NanoScience and Technology SeriesEditors PhaedonAvouris,YorktownHeights,NewYork,USA BharatBhushan,Columbus,Ohio,USA DieterBimberg,Berlin,Germany KlausvonKlitzing,Stuttgart,Germany HiroyukiSakaki,Tokyo,Japan RolandWiesendanger,Hamburg,Germany Forfurthervolumes: www.springer.com/series/3705 The series NanoScience and Technology is focused on the fascinating nano-world, mesoscopic physics, analysis with atomic resolution, nano and quantum-effect devices, nanomechanics and atomic-scale processes. All the basic aspects and technology-oriented developments in this emerging discipline are covered by comprehensive and timely books. The series constitutes a survey of the relevant specialtopics,whicharepresentedbyleadingexpertsinthefield.Thesebookswill appealtoresearchers,engineers,andadvancedstudents. Hideo Aoki (cid:2) Mildred S. Dresselhaus Editors Physics of Graphene Editors HideoAoki MildredS.Dresselhaus FacultyofScience,DepartmentofPhysics PhysicsandElectricalEng.Department UniversityofTokyo MassachusettsInstituteofTechnology Tokyo,Japan Cambridge,MA,USA ISSN1434-4904 ISSN2197-7127(electronic) NanoScienceandTechnology ISBN978-3-319-02632-9 ISBN978-3-319-02633-6(eBook) DOI10.1007/978-3-319-02633-6 SpringerChamHeidelbergNewYorkDordrechtLondon LibraryofCongressControlNumber:2013957703 ©SpringerInternationalPublishingSwitzerland2014 Thisworkissubjecttocopyright.AllrightsarereservedbythePublisher,whetherthewholeorpartof thematerialisconcerned,specificallytherightsoftranslation,reprinting,reuseofillustrations,recitation, broadcasting,reproductiononmicrofilmsorinanyotherphysicalway,andtransmissionorinformation storageandretrieval,electronicadaptation,computersoftware,orbysimilarordissimilarmethodology nowknownorhereafterdeveloped.Exemptedfromthislegalreservationarebriefexcerptsinconnection with reviews or scholarly analysis or material supplied specifically for the purpose of being entered and executed on a computer system, for exclusive use by the purchaser of the work. Duplication of this publication or parts thereof is permitted only under the provisions of the Copyright Law of the Publisher’slocation,initscurrentversion,andpermissionforusemustalwaysbeobtainedfromSpringer. PermissionsforusemaybeobtainedthroughRightsLinkattheCopyrightClearanceCenter.Violations areliabletoprosecutionundertherespectiveCopyrightLaw. Theuseofgeneraldescriptivenames,registerednames,trademarks,servicemarks,etc.inthispublication doesnotimply,evenintheabsenceofaspecificstatement,thatsuchnamesareexemptfromtherelevant protectivelawsandregulationsandthereforefreeforgeneraluse. Whiletheadviceandinformationinthisbookarebelievedtobetrueandaccurateatthedateofpub- lication,neithertheauthorsnortheeditorsnorthepublishercanacceptanylegalresponsibilityforany errorsoromissionsthatmaybemade.Thepublishermakesnowarranty,expressorimplied,withrespect tothematerialcontainedherein. Printedonacid-freepaper SpringerispartofSpringerScience+BusinessMedia(www.springer.com) Preface Fascination with graphene has been growing very rapidly in recent years and the physicsofgrapheneisnowbecomingoneofthemostinterestingaswellasthemost fast-moving topics in condensed-matter physics. Needless to say, the Nobel prize in physics awarded to Andre Geim and Konstantin Novoselov in 2010 has given a tremendous impetus to this topic. Several years have passed since Andre Geim andhisgroupputforwardtheirmethodforthefabricationofgraphene,asaresult of which an anomalous quantum Hall effect was observed. This, however, is only oneofthehallmarksoftheunusualpropertiesofthegraphenesystem.Thehorizon of the physics of graphene is ever becoming wider, where physical concepts go handinhandwithadvancesinexperimentaltechniques.Thuswearenowexpanding our interests to not only transport but also optical and other properties for layered systemsthatincludemultilayersaswellasmonolayergraphene. Thus it should be very timely to publish a book that overviews the physics of graphene,whichisexactlywhywehaveeditedthepresentvolume,wheregeneral and fundamental aspects in the physics of graphene are overviewed by outstand- ingauthorities.Thebookcomprisesfiveexperimentalandfivetheoreticalchapters. Abirds’eyeviewofthechaptercontentsisgiveninthefigureoverleaf. We have endeavored to have reasonable levels of accessibility to students as well, with some heuristic introductions in each chapter. Given the unusually rapid progressinthefieldofgraphene,wehavefounditimpossibletocoverallthefron- tiers, while parts of the chapters do extend to advanced levels. For instance, we havenotcoveredmuchongrapheneapplications,whichwouldrequireanothervol- ume.Wehopethestate-of-the-artarticlespresentedhereongraphenephysics,which startfromthe“masslessDiracparticle”andproceedwithfurtheruniqueaspectsof graphene,willbenefitawideaudience,andencouragethemtogoevenfurtherand toexplorenewavenuesinthisfascinatingtopic. Tokyo,Japan HideoAoki Cambridge,MA,USA MildredS.Dresselhaus v vi Preface Fig.1 Planofthebook Contents PartI Experimental 1 ExperimentalManifestationofBerryPhaseinGraphene. . . . . . 3 AndreaF.Young,YuanboZhang,andPhilipKim 1.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3 1.2 PseudospinChiralityinGraphene . . . . . . . . . . . . . . . . . 5 1.3 BerryPhaseinMagneto-Oscillations . . . . . . . . . . . . . . . 8 1.4 PseudospinandKleinTunnelinginGraphene. . . . . . . . . . . 16 1.5 Conclusions . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24 2 ProbingDirac Fermions in Grapheneby ScanningTunneling MicroscopyandSpectroscopy . . . . . . . . . . . . . . . . . . . . . 29 AdinaLuican-MayerandEvaY.Andrei 2.1 ScanningTunnelingMicroscopyandSpectroscopy . . . . . . . . 29 2.2 FromDisorderedGraphenetoIdealGraphene . . . . . . . . . . 31 2.2.1 SurfaceTopographyofGraphene . . . . . . . . . . . . . 33 2.2.2 TunnelingSpectroscopyofGraphene . . . . . . . . . . . 35 2.2.3 DopingandElectronHolePuddles . . . . . . . . . . . . 36 2.2.4 LandauLevels . . . . . . . . . . . . . . . . . . . . . . . 37 2.2.5 MeasuringSmallGrapheneDeviceswithScanning Probes . . . . . . . . . . . . . . . . . . . . . . . . . . . 47 2.2.6 GrapheneEdges . . . . . . . . . . . . . . . . . . . . . . 49 2.2.7 StrainandElectronicProperties . . . . . . . . . . . . . . 51 2.2.8 BilayerGraphene . . . . . . . . . . . . . . . . . . . . . 51 2.3 ElectronicPropertiesofTwistedGrapheneLayers . . . . . . . . 52 2.3.1 VanHoveSingularities . . . . . . . . . . . . . . . . . . 52 2.3.2 RenormalizationoftheFermiVelocity . . . . . . . . . . 55 2.4 Conclusions . . . . . . . . . . . . . . . . . . . . . . . . . . . . 57 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 57 vii viii Contents 3 ElectronandPhononTransportinGraphene inandoutoftheBulk . . . . . . . . . . . . . . . . . . . . . . . . . 65 Jean-PaulIssi,PauloT.Araujo,andMildredS.Dresselhaus 3.1 GeneralIntroduction . . . . . . . . . . . . . . . . . . . . . . . . 66 3.1.1 Graphenes . . . . . . . . . . . . . . . . . . . . . . . . . 66 3.1.2 Transport . . . . . . . . . . . . . . . . . . . . . . . . . . 69 3.1.3 InelasticScatteringofLight . . . . . . . . . . . . . . . . 69 3.1.4 GeneralReferencesandHistoricalBackground . . . . . . 70 3.1.5 Objectives . . . . . . . . . . . . . . . . . . . . . . . . . 70 3.1.6 TopicsAddressed . . . . . . . . . . . . . . . . . . . . . 71 3.2 ElectricalConductivity . . . . . . . . . . . . . . . . . . . . . . 71 3.2.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . 71 3.2.2 ElectronicStructure . . . . . . . . . . . . . . . . . . . . 73 3.2.3 ChargeCarrierDensitiesandScattering. . . . . . . . . . 76 3.2.4 QuantumEffects . . . . . . . . . . . . . . . . . . . . . . 84 3.2.5 Summary . . . . . . . . . . . . . . . . . . . . . . . . . . 88 3.3 ThermalConductivityofGrapheneinandoutoftheBulk . . . . 88 3.3.1 PreliminaryRemarks . . . . . . . . . . . . . . . . . . . 88 3.3.2 Introduction . . . . . . . . . . . . . . . . . . . . . . . . 89 3.3.3 ComparingtheThermalConductivityofGraphene inandouttheBulk. . . . . . . . . . . . . . . . . . . . . 90 3.3.4 Summary . . . . . . . . . . . . . . . . . . . . . . . . . . 101 3.4 InelasticScatteringofLight—RamanScattering . . . . . . . . . 101 3.4.1 ABriefOverviewofInelasticScatteringofLight . . . . 101 3.4.2 TheG-BandMode . . . . . . . . . . . . . . . . . . . . . 103 (cid:2) 3.4.3 TheG-Band(or2D)Mode . . . . . . . . . . . . . . . . 104 3.4.4 TheDisorder-InducedD-BandMode . . . . . . . . . . . 105 3.4.5 Summary . . . . . . . . . . . . . . . . . . . . . . . . . . 108 3.5 Conclusions . . . . . . . . . . . . . . . . . . . . . . . . . . . . 108 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 109 4 OpticalMagneto-SpectroscopyofGraphene-BasedSystems . . . . 113 C.Faugeras,M.Orlita,andM.Potemski 4.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . 113 4.2 Magneto-SpectroscopyofGraphene. . . . . . . . . . . . . . . . 115 4.2.1 ClassicalCyclotronResonanceofDiracFermions . . . . 115 4.2.2 Magneto-OpticalResponseofGraphene: QuantumRegime . . . . . . . . . . . . . . . . . . . . . 117 4.2.3 LandauLevelFanChartsandFermiVelocity . . . . . . . 120 4.2.4 BeyondSimpleBandModels . . . . . . . . . . . . . . . 121 4.2.5 Scattering/Disorder . . . . . . . . . . . . . . . . . . . . 121 4.2.6 Electron-ElectronInteraction . . . . . . . . . . . . . . . 122 4.2.7 EffectsofElectron-PhononInteraction . . . . . . . . . . 123 4.3 Magneto-SpectroscopyofBilayerGraphene . . . . . . . . . . . 124 4.4 Graphite . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 126 Contents ix 4.4.1 SimplifiedModelsfortheBandStructure . . . . . . . . . 126 4.4.2 FullSlonczewski-Weiss-McClureModel . . . . . . . . . 128 4.4.3 BandStructureClosetotheNeutralityPoint:Proximity toLifshitzTransition . . . . . . . . . . . . . . . . . . . 129 4.4.4 ScatteringEfficiency . . . . . . . . . . . . . . . . . . . . 131 4.4.5 Electron-PhononCoupling . . . . . . . . . . . . . . . . 132 4.5 Conclusions . . . . . . . . . . . . . . . . . . . . . . . . . . . . 133 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 134 5 GrapheneConstrictions . . . . . . . . . . . . . . . . . . . . . . . . 141 S.Dröscher,F.Molitor,T.Ihn,andK.Ensslin 5.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . 141 5.1.1 GrapheneElectronics . . . . . . . . . . . . . . . . . . . 141 5.1.2 GrapheneNanostructures . . . . . . . . . . . . . . . . . 142 5.2 ConstrictionsinConventionalSemiconductors . . . . . . . . . . 143 5.3 ConductanceinGrapheneConstrictions. . . . . . . . . . . . . . 144 5.3.1 NanoribbonswithIdealEdges . . . . . . . . . . . . . . . 144 5.3.2 ExtensiontoDisorderedEdges . . . . . . . . . . . . . . 146 5.4 ExperimentalObservationsandMicroscopicPictures . . . . . . 146 5.4.1 Fabrication . . . . . . . . . . . . . . . . . . . . . . . . . 146 5.4.2 DependenceofTransportontheChargeCarrier Density . . . . . . . . . . . . . . . . . . . . . . . . . . . 147 5.4.3 DependenceofTransportontheAppliedVoltageBias . . 148 5.4.4 MicroscopicPictures . . . . . . . . . . . . . . . . . . . 151 5.4.5 GeometryDependence. . . . . . . . . . . . . . . . . . . 152 5.5 FurtherExperimentsforMoreDetailedUnderstanding . . . . . . 153 5.5.1 TemperatureDependence . . . . . . . . . . . . . . . . . 153 5.5.2 MagneticFieldDependence . . . . . . . . . . . . . . . . 156 5.5.3 Side-GateInfluence . . . . . . . . . . . . . . . . . . . . 158 5.5.4 ThermalCycling . . . . . . . . . . . . . . . . . . . . . . 160 5.5.5 TunnelingCouplinginaDoubleQuantumDot . . . . . . 161 5.6 RecentAdvancesandOutlook . . . . . . . . . . . . . . . . . . . 164 5.6.1 Bottom-UpGrowthofNanoribbons . . . . . . . . . . . . 164 5.6.2 QuantizedConductanceinSuspendedNanoribbons . . . 165 5.6.3 Outlook . . . . . . . . . . . . . . . . . . . . . . . . . . 166 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 167 PartII Theoretical 6 ElectronicPropertiesofMonolayerandMultilayerGraphene . . . 173 MikitoKoshinoandTsuneyaAndo 6.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . 173 6.2 ElectronicStructureofGraphene . . . . . . . . . . . . . . . . . 174 6.2.1 EffectiveHamiltonian . . . . . . . . . . . . . . . . . . . 174 6.2.2 LandauLevels . . . . . . . . . . . . . . . . . . . . . . . 177 6.2.3 BandGapinGraphene. . . . . . . . . . . . . . . . . . . 179