Control Engineering Series 84 CN Nonlinear and Adaptive oo Nonlinear and nn Control Systems tl ri on le Sa Adaptive Control yr sa ten md Systems An adaptive system for linear systems with unknown parameters is a Zhengtao Ding is a Senior Lecturer in Control nonlinear system. The analysis of such adaptive systems requires similar Engineering and Director for MSc in Advanced Control sA techniques to analyse nonlinear systems. Therefore it is natural to treat and Systems Engineering at the Control Systems d adaptive control as a part of nonlinear control systems. Centre, School of Electrical and Electronic Engineering, a The University of Manchester, UK. His research interests p Nonlinear and Adaptive Control Systems treats nonlinear control focus on nonlinear and adaptive control design. He t and adaptive control in a unified framework, presenting the major pioneered research in asymptotic rejection of general iv results at a moderate mathematical level, suitable for MSc students periodic disturbances in nonlinear systems and e and engineers with undergraduate degrees. Topics covered include produced a series of results to systematically solve this introduction to nonlinear systems; state space models; describing problem in various situations. He also made significant contributions in output regulation and adaptive control functions for common nonlinear components; stability theory; feedback of nonlinear systems with some more recent results on linearization; adaptive control; nonlinear observer design; backstepping observer design and output feedback control as well. design; disturbance rejection and output regulation; and control Dr Ding has been teaching ‘Nonlinear and Adaptive applications, including harmonic estimation and rejection in power Control Systems’ to MSc students for 9 years, and he distribution systems, observer and control design for circadian rhythms, has accumulated tremendous experiences in explaining and discrete-time implementation of continuous-time nonlinear control difficult control concepts to students. laws. D Zhengtao Ding in g The Institution of Engineering and Technology www.theiet.org 978-1-84919-574-4 Nonlinear and Adaptive Control.indd 1 04/03/2013 09:32:20 IETCONTROLENGINEERINGSERIES84 Nonlinear and Adaptive Control Systems Othervolumesinthisseries: Volume8 Ahistoryofcontrolengineering,1800–1930S.Bennett Volume18 Appliedcontroltheory,2ndEditionJ.R.Leigh Volume20 DesignofmoderncontrolsystemsD.J.Bell,P.A.CookandN.Munro(Editors) Volume28 RobotsandautomatedmanufactureJ.Billingsley(Editor) Volume33 TemperaturemeasurementandcontrolJ.R.Leigh Volume34 SingularperturbationmethodologyincontrolsystemsD.S.Naidu Volume35 Implementationofself-tuningcontrollersK.Warwick(Editor) Volume37 Industrialdigitalcontrolsystems,2ndEditionK.WarwickandD.Rees(Editors) Volume39 ContinuoustimecontrollerdesignR.Balasubramanian Volume40 DeterministiccontrolofuncertainsystemsA.S.I.Zinober(Editor) Volume41 Computercontrolofreal-timeprocessesS.BennettandG.S.Virk(Editors) Volume42 DigitalsignalProcessing:principles,devicesandapplicationsN.B.Jonesand J.D.McK.Watson(Editors) Volume44 Knowledge-basedsystemsforindustrialcontrolJ.McGhee,M.J.GrimbleandA.Mowforth (Editors) Volume47 AHistoryofcontrolengineering,1930–1956S.Bennett Volume49 PolynomialmethodsinoptimalcontrolandfilteringK.J.Hunt(Editor) Volume50 ProgrammingindustrialcontrolsystemsusingIEC1131-3R.W.Lewis Volume51 AdvancedroboticsandintelligentmachinesJ.O.GrayandD.G.Caldwell(Editors) Volume52 AdaptivepredictionandpredictivecontrolP.P.Kanjilal Volume53 NeuralnetworkapplicationsincontrolG.W.Irwin,K.WarwickandK.J.Hunt(Editors) Volume54 Controlengineeringsolutions:apracticalapproachP.Albertos,R.StrietzelandN.Mort (Editors) Volume55 GeneticalgorithmsinengineeringsystemsA.M.S.ZalzalaandP.J.Fleming(Editors) Volume56 SymbolicmethodsincontrolsystemanalysisanddesignN.Munro(Editor) Volume57 FlightcontrolsystemsR.W.Pratt(Editor) Volume58 Power-plantcontrolandinstrumentation:thecontrolofboilersandHRSGsystems D.Lindsley Volume59 ModellingcontrolsystemsusingIEC61499R.Lewis Volume60 Peopleincontrol:humanfactorsincontrolroomdesignJ.NoyesandM.Bransby(Editors) Volume61 Nonlinearpredictivecontrol:theoryandpracticeB.KouvaritakisandM.Cannon(Editors) Volume62 ActivesoundandvibrationcontrolM.O.TokhiandS.M.Veres Volume63 Steppingmotors,4theditionP.P.Acarnley Volume64 Controltheory,2ndEditionJ.R.Leigh Volume65 ModellingandparameterestimationofdynamicsystemsJ.R.Raol,G.GirijaandJ.Singh Volume66 Variablestructuresystems:fromprinciplestoimplementationA.Sabanovic,L.Fridman andS.Spurgeon(Editors) Volume67 Motionvision:designofcompactmotionsensingsolutionforautonomoussystems J.KolodkoandL.Vlacic Volume68 Flexiblerobotmanipulators:modelling,simulationandcontrolM.O.Tokhiand A.K.M.Azad(Editors) Volume69 AdvancesinunmannedmarinevehiclesG.RobertsandR.Sutton (Editors) Volume70 IntelligentcontrolsystemsusingcomputationalintelligencetechniquesA.Ruano (Editor) Volume71 AdvancesincognitivesystemsS.NeftiandJ.Gray(Editors) Volume72 Controltheory:aguidedtour,3rdEditionJ.R.Leigh Volume73 AdaptivesamplingwithMobileWSNK.Sreenath,M.F.Mysorewala,D.O.Popa andF.L.Lewis Volume74 Eigenstructurecontrolalgorithms:applicationstoaircraft/rotorcrafthandling qualitiesdesignS.Srinathkumar Volume75 AdvancedcontrolforconstrainedprocessesandsystemsF.Garelli,R.J.Mantzand H.DeBattista Volume76 DevelopmentsincontroltheorytowardsglocalcontrolL.Qiu,J.Chen,T.Iwasakiand H.Fujioka Volume77 FurtheradvancesinunmannedmarinevehiclesG.N.RobertsandR.Sutton(Editors) Volume78 Frequency-domaincontroldesignforhigh-performancesystemsJ.O’Brien Nonlinear and Adaptive Control Systems Zhengtao Ding TheInstitutionofEngineeringandTechnology PublishedbyTheInstitutionofEngineeringandTechnology,London,UnitedKingdom TheInstitutionofEngineeringandTechnologyisregisteredasaCharityinEngland& Wales(no.211014)andScotland(no.SC038698). ©2013TheInstitutionofEngineeringandTechnology Firstpublished2013 ThispublicationiscopyrightundertheBerneConventionandtheUniversalCopyright Convention.Allrightsreserved.Apartfromanyfairdealingforthepurposesofresearchor privatestudy,orcriticismorreview,aspermittedundertheCopyright,DesignsandPatentsAct 1988,thispublicationmaybereproduced,storedortransmitted,inanyformorbyanymeans, onlywiththepriorpermissioninwritingofthepublishers,orinthecaseofreprographic reproductioninaccordancewiththetermsoflicencesissuedbytheCopyrightLicensing Agency.Enquiriesconcerningreproductionoutsidethosetermsshouldbesenttothe publisherattheundermentionedaddress: TheInstitutionofEngineeringandTechnology MichaelFaradayHouse SixHillsWay,Stevenage Herts,SG12AY,UnitedKingdom www.theiet.org Whiletheauthorandpublisherbelievethattheinformationandguidancegivenin thisworkarecorrect,allpartiesmustrelyupontheirownskillandjudgementwhen makinguseofthem.Neithertheauthornorthepublisherassumesanyliabilityto anyoneforanylossordamagecausedbyanyerrororomissioninthework,whether suchanerrororomissionistheresultofnegligenceoranyothercause.Anyandall suchliabilityisdisclaimed. Themoralrightsoftheauthortobeidentifiedasauthorofthisworkhavebeen assertedbyhiminaccordancewiththeCopyright,DesignsandPatentsAct1988. BritishLibraryCataloguinginPublicationData AcataloguerecordforthisproductisavailablefromtheBritishLibrary ISBN978-1-84919-574-4(hardback) ISBN978-1-84919-575-1(PDF) TypesetinIndiabyMPSLimited PrintedintheUKbyCPIGroup(UK)Ltd,Croydon Tomyfamily,Yinghong,GuangyueandXiang Contents Preface ix 1 Introductiontononlinearandadaptivesystems 1 1.1 Nonlinearfunctionsandnonlinearities 1 1.2 Commonnonlinearsystemsbehaviours 4 1.3 Stabilityandcontrolofnonlinearsystems 5 2 Statespacemodels 9 2.1 Nonlinearsystemsandlinearisationaroundanoperatingpoint 9 2.2 Autonomoussystems 11 2.3 Second-ordernonlinearsystembehaviours 12 2.4 Limitcyclesandstrangeattractors 18 3 Describingfunctions 25 3.1 Fundamentals 26 3.2 Describingfunctionsforcommonnonlinearcomponents 29 3.3 Describingfunctionanalysisofnonlinearsystems 34 4 Stabilitytheory 41 4.1 Basicdefinitions 41 4.2 Linearisationandlocalstability 45 4.3 Lyapunov’sdirectmethod 46 4.4 Lyapunovanalysisoflineartime-invariantsystems 51 5 Advancedstabilitytheory 55 5.1 Positiverealsystems 55 5.2 Absolutestabilityandcirclecriterion 59 5.3 Input-to-statestabilityandsmallgaintheorem 65 5.4 Differentialstability 71 6 Feedbacklinearisation 75 6.1 Input–outputlinearisation 75 6.2 Full-statefeedbacklinearisation 83 7 Adaptivecontroloflinearsystems 89 7.1 MRACoffirst-ordersystems 90 7.2 Modelreferencecontrol 94 7.3 MRACoflinearsystemswithrelativedegree1 99 7.4 MRACoflinearsystemswithhighrelatives 102 7.5 Robustadaptivecontrol 103 viii Nonlinearandadaptivecontrolsystems 8 Nonlinearobserverdesign 109 8.1 Observerdesignforlinearsystems 109 8.2 Linearobservererrordynamicswithoutputinjection 111 8.3 Linearobservererrordynamicsviadirectstatetransformation 120 8.4 ObserverdesignforLipschitznonlinearsystems 122 8.5 Reduced-orderobserverdesign 127 8.6 Adaptiveobserverdesign 136 9 Backsteppingdesign 141 9.1 Integratorbackstepping 141 9.2 Iterativebackstepping 144 9.3 Observerbackstepping 147 9.4 Backsteppingwithfilteredtransformation 152 9.5 Adaptivebackstepping 159 9.6 Adaptiveobserverbackstepping 167 10 Disturbancerejectionandoutputregulation 175 10.1 Asymptoticrejectionofsinusoidaldisturbances 175 10.2 Adaptiveoutputregulation 186 10.3 Outputregulationwithnonlinearexosystems 194 10.4 Asymptoticrejectionofgeneralperiodicdisturbances 204 11 Controlapplications 219 11.1 Harmonicsestimationandrejectioninpowerdistribution systems 219 11.1.1 Systemmodel 220 11.1.2 Iterativeobserverdesignforestimatingfrequency modesininput 224 11.1.3 Estimationofspecificfrequencymodesininput 232 11.1.4 Rejectionoffrequencymodes 234 11.1.5 Example 235 11.2 Observerandcontroldesignforcircadianrhythms 238 11.2.1 Circadianmodel 239 11.2.2 Lipschitzobserverdesign 241 11.2.3 Phasecontrolofcircadianrhythms 243 11.3 Sampled-datacontrolofnonlinearsystems 247 11.3.1 Systemmodelandsampled-datacontrol 249 11.3.2 Stabilityanalysisofsampled-datasystems 251 11.3.3 Simulation 260 BibliographicalNotes 263 References 268 Index 275 Preface This book is intended for the use as a textbook at MSc and senior undergraduate level in control engineering and related disciplines such as electrical, mechanical, chemicalandaerospaceengineeringandappliedmathematics.Itcanalsobeusedas areferencebookbycontrolengineersinindustryandresearchstudentsinautomation andcontrol. Itislargely, althoughnotentirely, basedonthecourseunitbearingthe samenameasthebooktitlethatIhavebeenteachingforseveralyearsfortheMSc courseatControlSystemsCentre,SchoolofElectricalandElectronicEngineering, TheUniversityofManchester.Thebeginningchapterscoverfundamentalconcepts innonlinearcontrolatmoderatemathematicallevelsuitableforstudentswithafirst degree in engineering disciplines. Simple examples are used to illustrate important concepts,suchasthedifferencebetweenexponentialstabilityandasymptoticstability. Someadvancedandrecentstabilityconceptssuchasinput-to-statestabilityarealso included,mainlyasanintroductionataless-demandingmathematicallevelcompared with their normal descriptions in the existing books, to research students who may encounterthoseconceptsinliterature.Mostofthetheoremsinthebeginningchapters are introduced with the proofs, and some of the theorems are simplified with less general scopes, but without loss of rigour. The later chapters cover several topics which are closely related to my own research activities, such as nonlinear observer designandasymptoticdisturbancerejectionofnonlinearsystems.Theyareincluded to demonstrate the applications of fundamental concepts in nonlinear and adaptive controltoMScandresearchstudents,andtobridgethegapbetweenanormaltextbook treatment of control concepts and that of research articles published in academic journals. They can also be used as references for the students who are working on therelatedtopics.Attheendofthebook,applicationstolesstraditionalareassuch ascontrolofcircadianrhythmsarealsoshown,toencouragereaderstoexplorenew appliedareasofnonlinearandadaptivecontrol. This book aims at a unified treatment of adaptive and nonlinear control. Itiswellknownthatthedynamicsofanadaptivecontrolsystemforalineardynamic system with unknown parameters are nonlinear.The analysis of such adaptive sys- tems requires similar techniques to the analysis for nonlinear systems. Some more recentcontroldesigntechniquessuchasbacksteppingreliesonLyapunovfunctions toestablishthestability,andtheycanbedirectlyextendedtoadaptivecontrolofnon- linearsystems.Thesetechniquesfurtherreducethetraditionalgapbetweenadaptive control and nonlinear control. Therefore, it is now natural to treat adaptive control as a part of nonlinear control systems. The foundation for linear adaptive control andnonlinearadaptivecontrolisthepositivereallemma,whichisrelatedtopassive systemsinnonlinearcontrolandLyapunovanalysis.Itisdecidedtousethepositive
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