Power and Governance in a Partially Globalized World Robert O. Keohane has been one of the most innovative and influential thinkers in international relations for more than three decades. His ground- breaking work in institutional theory has redefined our understanding of international political economy. This book is a selection of his most recent essays, which address such core issues as interdependence, institutions, the development of international law, globalization, and global governance. The essays are placed in historical and intellectual context by a substantial new introduction outlining the developments in Keohane’s thought. In an ori- ginal afterword (Chapter 12), the author offers a challenging interpretation of the September 11th attacks and their aftermath. Power and Governance in a Partially Globalized World is essential reading for anyone with an interest in international relations. Robert O. Keohane is James B. Duke Professor of Political Science at Duke University. He has also taught at Swarthmore College, Stanford, Brandeis, and Harvard. His publications include After Hegemony (Princeton Uni- versity Press 1984), International Institutions and State Power (Westview 1989), Ideas and Foreign Policy, co-edited with Judith Goldstein (Cornell University Press 1993), and Power and Interdependence, co-authored with Joseph S. Nye, Jr. (third edition: Addison Wesley Longman 2001). Power and Governance in a Partially Globalized World Robert O. Keohane London and New York First published 2002 by Routledge 11 New Fetter Lane, London EC4P 4EE Simultaneously published in the USA and Canada by Routledge 29 West 35th Street, New York, NY 10001 Routledge is an imprint of the Taylor & Francis Group This edition published in the Taylor & Francis e-Library, 2004. © 2002 Robert O. Keohane All rights reserved. No part of this book may be reprinted or reproduced or utilised in any form or by any electronic, mechanical, or other means, now known or hereafter invented, including photocopying and recording, or in any information storage or retrieval system, without permission in writing from the publishers. British Library Cataloguing in Publication Data A catalogue record for this book is available from the British Library Library of Congress Cataloging in Publication Data A catalog record for this book has been requested ISBN 0-203-21817-5 Master e-book ISBN ISBN 0-203-27375-3 (Adobe eReader Format) ISBN 0–415–28818–5 (hbk) ISBN 0–415–28819–3 (pbk) To Nan: Partner, Lover and Friend Contents Preface xi Acknowledgments xiii 1 Introduction: from interdependence and institutions to globalization and governance 1 ROBERT O. KEOHANE, 2002 From interdependence to institutional theory 2 Institutional and realist theory 6 Institutionalism and the puzzle of compliance 7 Liberalism, sovereignty and security 10 From institutions to law 12 From interdependence to globalism 14 From institutions to governance 15 PART I Interdependence and institutions 25 2 International institutions: can interdependence work? 27 ROBERT O. KEOHANE, 1998 Theory and reality, 1919–89 28 Yesterday’s controversies: 1989–95 31 Today’s debates 32 Overcoming the democratic deficit 34 Want to know more? 37 3 International liberalism reconsidered 39 ROBERT O. KEOHANE, 1990 Marxism and realism 41 viii Contents Liberalism as a theory of international relations 44 Evaluating liberalism: doctrine and practice 53 4 Hobbes’s dilemma and institutional change in world politics: sovereignty in international society 63 ROBERT O. KEOHANE, 1995 Hobbes’s dilemma and the institutionalist response 66 Institutions: constitutional government and sovereignty 68 Sovereignty under conditions of high interdependence 71 Zones of peace and conflict: a partially Hobbesian world 75 Responses to conflict: is the United States bound to lead? 77 Conclusion 79 5 Risk, threat, and security institutions 88 CELESTE A. WALLANDER AND ROBERT O. KEOHANE, 1999 A typology of security institutions 90 Institutional hypotheses on change and adaptation 95 The transformation of NATO 104 Conclusions 108 PART II Law 115 6 International relations and international law: two optics 117 ROBERT O. KEOHANE, 1996 The “instrumentalist optic” 119 International law and the “normative optic” 120 Evaluation 122 The optics’ causal pathways and their common nodes 123 Conclusion 128 7 The concept of legalization 132 KENNETH W. ABBOTT, ROBERT O. KEOHANE, ANDREW MORAVCSIK, ANNE-MARIE SLAUGHTER AND DUNCAN SNIDAL, 2000 The elements of legalization 132 The variability of legalization 134 The dimensions of legalization 139 Conclusion 148
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