Pattern and Process in a Forested Ecosystem F. Herbert Bormann Gene E. Likens Pattern and Process I• n a Forested Ecosystem Disturbance, Development and the Steady State Based on the Hubbard Brook Ecosystem Study Springer-Verlag New York Berlin Heidelberg London Paris Tokyo Hong Kong Barcelona F. Herbert Bormann School of Forestry and Environmental Studies Yale University New Haven, Connecticut 06511, USA Gene E. Likens Institute of Ecosystem Studies Millbrook, New York 12545, USA Library of Congress Cataloging in Publication Data Bormann, F. Herbert, 1922- Pattern and process in a forested ecosystem. Bibliography: p. Includes index. 1. Forest ecology-New Hampshire-Hubbard Brook Valley. 1. Likens, Gene E., 1935- joint author. II. Title. QH105.N4B67 574.5'264 ISBN-\3: 978-0-387-94344-2 e-ISBN-13: 978-1-4612-6232-9 001: 10.1007/978-1-4612-6232-9 © 1994 Springer-Verlag New York, Inc. All rights reserved. This work may not be translated or copied in whole or in part without the written permission of the publisher (Springer-Verlag New York, Inc., 175 Fifth Avenue, New York, NY 10010, USA) except for brief excerpts in connection with reviews or scholarly analysis. Use in connection with any form of information storage and retrieval, electronic adaptation, computer software, or by similar or dissimilar methodology now known or here after developed is forbidden. The use of general descriptive names, trade names, trademarks, etc., in this publication, even if the former are not especially identified, is not to be taken as a sign that such names, as understood by the Trade Marks and Merchandise Marks Act, may accordingly be used freely by anyone. 9 8 7 6 5 4 3 2 1 Preface The advent of ecosystem ecology has created great difficulties for ecologists primarily trained as biologists, since inevitably as the field grew, it absorbed components of other disciplines relatively foreign to most ecologists yet vital to the understanding of the structure and function of ecosystems. From the point of view of the biological ecologist struggling to understand the enormous complexity of the biological functions within an ecosystem, the added necessity of integrating biology with geochemis try, hydrology, micrometeorology, geomorphology, pedology, and applied sciences (like silviculture and land use management) often has appeared as an impossible requirement. Ecologists have frequently responded by limiting their perspective to biology with the result that the modeling of species interactions is sometimes considered as modeling ecosystems, or modeling the living fraction of the ecosystems is considered as modeling whole ecosystems. Such of course is not the case, since understanding the structure and function of ecosystems requires sound understanding of inanimate as well as animate processes and often neither can be under stood without the other. About 15 years ago, a view of ecology somewhat different from most then prevailing, coupled with a strong dose of naivete and a sense of exploration, lead us to believe that consideration of the inanimate side of ecosystem function rather than being just one more annoying complexity might provide exceptional advantages in the study of ecosystems. To examine this possibility, we took two steps which occurred more or less simultaneously. We developed an ecosystem model that-heavily involves inanimate as well as animate processes, and we devised a way of vi Preface calculating some of the major parameters of that model that hitherto could be estimated only with great difficulty. Our model, which will be described more fully in the subsequent text, conceives of the terrestrial ecosystem as a delimited part of the biogeo chemical cycles of the earth. The ecosystem is an open system; it receives energy from the sun and materials and energy from the biogeochemical cycles. It processes these materials and discharges outputs to the larger cycles. Activities within the ecosystem are largely governed by the nature of inputs, and man can have major effects on the structure and function of ecosystems by advertent or inadvertent effects on inputs. Similarly, man can have major effects on the nature of outputs from ecosystems by the kinds of manipUlations he consciously or inadvertently promotes within ecosystems. These outputs enter the larger biogeochemical cycles and have the potential of affecting interconnected ecosystems; in other words, one system's outputs become another's inputs. In this light, inputs and outputs can be seen as linkages transmitting the effects of natural or man-made activities between ecosystems. Not only does our concept of the ecosystem emphasize relationships between systems, but it provides a frame whereby the ecosystem can grow or decline in response to natural or man-made developments imposed upon it. Phenomena such as weathering, nitrogen fixation, or biomass accumulation can be evalu ated in an ecosystem context, and species strategies can be studied in relation to temporal and spatial biogeochemical variations. Our ecosystem model probably would have remained an intellectual curiosity had we not conceived of the "small watershed technique" for measuring input-output relationships. This technique considers a small watertight watershed as the delimited ecosystem. As explained in the text, this permits a fairly precise measurement of both input and output of certain nutrients and it permits the construction of partial nutrient budgets. These budgets, coupled with the measurement of parameters within the ecosystem such as productivity, biomass accumulation, canopy leaching, litter fall, and so forth allow the quantification of more complete nutrient budgets. By budget balancing, often we are able to estimate processes that are otherwise very difficult to estimate such as rock weathering, nitrogen fixation, or sulfur impaction. Not only does the small watershed technique allow quantification of the structure and functions of natural ecosystems, but once having established base-line biogeochemistry, it is possible to develop a program in experimental ecosystem ecology wherein treatments are imposed on entire watershed-ecosystems and responses of the treated system are compared to undisturbed systems. This approach not only yields consid erable information on the effects of the treatments but also allows quantification of some processes occurring in the undisturbed system that are otherwise unmeasureable. In our first volume, Biogeochemistry of a Forested Ecosystem, we presented a detailed examination of the biogeochemistry of an aggrading Preface vii northern hardwood watershed-ecosystem. The primary consideration was on the physical aspects of hydrologic and nutrient flow through the ecosystem and on hydrologic and nutrient budgets. This volume has as its major concern the presentation of an integrated view of the structure, functions, and development of the northern hardwood ecosystem. It concentrates on the interrelationships among biogeochemical processes, animate and inanimate structure of the ecosys tem, species behavior within the ecosystem, and how these relationships change through time following a perturbation. For biogeochemical infor mation it draws heavily on our first volume, but emphasis is placed on the role of biological processes in controlling destabilizing forces to which every ecosystem is continually subjected. Not only was it our goal to present an integrated view of ecosystem development, but we thought the text should serve, as well, as a teaching tool for natural scientists interested in the structure and function of ecosystems. To that end, we have made a special attempt to detail the reasoning used to reach pivotal conclusions, to separate conclusions based largely on fact from those based largely on speculation and, in general, to write for the reader interested in the ecology of ecosystems rather than for the ecosystem specialist. This is not to deny that concentrated effort on the part of the reader will be required. After all, the ecology of ecosystems is among the most complex of subjects and inevitably some of that complexity must be reflected in the text. Acknowledgments Any scientist working to develop new knowledge owes an incredible debt to those who came before. We wish to acknowledge four persons whose divergent influences converged in a kind of spontaneous generation to give rise to the Hubbard Brook Ecosystem Study. Eugene P. Odum set the scene with his articulate and enthusiastic advocacy for the ecosystem as a basic unit of study in ecology. Murray F. Buell and Henry J. Oosting with their research and teaching emphasis on succession and climax provided the time frame for the developmental aspects of our study, while Arthur D. Hasler's success with experimental manipulation of lake ecosystems lead us to believe that similar success with our systems would be possible. To this group, we add W. Dwight Billings whose encourage ment and gentle hectoring led to the writing of this volume. The Hubbard Brook Ecosystem Study is the product of the minds, hands, and enthusiasm of scores of people. In our first volume, we acknowledged 151 persons whose contributions, great and small, made that volume and the present volume possible. To that list we now add: A. Bormann, H. Buell, T. Butler, J. Cole, P. Coleman, P. Doering, E. Edgerton, J. Ford, C. Goulden, M. Hall, R. Hall, W. Hanson, R. Harkov, T. Hayes, G. Hendrey, D. Hill, W. McDowell, R. Moore, S. Nodvin, J. Sherman, J. Sloane, and J. Teffer. We are also indebted to L. Auchmoody, J. viii Preface Baker, R. Campbell, V. Jensen, V. Johnson, E. Kelso, and R. McDonald of the U.S. Forest Service, and especially to J. Miller of the Yale Library for ideas and information on fire and other subjects. For major contributions to the preparation of the manuscript and editorial assistance, we thank Chris Bormann and Rebecca Bormann. Phyllis Toyryla not only typed the manuscript, but provided vital and enthusiastic assistance throughol,lt the preparation of the manuscript. For keeping us within modest bounds of scientific rigor, we are indebted to colleagues who generously gave their time to read portions of our manuscript. As a result of insightful criticism, perceptive editing, and timely ideas we think the manuscript improved. We also have been made aware that a few of our cherished conclusions are viewed by some as thickets of muddled thinking. We thank all of the following for trying to keep us on a straight and narrow path: S. Bicknell, J. Eaton, R. Holmes, J. Hornbeck, S. Levin (in vino veritas), J. Melillo, D. Ryan, T. Siccama, L. Tritton, and T. Wood. Special thanks are due J. Aber, W. Covington, A. Federer, C. Hall, O. Loucks, P. Marks, W. Martin, W. Niering, S. Pilgrim, K. Reed, G. Whitney, and R. Whittaker who reviewed major sections of the book and made dozens of thoughtful suggestions. We also acknowledge our debt to the National Science Foundation which has supported our work during the last 15 years and to the U.S. Forest Service for making it possible for us to use the Hubbard Brook Experimental Forest as well as to share in the ideas and data accumulated by scientists of the U.S. Forest Service at Hubbard Brook. We add, however, that the ideas expressed here are not necessarily those of the U.S. Forest Service. Finally, space is too short to adequately recognize the overall contributions of Robert S. Pierce. Not only has he been our colleague in the design and execution of science, but major credit for the success of the Hubbard Brook Ecosystem Study is due to his unob trusive but extraordinary capacity to coordinate and manage a complex enterprise. Contents Chapter 1 The Northern Hardwood Forest: A Model for Ecosystem Development 1 Objectives 1 Limits for Our Theoretical Model of Ecosystem Development 6 Biomass Accumulation After Clear-Cutting 12 The Hubbard Brook Ecosystem Study 27 Summary 39 Chapter 2 Energetics, Biomass, Hydrology, and Biogeochemistry of the Aggrading Ecosystem 41 Solar Energy Flow 43 Biomass: Development of Regulation and Inertia 48 Detrital-Grazing Cycles 50 Biotic Regulation of Biogeochemical Flux 55 Nutrient Reservoirs Within the Aggrading Ecosystem 70 Sources of Nutrients for the Aggrading Ecosystem 72 Circulation and Retention of Nutrients 73 Summary 78 x Contents Chapter 3 Reorganization: Loss of Biotic Regulation 81 A Deforestation Experiment 82 Relationship of the Deforestation Experiment to Commercial Clear-Cutting 100 Summary 101 Chapter 4 Development of Vegetation After Clear-Cutting: Species Strategies and Plant Community Dynamics 103 What is Secondary Succession? 103 Reproductive and Growth Strategies Responsive to Perturba- tions That Open the Forest Canopy 104 The Buried-Seed Strategy 108 Floristic Response to Removal of the Forest Canopy by Clear-Cutting 113 Differentiation of the Vegetation Established Immediately After Clear-Cutting 115 Growth Strategies Underlying Initial Canopy Differentiation 118 Morphogenesis and Growth Strategy 125 Endogenous Disturbance 129 Interactions Between Reproductive Strategies and Degree of Canopy Disturbance 131 Composition of the Dominant Layer During Ecosystem Develop- ment After Clear-Cutting 133 Species Richness 135 Summary 136 Chapter 5 Reorganization: Recovery of Biotic Regulation 138 Primary Productivity 139 Recovery of Biotic Regulation Over Ecosystem Export 143 Coupling of Mineralization and Storage Processes 153 Replacement of Lost Nutrient Capital 157 Ecosystem Regulation 157 Summary 163 Chapter 6 Ecosystem Development and the Steady State 164 Evidence for a Steady State 165 Steady-State Models 166 Living Biomass Accumulation 167 Contents xi Total Biomass Accumulation 168 The Plot as a Unit of Study 168 Trends Associated With Ecosystem Development 177 Summary 191 Chapter 7 The Steady State as a Component of the Landscape 192 Exogenous Disturbance Defined 194 Comparative Effects of Major Perturbations 195 Disturbance in Presettlement Northern Hardwood Forests 197 Postsettlement Disturbance 207 Increased Regularity of Whole-System Biomass Oscillation 210 Summary 211 Chapter 8 Forest Harvest and Landscape Management 213 Air Pollution 213 Forest Harvesting Practices 216 Landscape Management 227 References 229 Index 245
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