ON THE EDGE OF ANARCHY STUDIES IN MORAL, POLITICAL, AND LEGAL PHILOSOPHY General Editor: Marshall Cohen A list of titles in the series appears at the back of the book ON THE EDGE OF ANARCHY Locke, Consent, and the Limits of Society A. John Simmons PRINCETON UNIVERSITY PRESS PRINCETON, NEW JERSEY Copyright © 1993 by Princeton University Press Published by Princeton University Press, 41 William Street, Princeton, New Jersey 08540 In the United Kingdom: Princeton University Press, Chichester, West Sussex All Rights Reserved Library of Congress Cataloging-in-Publication Data Simmons, A. John (Alan John), 1950- On the edge of anarchy: Locke, consent, and the limits of society / A. John Simmons p. cm. — (Studies in moral, political, and legal philosophy) Includes bibliographical references and index. ISBN 0-691-03303-X ISBN 04483-X (pbk.) 1. Locke, John, 1632-1704—Contributions in political science. 2. Anarchism. I. Title. II. Series. JC153.L87S57 1993 320.1'l—dc20 92-44658 This book has been composed in Linotron Palatino Princeton University Press books are printed on acid-free paper and meet the guidelines for permanence and durability of the Committee on Production Guidelines for Book Longevity of the Council on Library Resources Third printing, and first paperback printing, 1995 Printed in the United States of America by Princeton Academic Press 3 5 7 9 10 8 6 4 CONTENTS LIST OF ABBREVIATIONS vii ACKNOWLEDGMENTS ix INTRODUCTION 3 Part 1: Nonconsensual Relations 11 ONE. THE LOCKEAN STATE OF NATURE 13 1.1. Locke's State of Nature 13 1.2. The Moral, Social, and Historical Dimensions 23 1.3. The Point of State-of-Nature Stories 33 Two. FORCE AND RIGHT 40 2.1. The State of War 40 2.2. How Rights Are Lost 46 2.3. Despotism: Slavery and Absolute Government 48 Part 2: Consent and Government 57 THREE. POLITICAL CONSENT 59 3.1. The Content of Lockean Consent 59 3.2. Consent, Contract, and Trust 68 3.3. The Appeal of Consent Theory 72 FOUR. THE VARIETIES OF CONSENT 80 4.1. Express and Tacit Consent 80 4.2. Majority Consent 90 CONTENTS Part 3: The Limits of Society 99 FIVE. INALIENABLE RIGHTS 101 5.1. The Property of Inalienability 101 5.2. Locke on Inalienability 108 5.3. Locke's Commitments 119 5.4. Toleration 123 5.5. Inalienability and Absolutism 137 Six. DISSOLUTION AND RESISTANCE 147 6.1. The Revolutionary Stance 147 6.2. The Right of Resistance 155 6.3. The Consequences of Dissolution 167 6.4. The Duty to Resist 178 Part 4: Consent and the Edge of Anarchy 193 SEVEN. THE CRITIQUE OF LOCKEAN CONSENT THEORY 197 7.1. Hume's Attack 197 7.2. The Meaning of Consent in Locke 202 EIGHT. CONSENT, OBLIGATION, AND ANARCHY 218 8.1. Consent and Voting 218 8.2. Consent and Residence 225 8.3. Duress, Hard Choices, and Free Choice 232 8.4. Lockean Anarchism 248 WORKS CITED 271 INDEX 285 ABBREVIATIONS Two Treatises of Government—I or II, followed by paragraph number An Essay Concerning Human Understanding—E, followed by book, chapter, and section number Essays on the Law of Nature—ELN, followed by page number A Letter Concerning Toleration—L, followed by page number Two Tracts on Government—First Tract or Second Tract, followed by page number An Essay Concerning Toleration—ECT, followed by page number ACKNOWLEDGMENTS Having come together from nearly ten years of work on problems in Lockean political philosophy, this book has benefited in a wide variety of ways from the assistance of others. The oldest parts of the book (in chapters 5 and 8) were read in paper form at many colleges and universities, and I must thank the audiences there for their help (despite my inability to remember their individual contributions). This older work was also supported by grants and fellowships from the University of Virginia, the University's Center for Advanced Studies, and the National Endowment for the Humanities. More re cently, Julian Franklin and George Klosko generously made many helpful comments on the material in chapters 1 and 2. But a large part of this book (most of chapters 3, 4, 6, and 7) has not until now made it very far out into the world, having been read (and much improved) only by my friend and wife, Nancy Schauber (who also deserves credit for having convinced me to assemble the book in its current form), and by Jeremy Waldron, whose comments were es sential in helping me present my ideas more clearly in a variety of places in the book. So however much I might be willing to try to get away with blaming the errors of my older work on the inattention of friends and colleagues, even I must acknowledge my sole re sponsibility for the vast majority of the mistakes that readers will encounter in this book. Parts of this book contain material that has been previously pub lished. Most of chapter 1 was published as "Locke's State of Na ture," Political Theory (August 1989). Section 2.2 and most of the first three sections of chapter 5 appeared in "Inalienable Rights and Locke's Treatises," Philosophy & Public Affairs (Summer 1983). Parts of sections 3.3 and 7.1, and most of sections 8.1, 8.2, and 8.3 were contained in "Consent Free Choice, and Democratic Government," 7 Georgia Law Review 18/4 (Summer 1984). I thank the publishers for their permission to reuse this material here. Finally, Iwish to thank our friends and neighbors in St. Roman de Malegarde and Tulette (in the northern Vaucluse), and especially Peta and Yves, for the warmth and hospitality that made my writing so much easier.
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