ORGANIZATIONAL DOWNSIZING AND THE AFTERMATH: SURVIVORS’ PERCEPTIONS OF THE IMPACT ON ORGANIZATIONAL COMMITMENT AND PERSONAL PROFESSIONAL DEVELOPMENT IN THE CONTEXT OF SCHOOLS by Lynn Taylor, B.S., M.B.A A dissertation submitted to the Graduate Council of Texas State University in partial fulfillment of the requirements for the degree of Doctor of Philosophy with a Major in Adult, Professional and Community Education May 2015 Committee Members: Steve Furney, Chair Jovita M. Ross-Gordon Joellen Coryell Patricia Guerra COPYRIGHT by Lynn Taylor 2015 FAIR USE AND AUTHOR’S PERMISSION STATEMENT Fair Use This work is protected by the Copyright Laws of the United States (Public Law 94-553, section 107). Consistent with fair use as defined in the Copyright Laws, brief quotations from this material are allowed with proper acknowledgement. Use of this material for financial gain without the author’s express written permission is not allowed. Duplication Permission As the copyright holder of this work I, Lynn Taylor, authorize duplication of this work, in whole or in part, for education or scholarly purposes only. DEDICATION For my family Brenda, Ashley and Monica; your steadfast support made this possible. For my close friend-D’ Angela Green- who gave me unwavering support and stood in the gap and pointed me to the rainbow during the many storms encountered on this journey towards a Ph. D. For those African-American children with a lemonade stand and a dream. Others might say your dreams are too big. Don’t believe them- I didn’t. ACKNOWLEDGEMENTS The completion of my doctoral dissertation would not have been possible without the assistance of so many people in my life. First and foremost I would like to thank my Lord and Savior Jesus Christ. He is my Rock and His Grace, Love, Guidance and Wisdom was instrumental on this journey. He was my strength in the valley experiences and His Faithfulness was unwavering and evident. To my chair, Dr. Steven Furney, there are no words that would adequately articulate what his support and belief in me has meant. I will simply say, thank you and I am eternally grateful. My dissertation committee of Dr. Jovita Ross-Gordon, Dr. Joellen Coryell and Dr. Pat Guerra, provided constructive feedback, professional guidance and valuable insight to me as an emerging researcher and scholar that contributes to the field. I express my gratitude to my community of support: my doctoral cohort, my friends, my four-legged son Preston, my church, and the staff at the RRC library and others that played any role on this journey. This journey would not have been possible without the support of my mother Brenda Cotton, who gave me the encouragement to endure the valley experiences and instilled in me a resolve and tenacious spirit to never give up no matter the obstacles. Monica and Ashley, my sister and niece, for all the time spent away from you, you gave me the encouragement and support to reach for my dreams. I want to acknowledge my close friend D’ Angela Green for her unrelenting support and words of encouragement as I faced tremendous obstacles on this journey. She believed in me and kept me focused v when my valley experiences seemed daunting. She gave me the courage to endure and determination to continue forward. I am forever grateful for our enduring friendship over so many years. I am immensely grateful for God and His faithfulness on this journey. He was my strength and my refuge. I am thankful He has given me the Faith to believe in spite of adversity and the opportunity to live my purpose and to inspire others to do the same. vi TABLE OF CONTENTS Page ACKNOWLEDGEMENTS ............................................................................................... v LIST OF FIGURES .......................................................................................................... xi ABSTRACT ..................................................................................................................... xii CHAPTER I. INTRODUCTION ........................................................................................... 1 Statement of the Problem ................................................................................. 2 General Methodology ............................................................................ 3 Specific Approach ................................................................................. 4 Ontological Beliefs ................................................................................ 4 Epistemological Beliefs ......................................................................... 4 Axiological Beliefs ................................................................................ 5 Methodological Beliefs ......................................................................... 6 Research Questions .......................................................................................... 7 Purpose of the Study ........................................................................................ 8 Researcher’s Background ................................................................................ 8 Definition of Terms ........................................................................................ 10 Summary ........................................................................................................ 11 II. REVIEW OF RELEVANT LITERATURE ................................................... 13 Organizational Change ................................................................................... 16 Downsizing .................................................................................................... 19 Reasons for Downsizing ...................................................................... 20 Downsizing Characteristics ................................................................. 21 The Survivors ................................................................................................. 23 Layoff Survivor Syndrome ............................................................................ 25 Organizational Commitment .......................................................................... 29 Increased Workload for Survivors ....................................................... 32 New Work Roles and Relationships in New Organization .................. 34 New Organizational Vision Adoption.................................................. 37 Survivor Engagement .......................................................................... 39 vii Organizational Learning ................................................................................ 40 Personal Career Development........................................................................ 42 Organizational Effectiveness ......................................................................... 46 Reduction-in-Force in Public Schools ........................................................... 48 Teacher Layoffs ..................................................................................... 52 Teacher Professional Development ....................................................... 55 Synthesis of the Literature ............................................................................. 61 Summary ........................................................................................................ 61 III. METHODOLOGY ........................................................................................ 63 Research Design............................................................................................. 63 Researcher’s Perspective ............................................................................... 64 Theoretical Framework .................................................................................. 68 The Study ....................................................................................................... 70 Setting ................................................................................................... 70 Sequence of Events ............................................................................... 70 Sampling Procedures and Participants ........................................................... 73 Recruitment .................................................................................................... 75 Data Collection Procedures ............................................................................ 77 Semi-Structured Interviews .................................................................. 77 Researcher’s Journal ............................................................................. 78 Documents and Artifacts ....................................................................... 78 Case Study Method ........................................................................................ 79 Data Analysis ................................................................................................. 81 Evaluation Methods ....................................................................................... 83 Trustworthiness .............................................................................................. 84 Ethical Considerations ................................................................................... 86 IV. FINDINGS OF THE STUDY ........................................................................ 87 Communication Protocol and Transparency to Bridge Theory and Implementation of the Reduction in Force ........................................ 88 Process of the Reduction in Force ............................................................ 89 Criteria for Reduction in Force ................................................................ 95 Loss of Key Personnel as a Result of the RIF ............................................. 100 RIF Impact on Instruction ...................................................................... 101 RIF Impact on Student Programs ........................................................... 103 RIF Impact on Increased Workload ........................................................ 105 viii Emotional Toll on Those who Remain with the School and School District as a Result of the RIF and Its Impact on Their Psychological Well-Being ............................................................. 108 Emotions of Fear, Anxiety, and Guilt ..................................................... 109 Personal Connection with Former Colleagues ....................................... 111 Impact of RIF on Personal Professional Development ................................ 114 Relevancy of Professional Development Opportunities ........................ 117 The Pursuit of Personal Professional Development Opportunities ........ 122 Commitment to Increase Marketability in the event of a Future RIF.... . 127 Impact of RIF on Commitment to School.................................................... 130 Decline in Morale ................................................................................... 133 Increased Commitment to Students ........................................................ 135 Summary ...................................................................................................... 139 V. DISCUSSIONS, CONCLUSIONS, AND RECOMMENDATIONS .......... 143 Brief Overview of the Study ........................................................................ 144 Overview of the Introduction to the Study ............................................. 144 Overview of the Literature Review ........................................................ 146 Overview of Methods ............................................................................. 150 Discussion of Study Findings ...................................................................... 154 Theme One: Communication Protocol and Transparency to Bridge Theory and Implementation of the RIF .......................... 155 Process of reduction in force ...................................................... 155 Criteria of reduction in force ...................................................... 156 Theme Two: Loss of Key Personnel ...................................................... 159 Reduction in force impact on instruction ................................... 160 Reduction in student programs ................................................... 160 Reduction-in-force impact on increased workload ..................... 161 Theme Three: Emotional Toll on Those Who Remain With the School and School District as a Result of the RIF and Its Impact On Their Psychological Well-Being ................... 162 Emotions of fear, anxiety and guilt ............................................. 166 Personal connection with former colleagues .............................. 169 Theme Four: Impact of RIF on Personal Professional Development .... 172 Relevancy of professional development opportunities ............... 173 The pursuit of personal professional development opportunities ................................................................... 177 Commitment to increase marketability in the event of a future RIF ................................................................. 179 Theme Five: Impact of RIF on Commitment to School ......................... 183 ix Decline in morale ........................................................................ 186 Increased commitment to students ............................................. 189 Implications to the Field of Study ................................................................ 190 Impact on Policy Research and Practice ...................................................... 191 Strengths and Limitations ............................................................................ 193 Recommendation for Future Practice and Research .................................... 193 Recommendation for Future Practice ..................................................... 194 Recommendation for Future Research ................................................... 197 Researcher Reflections................................................................................. 199 Concluding Thoughts ................................................................................... 202 APPENDIX SECTION .................................................................................................. 205 REFERENCES .............................................................................................................. 210 x
Description: