P1:OTE/OTE/SPH P2:OTE fm BLBK294-Emanuel June23,2010 16:57 PrinterName:YettoCome POWER DEFINITIONS AND THE PHYSICAL MECHANISM OF POWER FLOW Power Definitions and the Physical Mechanism of Power Flow Alexander Eigeles Emanuel © 2010 John Wiley & Sons, Ltd. ISBN: 978-0-470-66074-4 P1:OTE/OTE/SPH P2:OTE fm BLBK294-Emanuel June23,2010 16:57 PrinterName:YettoCome POWER DEFINITIONS AND THE PHYSICAL MECHANISM OF POWER FLOW AlexanderEigelesEmanuel WorcesterPolytechnicInstitute,USA A John Wiley and Sons, Ltd., Publication P1:OTE/OTE/SPH P2:OTE fm BLBK294-Emanuel June23,2010 16:57 PrinterName:YettoCome Thiseditionfirstpublished2010 (cid:1)C 2010JohnWiley&Sons,Ltd Registeredoffice JohnWiley&SonsLtd,TheAtrium,SouthernGate,Chichester,WestSussex,PO198SQ,UnitedKingdom Fordetailsofourglobaleditorialoffices,forcustomerservicesandforinformationabouthowtoapplyforpermissionto reusethecopyrightmaterialinthisbookpleaseseeourwebsiteatwww.wiley.com. 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ISBN: 978-0-470-66074-4 Typesetin10/12ptTimesbyAptaraInc.,NewDelhi,India PrintedinSingaporebyMarkonoPrintMediaPteLtd P1:OTE/OTE/SPH P2:OTE fm BLBK294-Emanuel June23,2010 16:57 PrinterName:YettoCome Thisbookisdedicated toRodica,mylife-long love, and tothreegreatteachersofmine: tomyfatherIng.Sigmund Eigeles whotaughtmehowtorowaboat, toProfessorConstantin I.Budeanu whoopenedmyeyestothebeauty ofenergyconversion, andtoProfessorMichaelS.Erlicki whoguidedmyfirststeps intherealmofresearch. P1:OTE/OTE/SPH P2:OTE fm BLBK294-Emanuel June23,2010 16:57 PrinterName:YettoCome Contents Foreword xi Preface xiii 1 ElectricEnergyFlow:PhysicalMechanisms 1 1.1 Problems 16 1.2 References 18 2 Single-PhaseSystemsWithSinusoidalWaveforms 21 2.1 TheResistance 21 2.2 TheInductance 25 2.3 TheCapacitance 27 2.4 The R– L –C Loads 29 2.5 TheApparentPower 30 2.6 TheConceptofPowerFactorandPowerFactorCorrection 34 2.7 CommentsonPowerFactor 38 2.8 OtherMeansofReactivePowerControlandCompensation 41 2.9 SeriesCompensation 44 2.10 ReactivePowerCausedbyMechanicalComponentsthatStoreEnergy 45 2.11 PhysicalInterpretationofInstantaneousPowersbyMeans ofPoyntingVector 48 2.12 Problems 57 2.13 References 60 3 Single-PhaseSystemswithNonsinusoidalWaveforms 63 3.1 TheLinearResistance 63 3.2 TheLinearInductance 68 3.3 TheLinearCapacitance 71 3.4 TheLinearSeries R−L−C Circuit 71 3.5 TheNonlinearResistance 74 3.6 TheNonlinearInductance 80 3.7 NonlinearLoad:TheGeneralCase 83 3.8 Problems 90 3.9 References 92 P1:OTE/OTE/SPH P2:OTE fm BLBK294-Emanuel June23,2010 16:57 PrinterName:YettoCome viii Contents 4 ApparentPowerResolutionforNonsinusoidalSingle-PhaseSystems 93 4.1 ConstantinI.Budeanu’sMethod 95 4.2 StanislawFryze’sMethod 99 4.3 ManfredDepenbrock’sMethod 102 4.4 LeszekCzarnecki’sMethod 106 4.5 TheAuthor’sMethod 110 4.6 ComparisonAmongtheMethods 115 4.7 PowerFactorCompensation 120 4.8 CommentsonSkinEffect,ApparentPower,andPowerFactor 128 4.9 TheAdditivenessProblem 131 4.10 Problems 135 4.11 References 137 5 Three-PhaseSystemswithSinusoidalWaveforms 139 5.1 Background:TheBalancedandSymmetricalSystem 140 5.2 TheThree-PhaseUnbalancedSystem 142 5.3 ThePowerFactorDilemma 145 5.4 PowersandSymmetricalComponents 149 5.4.1 HowSymmetricalComponentsareGenerated 149 5.4.2 ExpressingthePowersbyMeansofSymmetricalComponents 154 5.5 EffectiveApparentPowerResolutions 158 5.5.1 FBD-Method 158 5.5.2 L.S.Czarnecki’sMethod 165 5.5.3 IEEEStd.1459–2010Method 167 5.5.4 ComparisonBetweenTheTwoMajorEngineeringSchoolsofThought 169 5.6 Problems 182 5.7 References 184 6 Three-PhaseNonsinusoidalandUnbalancedConditions 185 6.1 TheVectorApparentPowerApproach 185 6.2 TheIEEEStd.1459–2010’sApproach 187 6.3 TheDIN40110’sApproach 192 6.3.1 TheIEEEStd.1459–2010Approach 195 6.3.2 TheDIN40110Approach 196 6.4 ObservationsandSuggestions 198 6.5 Problems 201 6.6 References 202 7 PowerDefinitionsforTime-VaryingLoads 205 7.1 Background:BasicExample 206 7.2 Single-PhaseSinusoidalCase 210 7.2.1 AnalyticalExpressionsofPowers:Single–PhaseSinusoidal 213 7.3 Single-PhaseNonsinusoidalCase 214 7.4 Three-PhaseSinusoidalandUnbalancedCondition 216 7.5 Three-PhaseSystemswithNonsinusoidalandUnbalancedCondition 220 7.6 Problems 225 7.7 References 227 P1:OTE/OTE/SPH P2:OTE fm BLBK294-Emanuel June23,2010 16:57 PrinterName:YettoCome Contents ix 8 Appendices 229 8.1 AppendixI:TheElectrostaticFieldDistributioninaCoaxialCable 229 8.2 AppendixII:PoyntingVectorduetoDisplacementCurrent 231 8.3 AppendixIII:ElectricFieldCausedbyaTime-VaryingMagneticField 232 8.4 AppendixIV:TheElectromagneticWaveAlongtheThree-PhaseLine 235 8.5 AppendixV:Equation(5.99) 242 8.6 AppendixVI:MaximumActivePower(Three-Phase,Four-WireSystem) 243 8.7 AppendixVII:AbouttheRatioρ = R /R 247 s n 8.8 AppendixVIII:TheUseofVarmetersinthePresenceofNonsinusoidal andAsymmetricalVoltagesandCurrents 249 8.9 References 258 Index 259 P1:OTE/OTE/SPH P2:OTE fm BLBK294-Emanuel June23,2010 16:57 PrinterName:YettoCome Foreword Energypolicyistodayanationalpriority.Conservation,renewableelectricitysourcesandcon- vertingtransportationfromfossilfuelstoelectricityaremajorfociofactivity.Thisisthemost opportunetimeforsomeonetoprovidethedefinitiveexpositionofwhatismeantby“power” and how its various constituents are calculated and measured. Professor Alex Emanuel has donejustthat.Thisbook,bygatheringandclearlypresentingtheevolutionoftheincreasingly complexinterpretationoftheV-Iproduct,hasdoneagreatservicetotheengineeringprofes- sion.Overtime,theincreasedsophisticationofelectricityuseandtheintroductionofsolidstate converterswiththeirattendantharmonicshaverequiredthatthedefinitionandmeasurement of “power” be subjected to ever greater scrutiny. The resulting proposals, counterproposals and controversies evolved into a series of IEEE and DIN standards, each responding to the nascenteffectsofnewtechnologiesoranincreasedemphasisoneconomicaccuracy.Intoday’s restructuredelectricityindustry,withreal-timemarkets,theprospectofpriceresponsivede- mand,andtheintroductionofanadvancedmeteringinfrastructure,accuracyofmeasurement andinterpretationofpowerdataiscrucial. Professor Emanuel promises an “in-depth understanding of the very physical mechanism that governs energy flow,” and he delivers. He starts with the fundamental field description ofpowerrepresentedbyPoynting’svector,thencarefullyandlogicallytransitionstolumped physical systems, adding complexity until we arrive at all the components of “power” that constitutetheV-Iproductsofthreephase,four-wire,unbalancedsystemswithnon-sinusoidal currentsandvoltages.DuringtheentirejourneyhebuildsuponthecontributionsofBudeanu, Fryze,DepenbrockandCzarnecki,pioneersinattemptingtoprovidearationalinterpretation of the result of multiplying current by voltage. And the comparisons he draws among the results of their proposed methods and that of the recent IEEE 1459-2010 standard is most interesting. FewengineersareaswellqualifiedasProfessorEmanueltoundertakethewritingofthis monumentalwork.Hehasdedicatedhisentireprofessionallifetothestudyofenergyrelated problems, and has been a leading authority and educator in the field of power systems. It is clearthatwritingthisbookhasbeenalaboroflove,andwefellowelectricalengineersowe ProfessorEmanueladebtofgratitudeforthefruitofthislabor. JohnG.Kassakian ProfessorofElectricalEngineeringandComputerScience LaboratoryforElectromagneticandElectronicSystems TheMassachusettsInstituteofTechnology,USA P1:OTE/OTE/SPH P2:OTE fm BLBK294-Emanuel June23,2010 16:57 PrinterName:YettoCome Preface Thesedaystheimplementationofan“AdvancedMeteringInfrastructure”willbedetermined bythetechnologythatenablesthemanufacturingof“SmartMeters.”Thequestforthesmart meterisanintegralpartofarevolutionarymovement,thebigimpetusfortheSmartGridand energy management. When the flow and the use of electric energy is monitored by means ofsmartmeters,theenergyproviderreceives,viareal-timedataacquisition,informationthat enables the remote control of customer loads, the ability to adjust demand response, asset management,variablepricingprograms,andmanymorecapabilitiesthatimprovetheenergy transmissionefficiencybyreducingthepowerlossesandbylevelingtheloadcurves.Smart metersalsobenefitcustomersbyincreasingthereliabilityofsupplyaswellastheabilityto monitor the use and cost of energy. This technology will stimulate much needed behavioral changesthatwillleadtoasignificantdecreaseinenergyuse. Themeteringinstrumentationisdesignedtoconformtothemathematicaldefinitionofthe electric quantity monitored; however, the definition on which such smart meters’ design is based must be true to the law of physics and provide information that enables the accurate determination of energy flow rate and quality, optimum power dispatching, and efficient maintenanceplanning. The meters in use today, even some of the most modern electronic meters, are designed and built following a tradition rooted in the 1930s and 1940s. It is well known that meters thatmeasureenergy(kWh)andactivepower(kW)provideaccuratemeasurementsalsounder nonsinusoidal or unbalanced conditions; nevertheless, meters dedicated to apparent power (kVA) and nonactive power (kvar) measurements are prone to significant errors when the current and voltage waveforms are distorted. The main reason for such uncertainties stems from the inadequate power definitions that dictate the conceptual design of such instrumen- tation.Evidentlythissituationledtothesearchforapracticalsolution.Theprogresstoward universallyaccepteddefinitionsisslowandhinderedbyeconomicfactorstiedtoanexisting infrastructureoflargeproportions.Alivelydebateovertheapparentpowerdefinitionandits resolutionstartedacenturyagoandhasnotyetreachedaconclusion.Iamanactiveparticipant inthisongoingdebateandhavewitnessedhow,inthelastdecades,avigorous“technological soulsearching”hasproducedtwosignificantstandards: 1. TheIEEEStd.1459–2010,DefinitionsfortheMeasurementofElectricPowerQuantities UnderSinusoidal,Nonsinusoidal,Balanced,orUnbalancedConditions. 2. TheDIN40110-2:2002–11,QuantitiesUsedinAlternatingCurrentTheory–Part2:Multi- conductorcircuits(PolyphaseCircuits). P1:OTE/OTE/SPH P2:OTE fm BLBK294-Emanuel June23,2010 16:57 PrinterName:YettoCome xiv Preface Bothstandardsprovideimprovedpowerdefinitionsthathavebeenscrutinizedandapproved by large groups of experts and have triggered a multitude of engineering papers. This book hasitsmainoriginwiththeIEEEStd.1459–2010.Manyusersofthisdocumentcomplained aboutits“toughreading”andaskedforsupportdocumentation.Anotherimportantmotivation for the production of this book stems from my desire to make a small contribution toward the acceptance and proliferation of smart meters. The major goals of this book are as follows: 1. Toprovideaclearunderstandingofthephysicalmechanismthatgovernstheelectricenergy flow under different conditions: single- and three-phase, sinusoidal and nonsinusoidal, balanced,andunbalancedsystems, 2. To be able to propose and advocate for recently developed power definitions that are not mathematical artifacts, but expressions that help correctly describe the actual effects and interactions between the energy sources, loads, equipment, and environment. Such definitionsmustbebasedonthesolidunderstandingofthephysicalcharacteristicsofthe differentcomponentsofenergy, 3. Toexplain,discuss,andrecommendpowerdefinitionsthatplayedasignificanthistorical roleinpavingtheroadforthetwostandards, 4. Tocomparethetwostandards. This book consists of eight chapters. The first explains electric energy flow. It introduces the concept of power as the rate of flow of energy and emphasizes the fact that electric energy is carried by an electromagnetic wave characterized by the power density (W/m2) that is a function of time and space. Such electromagnetic waves travel (slide) along the conductors and contain a host of components. The main tool, used through the entire book, for recognizing the characteristics that help separate the actual elementary components of energy, is the Poynting vector. It is shown, with the help of a set of solved problems, that some components are active and carry unidirectional energy from sources to the loads, and other components oscillate between the loads and the sources and do not contribute to the net transfer of energy, but cause additional power loss in the conductors that connect loads andsources.ThiskeychapterconcludesthatthePoyntingvectorisanexcellenttoolforthe visualization of the power flow distribution in space and time; most importantly, it helps to reveal the correct energy and power components that ultimately are reflected in the ways the apparent power is resolved, thus leading to power definitions that are true to Nature’s laws. Thesecondchapterdealswiththesingle-phasesystemwithsinusoidalwaveforms.While introducing new definitions, such as the intrinsic power, this chapter presents a needed introductionandreviewofbasicpowerdefinitions.Amplespaceisdedicatedtothenotionof apparentpower,provingthatitisadefined(convention)quantitythatgovernstheequipment size, equipment losses, and the equipment aging and life-span. The power factor concept is presented in detail. A major section in this chapter is occupied by the discussions about the power oscillations between load and source, about the quantification of reactive and nonactivepowers.Itisshownthatreactivepowerdoesnothavetobeproducedbyinductive or capacitive loads, but can also be caused by any energy converter that has the ability to store and return energy. It is also proved that the Poynting vector provides an excellent vehicle to help the reader familiarize with the separation and grouping of different active