description of tumor growth models in Chapter 5. The overview of predictive modeling techniques based on genomic characterizations is presented in Chapter 6, and is followed by the specific model types of Random Forests and Multivariate Random Forests in Chapters 7 and 8, respectively. Modeling based on integrated functional and genomic characterizations are considered in Chapters 9 and 10. Both the model-based and model-free designs of combination therapy are considered in Chapter 11. Chapter 12 provides a compendium of available online resources that are relevant to drug sensitivity prediction. The book concludes with a chapter on the challenges that need to be addressed before the full potential of genome-basedpersonalizedcancertherapyisachieved. I hope that the book provides an integrated resource to help understand the current state-of-the-art in drug sensitivity predictive modeling. This book will xi xii Preface likelybenefit studentsandresearchers whoareinterestedinapplying mathematical and computational tools to analyze genomic and functional data for personalized therapeutics. I would like to acknowledge the various individuals and organizations whose support and collaborations were instrumental in the development of the multiple ideas presented in this book. First of all, I would like to thank my collaborator of many years Dr. Charles Keller who has provided excellent biological insights on multiple aspects of personalized medicine, and is the person who motivated me to workinthisarea.Iwouldalsoliketothankmembersofmyresearchgroup,especially Dr.NoahBerlow,Dr.SaadHaider,Mr.QianWan,Mr.RaziurRahman,Dr.Mehmet UmutCaglar,Mr.KevinMatlock,andMr.CarlosDe-Nizwhohavediligentlyworked inthisresearchtopicandhavebeenco-authorsonmultiplepublicationsreferredto inthisbook.Finally,IwouldliketoacknowledgetheNationalScienceFoundation andtheNationalCancerInstitutefortheirsupportofthisresearch. RanadipPal September,2016 CHAPTER 1 Introduction CHAPTER OUTLINE 1.1 CancerStatistics............................................................................... 3 1.2 PromiseofTargetedTherapies.............................................................. 4 1.3 MarketTrends.................................................................................. 6 1.3.1 BiomarkerTesting............................................................... 6 1.3.2 PharmaceuticalSolutions...................................................... 7 1.3.3 Value-DrivenOutcomes ........................................................ 7 1.4 RoadblockstoSuccess....................................................................... 8 1.4.1 LinkingPatient-SpecificTraitstoEfficaciousTherapy.................... 8 1.4.2 HighCostsofTargetedTherapies............................................. 8 1.4.3 ResistancetoTherapies........................................................ 9 1.4.4 PersonalizedCombinationTherapyClinicalTrials ......................... 9 1.5 OverviewofResearchDirections............................................................ 10 References............................................................................................ 12 Personalizedmedicinereferstotherapytailoredtoanindividualpatientratherthana one-size-fits-all approach designed for an average patient. The idea of personalized medicine has been in existence for more than 2400 years with the notable example of 5th century BC Greek physician Hippocrates who treated patients based on their humor imbalances [1]. The balancing of humors or bodily fluids as the basis of medical practice remained as the guiding principle in medicine for about two millennia [1]. The personalized treatments were based on the convictions of the era, that is, humors which later on was discovered to be incorrect based on advanced understanding of human anatomy and physiology. The personalization therapyoptionsforthe20thcenturywereprimarilybasedontheresultsofdifferent testsonbodilyfluids,alongwithadvancedvisualizationapproachessuchasX-rays ormagneticresonanceimagingscans. Theadvent ofgenomic characterization ofindividual patientsinthelastdecade of the 20th century opened up numerous possibilities for personalized therapy. PredictiveModelingofDrugSensitivity.http://dx.doi.org/10.1016/B978-0-12-805274-7.00001-4 1 Copyright©2017ElsevierInc.Allrightsreserved. 2 CHAPTER 1 Introduction Thegenomiccharacterizations deliver considerably moredetailedinformationona patientwithageneticdiseaseascomparedtophenotypicobservationsornonmolec- ulartests.AccordingtotheUSFoodandDrugAdministration(FDA),Personalized Medicine (or Precision Medicine) in the current era entails “disease prevention and treatment that takes into account differences in people’s genes, environments and lifestyles.” The definition of personalized medicine provided by the National Cancer Institute (NCI) involves “A form of medicine that uses information about a person’s genes, proteins, and environment to prevent, diagnose, and treat disease.” The Precision Medicine initiative launched by President Obama in 2015 considers theuseofpatients’uniquecharacteristics,includinggenomesequence,microbiome composition, health history, lifestyle, and diet to tailor treatment and prevention strategiesbyhealthcareproviders.TheUSNationalAcademyofScienceshasdefined personalized medicine as “the use of genomic, epigenomic, exposure and other data to define individual patterns of disease, potentially leading to better individual treatment.” Anunderlyingthemeofpersonalizedmedicinecurrentlyistheincorporationofan individual’sgenomicinformationwithothercharacteristicsintherapeuticdecisions. Thecurrentbroaderchallengesinthisareainvolve[1]: (C1) Detectingmeaningfuldifferencesinthegeneticcharacterizationsofindividual patientsanddecipheringhowthataffectsresponsestodifferenttherapies. (C2) Incorporationofthisknowledgeandmethodologiesinclinicalpractice. (C3) Incorporationofthisrefinedpatient-specificapproachintohealthcareand regulatorysystemsthatarebuiltaroundoldermedicalparadigms. This book primarily considers advances in the broader challenge area C1 with characterizationsoftumorculturesorcelllinesoftenbeingusedinplaceofpatient tumorcharacterizations.Weconsiderapproachesforpredictingtumorsensitivityto a drug or drug combination based on genomic characterizations and available drug information.Thebookisstructuredasfollows.Chapter2providesabriefoverview of molecular biology followed by various genomic and functional characterization approachesalongwithareviewofpharmacologyconcepts.Chapter3discussesvar- iousfeatureselectionandextractiontechniquesforunearthingrelevantinformation from the available genomic and functional characterizations. Chapter 4 examines various methodologies for validating a designed drug sensitivity prediction model. DescriptionsoftumorgrowthmodelsareconsideredinChapter5.Theoverviewof drugsensitivitypredictivemodelingtechniquesbasedongenomiccharacterizations are discussed in Chapter 6, and details on the specific approach of random forest modeling is presented in Chapter 7. Chapter 8 considers the extension of the random forest framework to multivariate random forests (MRF) that incorporates the correlations among various drug responses in modeling. Chapter 9 considers analternativestrategyfordrugsensitivityprediction,termedtargetinhibitionmaps, basedonfunctionalandgeneticcharacterizations.Chapter10considerstheproblem ofthedesigningdynamicnetworksbasedonfunctional(drugperturbation)data.The problemofdesignofcombinationtherapybasedonpredictivemodelsisconsidered in Chapter 11. Chapter 12 presents a compilation of various online resources 1.1 Cancer statistics 3 relevanttodrugsensitivitymodeling.Thefinalchapterofthebookconcludeswitha discussiononthevariouschallengesthatneedtobeaddressedbeforeachievingthe fullpotentialofgenome-basedpersonalizedcancertherapy. 1.1 CANCER STATISTICS The application of the predictive modeling techniques discussed in this book are primarilyforthegeneticdiseaseofcancerandthusitishighlyrelevanttodiscussthe extentofthediseaseandwherewecurrentlystandintermsoftacklingthedisorder. Inasimplifiedsense,cancerconsistsofagroupofdiseasesaffectingvariousorgans inthebodythatinvolvesabnormalcellgrowthandiscausedbygeneticalterations.In morebiologicalterms,cancercanbeexplainedbythehallmarksofcancercomprised of biological capabilities acquired during the multistep development of human tumors [2]. The hallmark capabilities include (a) sustaining proliferative signaling, (b) evading growth suppressors, (c) resisting cell death, (d) enabling replicative immortality, (e) inducing angiogenesis, (f) activating invasion and metastasis with potentialadditionalhallmarksof(g)reprogrammingofenergymetabolism,and(h) evadingimmunedestruction[3].Accordingtocancer.gov,anestimated1.68million people in the United States will develop some form of cancer in the year 2016 and thisnumberispredictedtoincreaseincomingyears.Themortalityratefromcancer has decreased relative to earlier decades, but it is nevertheless high with a rate of 171.2 per 100,000 men and women per year. There are more than a hundred types of cancer and the most common forms of cancer in 2016 in terms of organ sites areprojectedtobebreastcancer,lungandbronchuscancer,prostatecancer,colon andrectumcancer,bladdercancer,melanomaoftheskin,non-Hodgkinlymphoma, thyroid cancer, kidney and renal pelvis cancer, leukemia, endometrial cancer, and pancreatic cancer. Cancers can vary widely in their aggressiveness and expected clinicaloutcomes.Somecancerssuchasglioblastoma[4]areuniformlyfatal,while somesuchasprostrate[5]oftendonotkillthepatientbeforetheydieofsomeother cause. It is estimated that around 39.6% of men and women in the United States will be diagnosed with cancer at some point during their lifetime. Expenditures on cancer care in the United States reached around $125 billion in 2010 and are expected to reach $156 billion in 2020. Cancer is also a leading cause of death worldwide, with 8.2 million deaths attributed to this disease in 2012. The number ofnewcancercasesworldwideisexpectedtoriseto22millionwithinthenexttwo decades. The ubiquitous nature of cancer intensifies our efforts to understand the causes, prevention,diagnosis,andeffectivetreatmentforthisdisease.Researcheffortsinthe lastfewdecadeshavebeenabletoprovideanimprovedunderstandingoftheorigins of cancer and development of new approaches for cancer therapy, but we have still torealizethefullpotentialofpersonalizedtherapyintheclinic.Multiplechallenges stillexistbothintheresearchandimplementationdomainsthatneedtobeaddressed tosignificantlylowerthecancermortalityrateandprovideagoodqualityoflifeto cancersurvivors. 4 CHAPTER 1 Introduction 1.2 PROMISE OF TARGETED THERAPIES Treatment of cancer has been approached in various ways and the most commonly applied techniques are chemotherapy and radiation therapy. A persistent issue with chemotherapy and radiation therapy is the undesirable side effects that can significantly reduce the quality of life for the survivor. Furthermore, even with the success of new radiation therapy and chemotherapy methods in extending the life spanofcancerpatients,thedeathrateattributedtosolidtumorcancersisstaggeringly highatover450,000peopleintheUnitedStatesalone[6].Thisstaggeringnumber indicatesasignificantcohortofcancerpatientsessentiallyfailingfirst-andsecond- linecancertherapies.Manyexpertssuggestthatpersonalizedmedicineistheanswer forpatientswhohavefailedfirst-andsecond-linetherapies.Themonikerofperson- alized medicine is largely being defined by the rapidly emerging market of subtler therapies being led by new diagnostic biomarkers that lead to actionable therapies. Typically, biomarker specified drugs are used as a complementary treatment with radiation therapy and chemotherapy. Although, the general idea of personalized therapies as adjuvants is occasionally challenged. An example of this new view of cancer diagnostics/treatment methodology is Gleevec. While the biomarker for chronicmyelogeneousleukemia(CML),theso-calledPhiladelphiachromosomeand its resulting aberrant tyrosine kinase activity indicates the need to block a singular pathway is seen as an exceptional case, nonetheless Gleevec treatment has entirely replaced morestandard treatmentssuchasbonemorrow transplantsandaggressive chemotherapy.ThisuniquenessoftheCMLbiomarker/treatmentcombinationisdue tothefactthatunlikemostothercancers,whicharecausedbyamultitudeofcomplex interactinggeneticandenvironmentalfactorsandthereforehavemanytargets,CML is caused by a single aberrant protein related to a consistent chromosomal translo- cation [7]. The Gleevec success does point to the potential success of biomarker- basedtreatment.SomeothercancertargetedtherapiesthathavebeenFDAapproved forpatientswithspecificgeneticcharacteristicsinclude(a)Trastuzumab:Approved for breast cancer that is HER2+; (b) Crizotinib: Approved for nonsmall cell lung carcinoma patients with a chromosomal rearrangement causing a fusion of EML4 and ALK genes; (c) Vemurafenib: Approved for late-stage melanoma patients with V600EBRAFmutation.Fig.1.1showstheeffectofVemurafenibtherapyintheform offluorodeoxy-glucose(FDG)uptakeonamelanomapatientwithBRAFmutation. FDGisoftenusedtostudytumormetabolismandreductioninitsuptakeisusually followedbytumorregression.(d)Dabrafenib:Approvedformelanomapatientswith V600EBRAFmutation;(e)Trametinib:ApprovedforpatientswithV600Emutated metastaticmelanoma. Note that the previous list includes few examples, is in no way exhaustive, and there are numerous other targeted therapies that have been approved or in the pipelineforapproval[8].Someofthetargetedtherapieshavebeenapprovedbasedon cancerstageandprevioustreatmentresponseratherthanspecificgeneticmutations in the patient, such as the use of kinase inhibitor Sorafenib for treatment of locally recurrentormetastatic,progressivedifferentiatedthyroidcarcinoma(DTC)resistant 1.2 Promise of targeted therapies 5 (A) (B) FIG.1.1 PETscanimagesofaBRAF-mutantmelanomapatientshowingFDGuptakebeforeand aftertherapywithVemurafenib.(A)Beforetherapy.(B)Aftertherapy. (ReprintedwithpermissionfromMacmillanPublishersLtd:Nature467(7315):596–599. doi:10.1038/nature09454,copyright2010.) toradioactiveiodinetreatment[9].Certaintargetedtherapieshavebeenapprovedas part of a combination therapy, for instance Lapatinib has been approved for breast cancerpatientsincombinationwithCapecitabine. Theuseoftargetedtherapieshasalsobeenconsideredforothergeneticdisorders besides cancer. For instance, the drug Kalydeco (also known as ivacaftor) is used to treat cystic fibrosis patients who are shown to have a specific genetic mutation knownasG551Dmutation[10].TheG551DmutationaltersCFTRproteinactivity byreplacingtheaminoacidglycine(G)inposition551withasparticacid(D).The targeteddrughelpstorestoretheproteinactivitybybindingtothetransportchannels andallowingproperflowofsaltandwateronthesurfaceofthelungs. The previous examples provide cases of approved targeted therapies that have achieveddecentmeasuresofsuccessintreatingspecificdiseaseconditions.However, significantly more can be achieved by understanding the drivers for each patient’s tumor and catering therapies to meet their individual needs. Since each patient might require targeting a distinct set of proteins, the personalized approach will

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