Copyright and use of this thesis This thesis must be used in accordance with the provisions of the Copyright Act 1968. Reproduction of material protected by copyright may be an infringement of copyright and copyright owners may be entitled to take legal action against persons who infringe their copyright. Section 51 (2) of the Copyright Act permits an authorized officer of a university library or archives to provide a copy (by communication or otherwise) of an unpublished thesis kept in the library or archives, to a person who satisfies the authorized officer that he or she requires the reproduction for the purposes of research or study. The Copyright Act grants the creator of a work a number of moral rights, specifically the right of attribution, the right against false attribution and the right of integrity. You may infringe the author’s moral rights if you: - fail to acknowledge the author of this thesis if you quote sections from the work - attribute this thesis to another author - subject this thesis to derogatory treatment which may prejudice the author’s reputation For further information contact the University’s Director of Copyright Services sydney.edu.au/copyright Physiotherapy management of contractures after acquired brain injury Joan Wai-King Leung Thesis submitted in fulfilment of the requirements for the Degree of Doctor of Philosophy in Sydney School of Medicine University of Sydney September 2014 Table of contents Page Statement of Authentication iv Candidate’s Statement v Supervisors’ Statement vi Acknowledgements vii Publications and Presentations ix Preface xi Abstract xiii CHAPTER 1: Introduction 1 1.1 Background 1 1.2 References 5 CHAPTER 2: Literature review 9 2.1 Acquired brain injury 9 2.1.1 Overview 9 2.1.2 Impairments after acquired brain injury 10 2.2 Physiology and measurement of contractures 11 2.3 Epidemiology of Contractures after acquired brain injury 15 2.4 Contributors to contractures 16 2.4.1 Muscle weakness and associated loss of motor function 16 2.4.2 Spasticity 17 2.4.3 Combined factors 18 2.5 Passive stretch as treatment for contractures 21 2.5.1 Rationale for clinical application of passive stretch 21 2.5.2 Clinical application of passive stretch 21 2.5.3 Effectiveness of stretch interventions 25 i 2.5 Electrical stimulation 27 2.6.1 Electrical stimulation and muscle strength 27 2.6.2 Electrical stimulation and spasticity 28 2.6.3 Electrical stimulation and contracture management 28 2.7 Impact of contractures on gait 29 2.8 Summary 31 2.9 Aims of the thesis 33 2.10 References 34 CHAPTER 3: An intensive programme of passive stretch and 48 motor training to manage severe knee contractures after traumatic brain injury: a case report CHAPTER 4: Electrical stimulation and splinting were not 56 clearly more effective than splinting alone for contracture management after acquired brain injury: a randomised trial CHAPTER 5: Standing, electrical stimulation and splinting is no 67 better than standing alone for ankle contractures in people with brain injury: a randomised controlled trial CHAPTER 6: The impact of ankle plantarflexion contractures 95 on the knee joint during stance phase of gait: a within-subject study CHAPTER 7: Discussion 104 7.1 Physiotherapy for contractures 104 7.1.1 Overview 104 7.1.2 Principal findings 104 7.1.3 Implications and suggestions for further investigations 106 7.2 The impact of ankle contractures on gait 109 7.2.1 Overview 109 7.2.2 Principal findings 109 7.2.3 Implications and suggestions for further investigations 110 7.3 Summary 112 ii 7.4 References 113 APPENDICES: The procedure manuals for the two randomised 117 controlled trials Appendix 1 The procedure manual for chapter four 118 Appendix 2 The procedure manual for chapter five 128 iii Statement of Authentication This thesis is submitted to the University of Sydney in fulfilment of the requirement for the Degree of Doctor of Philosophy. The work presented in this thesis is, to the best of my knowledge and belief, original except as acknowledged in the text. I, Joan Leung, hereby declare that I have not submitted this material, either in full or in part, for a degree at this or any other institution. Joan Leung 15/05/2014 Signature: ................................ Date: ................................. iv Candidate’s statement I, Joan Leung, hereby declare that this submission is my own work and that it contains no material previously written by another person except where acknowledged in the text. Nor does it contain material that has been accepted for the award of another degree. I, Joan Leung, understand that if I am awarded a higher degree for my thesis titled ‘Clinical management of contractures after acquired brain injury’ being lodged herewith for examination, the thesis will be lodged in the University Library and be available immediately for use. I agree that the University Librarian (or in the case of a department, the Head of Department) may supply a photocopy, electronic copy or microform of the thesis to an individual for research or study or to a library. Joan Leung 15/05/2014 Signature: ……………………………….. Date: …………………...... v Supervisors’ statement As supervisors of Joan Leung’s doctoral work, we certify that her thesis ‘Physiotherapy management of contractures after acquired brain injury’ is sufficiently well prepared to be examined for the Degree of Doctor of Philosophy. To the best of my knowledge, no editorial assistance has been sought in the writing of the thesis. Associate Professor Lisa A Harvey Signed ……………………………….. Sydney School of Medicine, University of Sydney Date ……27/8/2014................. Dr Anne M Moseley Signed ……………………………….. The George Institute for Global Health, Australia Sydney School of Medicine Date ……27 Aug 2014….................. University of Sydney Professor Richard Smith, Signed Faculty of Health Sciences, University of Sydney Date ………27 Aug 2014................. vi Acknowledgements This thesis was undertaken with the knowledge that contractures are difficult to treat, and studies involving patients with traumatic brain injury (one of the targeted clinical populations for this thesis) are challenging to conduct. Thus, it was a huge relief when the thesis was finally completed. All the work relating to this thesis could not be accomplished without the joint effort and great support of a large number of people. I have been very lucky to have Associate Professor Lisa Harvey as my primary supervisor who has a strong passion and vast knowledge on contractures, an area that this thesis centres on. As expected, there were ups and downs throughout the years during the candidature. I was able to go through all the emotional turmoils and take on all the challenges only because of the incessant support, guidance and encouragement given by Lisa. I am particularly grateful to her extreme patience with me. Her extensive knowledge in research and writing skills have been a great help to me. I have been blessed with having Professor Richard Smith and Dr Anne Moseley as my associate supervisors. Their expertise in research has made things much easier for me. I have learnt a lot from both of them, especially knowledge and skills in areas where I had not been exposed to, such as gait analysis. I particularly appreciate the time and effort that Richard gave me for the biomechanical study. Richard has made me, a novice in gait analysis, feel not too intimidated in a domain that was totally foreign to me. A special thank to Dr Moseley for all the skills she has taught me about conducting clinical trials and writing vii up manuscripts. Her attention to detail and ability to critically appraise articles are admirable. Conducting clinical studies is full of challenges and frustrating moments. For instance, the two randomised controlled studies took much longer than expected to complete. Just for subject recruitment alone, one study took 3 years and another more than 5 years to complete. These two randomised controlled trials could not have been accomplished without the invaluable assistance of and wonderful input from all the investigators, assessors, co-authors and colleagues, in particular, Charis Tse, Davide de Sousa, Erin Doyle, Victoria Podmore, Lakshmi Arunachalam, Jane Liu and Clare Goodman. I am very grateful for all the help they offered me. I would also like to express my sincere thanks to James Puttock, Dumas Morales, Peter Zhu and Jo Diong for manufacturing the measuring devices used in the randomised controlled studies. Most important of all, I would like to thank all the participants of the studies and their carers. Without them, none of the studies in this thesis could be done. I appreciate their time, involvement, dedication and patience. I am especially grateful to the participants for their involvements at the time when they were going through a very tough time in their lives. They are truly remarkable people and the key contributors to the studies. I would also like to thank the Royal Rehab (The Rehabilitation and Disability Support Network), the Motor Accidents Authority (NSW) and the University of Sydney for providing funding for the studies. Last but not least, a special thank to the managers of the Royal Rehab for their invaluable support for research activities. viii
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